Financial Regulatory Compliance Specialist

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our Compliance team at CI Financial. As a key member of our team, you will be responsible for conducting compliance tasks in accordance with internal procedures and regulatory requirements.Key Responsibilities:Approve pre-clearance requests from registrants.Help onboard...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

At CI Financial, we believe that our work environment should be a safe and inclusive space where everyone has the opportunity to contribute their unique perspective and ideas. We are driven by a commitment to providing individuals and institutions with high-quality investments and advice.Job OverviewWe are currently seeking a Financial Compliance Specialist...

Job Description:We are seeking a Senior Compliance Officer to join our team at CI Financial.Job OverviewThis role is responsible for fostering a culture of compliance within the organization, ensuring adherence to securities industry rules and regulations. The incumbent will provide strategic support to the Director, Compliance and Senior Management on...

As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...

Job DescriptionAt CI Financial, we offer a unique work environment that values employee growth and development.Job OverviewThis role is part of the Enterprise Compliance Team, responsible for developing, enhancing, and maintaining our Enterprise Compliance programs. Key responsibilities include reporting, data analysis, regulatory compliance management, and...

Job DescriptionWe are seeking a highly skilled Director of Compliance to join our Legal Group at Momentum Financial Services Group.The successful candidate will be responsible for developing, enhancing, implementing, and maintaining key areas of the regulatory compliance management program. This includes consumer protection and privacy, ensuring we meet the...

Job SummaryWe are seeking a highly skilled Regulatory Expert Lead to join our team at the Financial Services Regulatory Authority of Ontario. This is an exciting opportunity to lead and contribute to quantitative and qualitative research, development, and assessments to support departmental initiatives.About the RoleThe successful candidate will provide...

Job OverviewWe are seeking a Regulatory Expert Leader to join our team at the Financial Services Regulatory Authority of Ontario. In this role, you will provide specialist and subject matter expertise to the development and implementation of regulatory directives, supervisory practices, and assessments.Key ResponsibilitiesProvide direction and interpretation...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

About the RoleWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at Fidelity Investments Canada ULC. In this role, you will be responsible for ensuring that our company is in compliance with various regulatory requirements, including those related to securities, mutual funds, and other financial...

We are seeking a highly motivated Regulatory Compliance Specialist to join our team at the Ontario Public Service. This is an exciting opportunity to work with a dynamic team that is dedicated to protecting consumers and promoting business compliance.

At Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....

At Royal Bank of Canada, we're seeking an exceptional Compliance Specialist to join our team. This role is a key part of our Compliance program, responsible for implementing and maintaining regulatory compliance across the organization.About the OpportunityThis is a full-time position in Toronto, Canada, offering a competitive salary range of $120,000 -...

We are seeking a highly skilled In-House Financial Compliance Specialist to join our team at Testing four company, working closely with Canada's largest in-house financial and banking institutions.The ideal candidate will have 4+ years of experience in the financial services industry, with a deep understanding of bank business lines and operation units....

**Job Overview**UnionPay International is seeking an experienced Senior Regulatory Compliance Specialist to support the company's compliance work in Canada. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in the payment industry. **Key Responsibilities**The Senior Regulatory Compliance...

The Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...

Overview:PearTree Canada is a reputable financial services firm committed to delivering excellent client experiences while adhering to regulatory standards.About the Position:This challenging role requires an experienced professional with expertise in regulatory compliance to ensure our business practices align with applicable laws and regulations.Key...

PearTree Canada is a leading player in the financial industry, and we are seeking an experienced Compliance Specialist to join our team. This role plays a critical part in ensuring that our business operations and transactions adhere to all relevant legal and internal rules, with a focus on securities regulatory compliance for PearTree Securities Inc.Main...