Regulatory Compliance Governance Expert
12 hours ago
About TD Bank:
We are one of the world's leading global financial institutions and the fifth largest bank in North America by branches/stores. Our goal is to deliver legendary customer experiences to over 27 million households and businesses across Canada, the US, and around the world.
Salary: $94,500 - $141,000 CAD per year, with a range of $104,250 based on the average salary for this role in Toronto, Ontario, Canada.
Job Description:
As a Senior Compliance Governance & Operations Analyst, you will be part of our Global Compliance Governance and Assurance (CGA) team, responsible for providing governance and oversight for central elements of the Global Compliance Program, including transformation and technology initiatives. You will report directly to the Manager, CGA, and ensure regulatory compliance issues are managed across the enterprise.
Key Responsibilities:
- Support updates to the Enterprise Regulatory Compliance Issues Management Procedures to align with the Enterprise Issues Management Framework and Issues Management Standards.
- Develop expertise in MERLIN (eGRC) to provide support/assistance to Compliance Units navigating the Issues Management workflow.
- Conduct quality assurance and control activities to maintain data accuracy and completeness.
- Collaborate with Compliance Units to ensure timely updates and escalation of findings against the Compliance Issues Management Program.
- Develop proactive strategies, processes, and recommendations to senior leaders to manage regulatory compliance issues.
- Support ad hoc transformation changes and projects/tasks as required.
Requirements:
- Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.
- Excellent communication skills, both written and verbal.
- Self-starter with ability to lead, plan, execute, and deliver under minimal supervision.
- Knowledge of the Issues Management module in MERLIN is a plus.
- Proven relationship management skills and must be a strong team player.
- Flexibility to adapt quickly to changing and ambiguous initiatives or requirements.
- Ability to exercise sound judgment in making decisions; demonstrate analytical and problem-solving skills to think critically and make informed recommendations.
Additional Information:
- Undergraduate or post-graduate degree required.
- A minimum of 4 years of relevant work experience (post-degree) preferred.
- Must be available to travel to the Toronto office twice a week.
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