Regulatory Compliance Management Expert

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada.About the RoleThe successful candidate will be responsible for maintaining and updating new client account application and KYC forms as required, preparing trade approval forms for compliance sign-off, and liaising with Client Service and Business...

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

About Optimize Wealth ManagementOptimize Wealth Management is a leading provider of financial solutions, dedicated to delivering personalized services that cater to the unique needs of our clients. Our holistic approach sets us apart, prioritizing honesty, persistence, teamwork, and excellence in everything we do.We are committed to establishing a strong...

Job Overview:Royal Bank of Canada (RBC) is seeking a highly skilled Financial Regulatory Compliance Expert to join our Enterprise Risk, Regulatory Capital Governance & Oversight team. This key role will play a crucial part in the efficient management and coordination of RBC's annual Self-Assessment Process (SAP).About the Role:The successful candidate will...

Director of Regulatory ComplianceWe are seeking a highly skilled Director of Regulatory Compliance to join our team at the Bank of Montreal.This role will be responsible for leading the implementation and maintenance of first line of defense (1LOD) programs, collaborating with second and third line functions to ensure compliance and operational risks are...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at EQ Bank | Equitable Bank in the role of Senior Manager, Canadian Banking Compliance. This position offers an exciting opportunity to work with a dynamic and innovative bank that is revolutionizing the banking experience for Canadians.As a key member of our compliance team,...

Job Description:Momentum Financial Services Group is a leading provider of financial services in North America, committed to providing solutions that meet the evolving needs of consumers and business owners.Key Responsibilities:Develop and implement regulatory compliance management programs, including consumer protection and privacy.Collaborate with various...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team in Bermuda. The successful candidate will have the opportunity to work on a wide range of financial regulation matters, including advising clients on the regulation of cross-border financial transactions.Key ResponsibilitiesDevelop an in-depth knowledge of regulatory...

At EQ Bank | Equitable Bank, we're a big believer in challenging the status quo to create a better banking experience for Canadians.We're looking for an experienced Compliance expert to lead our RCM Testing Program and drive regulatory compliance excellence across the organization.About the RoleThe Associate Director, RCM Testing will be responsible for...

About the RolePearTree Canada is seeking a Senior Regulatory Affairs Associate to join our team. This exciting opportunity allows you to work in a dynamic environment where you can make a real impact.Job DescriptionThe Senior Regulatory Affairs Associate will be responsible for ensuring that our business operations and transactions follow all relevant legal...

About Options Consulting SolutionsWe are a dynamic investment firm with a strong commitment to regulatory compliance and exceptional client service.Job DescriptionThe Compliance Officer will oversee the firm's regulatory programs, ensuring all operations comply with applicable laws, regulations, and internal policies. This includes market conduct review,...

S.i. Systèmes is seeking a skilled Regulatory Compliance Expert to support the implementation of regulatory requirements for a large insurance client. This 6-month role, with potential extension, will be based remotely and reports directly to the Director, Risk Governance.Job DescriptionThe Senior Analyst, Risk Governance will be responsible for assisting...

Job Summary: EQ Bank | Equitable Bank seeks a highly experienced Regulatory Compliance Expert to lead our mortgage and consumer lending compliance efforts. As a key member of our team, you will be responsible for ensuring the bank's products and services comply with regulatory requirements and industry standards.About the Role:This is a senior role that...

At Royal Bank of Canada, we're seeking an exceptional Compliance Specialist to join our team. This role is a key part of our Compliance program, responsible for implementing and maintaining regulatory compliance across the organization.About the OpportunityThis is a full-time position in Toronto, Canada, offering a competitive salary range of $120,000 -...

The Senior Manager, Quality Management role at EQ Bank | Equitable Bank is a high-profile position that demands exceptional leadership skills, strategic thinking, and regulatory expertise. As the subject matter expert in business and market conduct regulatory compliance requirements, you will provide critical advisory services to various stakeholders across...

Job Description:We are seeking a seasoned Compliance Specialist to join our team at Options Consulting Solutions in downtown Toronto. This is a unique opportunity to take on a leadership role in ensuring the firm's operations comply with relevant securities laws, industry regulations, and financial standards.Responsibilities:Conduct detailed market conduct...

About the JobWe are seeking a seasoned Compliance Officer to oversee our firm's regulatory and internal compliance programs, ensuring seamless alignment with market conduct review, trade conduct, and universal market integrity rules (UMIR). Key responsibilities include monitoring operations, transactions, and client interactions for compliance with...

About the RoleWe are seeking a highly skilled Regulatory Affairs Expert to join our team at SHEIN, a global fashion and lifestyle e-retailer.Job DescriptionThe successful candidate will develop, implement, manage, and maintain overall customs compliance procedures to ensure SHEIN complies with all aspects of Canadian importing and exporting regulations and...

We are seeking a highly skilled Regulatory Compliance Audit Manager to join our team at Royal Bank of Canada. This role is based in Toronto, Canada and offers a competitive salary range of $125,000 - $160,000 per year.About the RoleThe successful candidate will be responsible for leading enterprise-level audit assurance projects, developing continuous...

PearTree Canada is a leading player in the financial industry, and we are seeking an experienced Compliance Specialist to join our team. This role plays a critical part in ensuring that our business operations and transactions adhere to all relevant legal and internal rules, with a focus on securities regulatory compliance for PearTree Securities Inc.Main...