Compliance Expert for Market Integrity

At CPP Investments, we are dedicated to delivering exceptional results in a fast-paced environment. As a Compliance Expert - Conformity and Market Integrity, you will play a critical role in supporting the management and advancement of critical investment oversight activities necessary to promote conformity with the CPPIB Act, Regulations and Policies as...

Job DescriptionHiring for a Cross-Border Trade Compliance Specialist to work on-site at the University of Toronto, Mississauga campus. As the subject matter expert in Trade Compliance, you will ensure compliance with all Customs/Gov't related inquiries.Responsibilities:Be the SME for all Trade Compliance-related mattersFull responsibility for all...

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

Job OverviewWe are seeking a highly skilled Trade Compliance Expert to join our team at Trade Compliance Recruiting Solutions. This role is 100% on-site in the University of Toronto, Mississauga campus area, offering flexible working hours.ResponsibilitiesServe as the subject matter expert in Trade Compliance for this global company.Take full responsibility...

At Royal Bank of Canada, we're seeking a highly skilled Vulnerability Management Integration and Compliance Expert to join our team. In this role, you will be responsible for leading the integration of infrastructure and application vulnerability management across RBC and subsidiaries.About the RoleThis is a full-time position based in Toronto, with an...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...

Job DescriptionJob SummaryWe are seeking a highly motivated Compliance Associate to join our Public Markets Compliance team. The ideal candidate will have strong knowledge of investment compliance and a proven track record of managing restricted lists and related information barriers.Key ResponsibilitiesDrive excellence in the management of the end-to-end...

Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. The successful candidate will be responsible for ensuring compliance with all trade regulations and laws for our global cross border operations.Key ResponsibilitiesServe as the subject matter expert for trade compliance, providing...

About the RoleWe are seeking a skilled Product Compliance Expert to join our team at Tata Consultancy Services. This role will be responsible for ensuring timely and compliant release of products to the Canadian Market.

About the RoleWe are seeking a skilled Compliance Expert to join our team at PearTree Canada. As a key member of our compliance team, you will play a vital role in ensuring that our business operations and transactions adhere to all relevant legal and regulatory requirements.Key ResponsibilitiesClient File Management: Assist with the creation,...

Compliance Expert Role at Vanguard CanadaThe Compliance Specialist will lead and perform compliance activities to effectively protect the organization's business interests and drive results. This includes supporting the development, implementation, and maintenance of compliance processes, as well as compliance monitoring functions.Responsibilities:Performs...

Company OverviewRoyal Bank of Canada is a leading financial institution committed to delivering trusted advice and innovative solutions to its clients. With a strong presence in Canada and around the world, we strive to make a positive impact on our communities.SalaryThe estimated annual salary for this position is $120,000 - $150,000, depending on...

About the RoleRoyal Bank of Canada is seeking a highly skilled Compliance Advisory Expert to join its Compliance Advisory Team. The successful candidate will provide critical support to Fixed Income sales and trading desks, ensuring compliance with regulatory requirements and internal policies.Key ResponsibilitiesProvide ongoing advice to the business on the...

Job OverviewWe are seeking a skilled Compliance Systems Expert to join our team at Wellington-Altus. This role will play a critical part in ensuring the integrity of our digital compliance framework.About UsWellington-Altus is a leading investment dealer in Canada, with over $30 billion in assets under administration. We are committed to delivering...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

About the JobWe are seeking a seasoned Compliance Officer to oversee our firm's regulatory and internal compliance programs, ensuring seamless alignment with market conduct review, trade conduct, and universal market integrity rules (UMIR). Key responsibilities include monitoring operations, transactions, and client interactions for compliance with...

Job DescriptionWe are looking for a highly skilled Strategic Marketing Automation Expert to join our team at RLDatix. This is an excellent opportunity to work with a global company that is making a positive impact in healthcare.About the RoleThis role will be responsible for managing our marketing automation platform and leveraging its capabilities to drive...

Job SummaryWe are seeking a highly skilled Compliance Expert to join our team at PearTree Canada. This role will play a critical part in ensuring that our business operations and transactions comply with relevant laws and regulations.

About Options Consulting SolutionsWe are a dynamic investment firm with a strong commitment to regulatory compliance and exceptional client service.Job DescriptionThe Compliance Officer will oversee the firm's regulatory programs, ensuring all operations comply with applicable laws, regulations, and internal policies. This includes market conduct review,...