Regulatory Compliance Specialist

1 day ago

Toronto, Ontario, Canada Tata Consultancy Services Full time
Job Description

Inclusion without Exception Tata Consultancy Services is an equal opportunity employer, and embraces diversity in race, nationality, ethnicity, gender, age, physical ability, neurodiversity, and sexual orientation, to create a workforce that reflects the societies we operate in. Our continued commitment to Culture and Diversity and is reflected in our people stories across our workforce implemented through equitable workplace policies and processes.

Tata Consultancy Services is an IT services, consulting, and business solutions organization that has been partnering with many of the world's largest businesses in their transformation journeys for over 55 years. Its consulting-led, cognitive powered portfolio of business, technology, and engineering services and solutions is delivered through its unique Location Independent AgileTM delivery model, recognized as a benchmark of excellence in software development. A part of the Tata group, India's largest multinational business group, TCS has over 615,000 of the world's best-trained consultants in 55 countries. TCS' proactive stance on climate change and award-winning work with communities across the world have earned it a place in leading sustainability indices such as the MSCI Global Sustainability Index and the FTSE4Good Emerging Index.

Key Responsibilities:
  • Enhance and develop the Regulatory process for 1071 compliance with close co-ordinations with client stakeholders.
  • Understand the regulatory requirements applicable for 1071 and map it against the data elements of the bank.
  • Effective and efficient management of the tasks associated with the regulatory workstream.
  • Liaison with IT to incorporate regulatory data requirements in the Client Data architecture.
  • Develop a robust validation / quality assurance process through available golden sources within the bank.
  • Production of submission materials for the regulatory compliance for a large bank.
  • Perform gap analysis between the regulatory expectations and the existing practice of the bank.
  • Proactively identify the solutions for the evolving regulatory expectations.
  • Monitor & manage the regulatory project for the respective workstream and timely escalation to the key stakeholders.
  • Compute & publish regulatory schedules and perform robust validation against the golden source.
  • Partner in regulatory remediation projects.
Requirements:

Strong experience in regulatory reporting (preferably regulations such as Communities Re-investment Act (CRA), HMDA, 1071, etc.)

Expert knowledge of the Credit Risk framework (for Corporates and SME) and hands-on experience in regulatory reporting for Banks (preferably U.Good knowledge of Commercial Loan products

Excellent MS office and communication skills (Written & Oral) are mandatory.

Master's in business, Statistics, Economics, Mathematics, Engineering, CFA, CA, Operations Research or other quantitative field

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