Director of Regulatory Compliance
3 days ago
We are seeking a highly skilled Director of Regulatory Compliance to join our team at the Bank of Montreal.
This role will be responsible for leading the implementation and maintenance of first line of defense (1LOD) programs, collaborating with second and third line functions to ensure compliance and operational risks are identified, mitigated, and reported on an ongoing basis.
Key Responsibilities:
- Manage internal audit and regulatory projects/initiatives.
- Support business groups through management of internal/external audits or regulatory examinations and assist in development of action plans to resolve any identified issues.
- Provide quality control for investigations, self-reports, examinations, and independent reviews conducted by internal and external stakeholders.
- Prepare and brief senior leaders on regulatory matters across multiple business groups.
- Act as a subject matter expert on relevant regulations and policies.
- Support multiple business units with moderate complexity and business transaction risk.
- Act as a subject matter expert in the evaluation, development, and implementation of an internal control system.
- Network with industry contacts to gain competitive insights and best practices.
- Conduct independent analysis and assessment to resolve strategic issues.
- Break down strategic problems and analyze data and information to provide insights and recommendations.
- Monitor and track performance and address any issues.
- Track audit and regulatory requests and corresponding approvals.
- Build awareness, knowledge, and skills and provide communication, practical tools, and ongoing support to promote a culture of risk identification and management.
- Support the management of 1LOD program for business groups in compliance with appropriate principles, standards, and direction from second line of defense groups.
- Develop and maintain an understanding of business group strategies and objectives, products, and services, internal and external stakeholders, and business processes as well as the underlying infrastructure to identify and manage implications and risk exposures for business groups.
- Operate at a group/enterprise-wide level and serve as a specialist resource to senior leaders and stakeholders.
- Implement changes in response to shifting trends.
Requirements:
- Typically 5+ years of relevant experience and post-secondary degree in a related field of study or an equivalent combination of education and experience.
- Project Management skills - Expert.
- Able to manage ambiguity.
- Data-driven decision making - In-depth / Expert.
Compensation Package:
The total compensation package for this role is estimated to be in the range of $120,000 - $180,000 per annum, depending on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards.
The Bank of Montreal offers a comprehensive benefits package including health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans.
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