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Compliance Administrative Coordinator
2 months ago
Greenstone Financial Services Canada is seeking a highly skilled and detail-oriented Compliance Administrative Assistant to support the Compliance Manager in setting up a framework for our Canadian operations.
Key Responsibilities:- Provide dedicated administrative support to the Compliance Manager, ensuring quality service and professionalism.
- Under the guidance of the Compliance Co-ordinator, complete and submit initial individual applications for advisor's licenses in all applicable provinces and territories, as well as annual renewals.
- Maintain a register of Insurance Advisor Licensing approvals, including onboarding and offboarding of advisors.
- Engage with sponsoring insurers regarding advisor licensing.
- Provide regular updates on progress, new approvals, and licensing cancellations to the Director and Co-ordinator.
- Perform general administration functions, including providing administrative support to the Director and ensuring that advisors meet their Continuing Education requirements.
- Keep the Director and Coordinator informed and up-to-date about the status/progress of projects and day-to-day activities.
- Knowledge of MS Office Suite and Internet applications.
- A dynamic professional with a willingness to learn and take initiative on upcoming assignments and projects.
- Effective teamwork and flexibility in adjusting to changing work priorities.
- Previous experience working in compliance in the financial services industry is a bonus.
This is a hybrid role, with 3 days in the office and 2 days working from home. The company offers a ~500 Health spending account.