
Compliance Specialist: Regulatory Expert
18 hours ago
At Royal Bank of Canada, we're seeking an exceptional Compliance Specialist to join our team. This role is a key part of our Compliance program, responsible for implementing and maintaining regulatory compliance across the organization.
About the OpportunityThis is a full-time position in Toronto, Canada, offering a competitive salary range of $120,000 - $180,000 per year, depending on experience.
We thrive on the challenge to be our best, thinking progressively to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Key Responsibilities- Analyze complex regulatory rules and developments applicable to RBC's custody products and services.
- Assist in creating and implementing new or amended compliance policies and procedures.
- Represent RBC Compliance on various working groups pertaining to Enterprise compliance requirements.
- Regulatory Compliance / Legal / Financial / Securities industry experience.
- Excellent judgment and analytical skills, problem-solving, curiosity, ability to simplify, desire to learn and grow.
- Accuracy in work output, attention to detail, and accuracy are essential.
- Effective organization skills, including prioritizing between tasks and deadlines.
- A comprehensive Total Rewards Program including bonuses and flexible benefits.
- Leaders who support your development through coaching and managing opportunities.
- The opportunity to interface with executives from many different parts of the organization.
This is a regular, full-time salaried position within the Chief Legal & Admin Office Group. If you're passionate about compliance and want to make a lasting impact, please apply now.
-
Cybersecurity Expert
4 weeks ago
Toronto, Ontario, Canada S.i. Systèmes Full timeAbout the RoleWe are seeking a highly skilled Cybersecurity Expert to join our team as a Regulatory Compliance Specialist. In this role, you will be responsible for monitoring, analyzing, and reporting on cybersecurity requirements against relevant regulations and standards.
-
Regulatory Compliance Expert
4 weeks ago
Toronto, Ontario, Canada mccainfood Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...
-
Regulatory Compliance Expert
4 weeks ago
Toronto, Ontario, Canada Exchange Bank of Canada Full timeJob Title: Regulatory Compliance ExpertAbout Exchange Bank of CanadaExchange Bank of Canada is a Schedule 1 bank headquartered in Toronto, Canada. The bank provides wholesale foreign exchange services and international payment solutions to financial institutions and corporations.Salary: $90,000 - $120,000 per year, depending on experience.Job Description:We...
-
Regulatory Licensing Specialist
4 weeks ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timeThe Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...
-
Regulatory Compliance Expert
1 week ago
Toronto, Ontario, Canada PearTree Canada Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada.About the RoleThe successful candidate will be responsible for maintaining and updating new client account application and KYC forms as required, preparing trade approval forms for compliance sign-off, and liaising with Client Service and Business...
-
Compliance Expert
4 weeks ago
Toronto, Ontario, Canada Momentum Financial Services Group_new Full timeAbout Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...
-
Director of Regulatory Compliance
1 day ago
Toronto, Ontario, Canada Bank of Montreal Full timeDirector of Regulatory ComplianceWe are seeking a highly skilled Director of Regulatory Compliance to join our team at the Bank of Montreal.This role will be responsible for leading the implementation and maintenance of first line of defense (1LOD) programs, collaborating with second and third line functions to ensure compliance and operational risks are...
-
Compliance Expert
2 weeks ago
Toronto, Ontario, Canada Options Consulting Solutions Full time $120,000Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...
-
Senior Regulatory Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at Fidelity Investments Canada ULC. In this role, you will be responsible for ensuring that our company is in compliance with various regulatory requirements, including those related to securities, mutual funds, and other financial...
-
Compliance Specialist
1 week ago
Toronto, Ontario, Canada PearTree Canada Full timePearTree Canada is a leading player in the financial industry, and we are seeking an experienced Compliance Specialist to join our team. This role plays a critical part in ensuring that our business operations and transactions adhere to all relevant legal and internal rules, with a focus on securities regulatory compliance for PearTree Securities Inc.Main...
-
Regulatory Compliance Specialist
6 days ago
Toronto, Ontario, Canada Ontario Public Service Full timeWe are seeking a highly motivated Regulatory Compliance Specialist to join our team at the Ontario Public Service. This is an exciting opportunity to work with a dynamic team that is dedicated to protecting consumers and promoting business compliance.
-
Compliance Specialist, Regulatory Compliance
2 weeks ago
Toronto, Ontario, Canada Société Financière Manuvie Full timeAs a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...
-
Compliance Expert for Regulatory Affairs
4 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the JobAs a Senior Compliance Business Oversight Officer at The Toronto-Dominion Bank (Canada), you will be a key member of our Canadian Banking Compliance team. Your primary responsibility will be to provide guidance, oversight, and expertise to our businesses on regulatory requirements and controls.This role is ideal for an individual with excellent...
-
Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeAt Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....
-
Regulatory Compliance Senior Specialist
4 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Senior Specialist to join our team at Fidelity Investments Canada ULC.This is a hybrid role with a mix of remote and in-office working, allowing you to maintain a healthy work-life balance while being part of a dynamic and growing organization.As a key member of the Compliance Department...
-
Senior Regulatory Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada UnionPay International Full time**Job Overview**UnionPay International is seeking an experienced Senior Regulatory Compliance Specialist to support the company's compliance work in Canada. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in the payment industry. **Key Responsibilities**The Senior Regulatory Compliance...
-
Regulatory Compliance Specialist
6 days ago
Toronto, Ontario, Canada PearTree Canada Full timeThe Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...
-
Regulatory Affairs Expert
2 weeks ago
Toronto, Ontario, Canada SHEIN Full timeAbout the RoleWe are seeking a highly skilled Regulatory Affairs Expert to join our team at SHEIN, a global fashion and lifestyle e-retailer.Job DescriptionThe successful candidate will develop, implement, manage, and maintain overall customs compliance procedures to ensure SHEIN complies with all aspects of Canadian importing and exporting regulations and...
-
Regulatory Expert Lead
4 weeks ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timeJob SummaryWe are seeking a highly skilled Regulatory Expert Lead to join our team at the Financial Services Regulatory Authority of Ontario. This is an exciting opportunity to lead and contribute to quantitative and qualitative research, development, and assessments to support departmental initiatives.About the RoleThe successful candidate will provide...
-
Regulatory Compliance Expert
4 weeks ago
Toronto, Ontario, Canada Options Consulting Solutions Full timeAbout the JobWe are seeking a highly skilled Regulatory Compliance Expert to join our team in downtown Toronto. As a key member of our compliance department, you will play a critical role in ensuring that our firm's operations comply with relevant securities laws, industry regulations, and financial standards.Key Responsibilities:Conduct regular audits and...