Compliance Administrative Coordinator

7 days ago


Richmond Hill, Ontario, Canada Greenstone Financial Services Canada Full time
Job Summary

We are seeking a highly organized and detail-oriented Compliance Administrative Assistant to join our team at Greenstone Financial Services Canada. As a key member of our compliance team, you will provide administrative support to our Compliance Manager and contribute to the success of our business.

Key Responsibilities
  • Insurance Agent Licensing: Under the guidance of the Compliance Co-ordinator, complete and submit initial individual applications for advisor's licenses in all applicable provinces and territories, as well as annual renewals.
  • Provide accurate, organized, and efficient administrative work in maintaining a register of Insurance Advisor Licensing approvals, including onboarding and offboarding of advisors.
  • Engage with sponsoring insurers regarding advisor licensing.
  • Provide the Director and Co-ordinator with regular updates on progress, new approvals, and licensing cancellations.
  • General Administration functions: Provide dedicated administrative support to the Director, ensuring quality service and professionalism.
  • Under the guidance of the Compliance Co-ordinator and working with Learning & Development, ensure that advisors meet their Continuing Education requirements.
  • Keep the Director and Coordinator informed and up-to-date about the status/progress of projects, and all relevant or useful information related to day-to-day activities.
Requirements
  • Knowledge of MS Office Suite and Internet applications.
  • A dynamic professional with a willingness to learn and take initiative on upcoming assignments and projects.
  • Be an effective teammate and flexible in adjusting to changing work priorities.
  • Previous experience working in compliance in the financial services industry is a bonus.
What We Offer
  • Hybrid role (3 days in office, 2 days working-from-home).
  • ~500 Health spending account.


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