Senior Manager, Compliance Expert

2 days ago


Toronto, Ontario, Canada EQ Bank | Equitable Bank Full time
About Us

At EQ Bank | Equitable Bank, we're committed to innovation and excellence in banking. With over 50 years of experience, we've built a reputation for delivering exceptional service to our customers.

Job Summary

We're seeking an experienced Senior Manager, Canadian Banking Compliance to join our team. This role will be responsible for providing expert guidance on business and market conduct regulatory compliance requirements, ensuring that our bank remains at the forefront of regulatory excellence.

Key Responsibilities
  • Canadian Banking Compliance: Deliver day-to-day compliance advisory services for business and market conduct regulatory compliance requirements applicable to our mortgage, home equity lines of credit, registered deposit products, reverse mortgages, insurance lending, commercial lending, and consumer lending products.
  • Regulatory Compliance Management: Oversee the Regulatory Compliance Management program related to market and business conduct requirements, including compliance risk and control assessments, issues management, and quarterly reporting.
  • Oversight and Collaboration: Work closely with stakeholders across financial and operational risk to assess the risks of new and material changes to products and services, processes or systems through the New Initiative Risk Assessment.
Requirements

To succeed in this role, you'll need:

  • A minimum of 5 years' experience in federally regulated Schedule I bank compliance
  • Knowledge of consumer and commercial lending and deposit products
  • Experience with Bank Act, FCAC Guidelines, and Trust and Loan Companies Act
  • Drafting or participating in updates to policies and procedures
  • Well-organized, detail-oriented self-starter, comfortable functioning in a complex environment, managing multiple priorities within deadlines
What We Offer

As a valued member of our team, you can expect:

  • A fulfilling opportunity to contribute to the success of one of Canada's top FinTechs
  • A competitive salary range: $120,000 - $180,000 per annum, based on location and experience
  • Medical, dental, vision, life, and disability benefits
  • Generous vacation policy and personal days
  • Virtual events to connect with your fellow colleagues


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