Group Manager, Aml Financial Crime Risk

4 months ago

Toronto, Canada TD Bank Full time

**Work Location**:
Canada

**Hours**:
37.5

**Line of Business**:
Financial Crime Risk Management

**Pay Details**:
**TD Securities High Risk Customer Program **conducts enhanced due diligence investigation, initial, trigger and periodic reviews of high-risk customers within the TD Securities (TDS) business line with presence including Asia, Europe, US and Canada.**

**The Group Manager, AML Financial Crime Risk Investigation (TDS Enhanced Due Diligence, High Risk Customer Program) reports to the Senior Manager, AML Financial Crime Investigations (AML Enhanced Due Diligence, High Risk Customer Program) and the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and Politically Exposed Person Programs.**

**The Group Manager supports the Senior Manager, and the AVP with the management and oversight of the TDS High Risk Customer Program while partnering with internal and external stakeholders including sanctions, Global Transaction Banking, capital markets and compliance stakeholders as well as working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls. Additionally, the Group Manager is accountable and support with the following**:

- **Provide support to the Senior Manager and the AVP with the oversight and management of the TDS High Risk Customer Program.**:

- **Provide guidance, direction, oversee and lead a team of AML Financial Crime Investigators who conduct EDD of TDS high risk customers as well as other AML Financial Crime Investigators tasked with conducting maker/checkers and/or quality controls while promoting a culture of compliance and an environment of ongoing employee development and feedback.**:

- **Ensure investigations, initial and periodic reviews of TDS high risk customers are risk assessed, reviewed, and assigned on a risk based prioritization approach and timely manner.**:

- **Provide oversight of the enhanced due diligence investigation, initial, trigger and periodic reviews of TDS high risk customers in accordance with the prescribed timelines including internal controls, procedures, and regulatory requirements.**:

- **Ensure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.**:

- **Ensures that other ongoing activities are performed according to established policies and procedures.**:

- **Lead a team of AML Financial Crime Investigators who conduct EDD to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service and transaction processing consistent with business objectives**:

- **Additionally, Group Manager oversees and manages the control activities of the TDS High Risk Customer Program as well as a team of AML Financial Crime Investigators who are responsible for conducting EDD of various TDS customers who have been deemed high risk, mitigation of risk such as recommendation to demarket/exit relationships, timely and/or without delay regulatory reporting of potential money laundering and terrorist financing activities.**

**CUSTOMER**
- **Lead a team of professionals and managers to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service and transaction processing consistent with business objectives**:

- **Provide guidance and direction to team members within own area of specialization and focus**:

- **Review and assess incoming files and allocate to appropriate Investigators/Investigative Specialists**:

- **Conduct investigations in the capacity of a working lead where cases have been specifically assigned ensuring proper analysis and investigation standards are followed**:

- **Prepare applicable documents based on criminal and/or non-criminal proceedings**:

- **Collaborate with counterparts from other institutions and/or external organizations (e.g., public sector, government, law enforcement) to gather intelligence information where necessary**:

- **Ensure investigations are professionally conducted and completed in a timely manner**:

- **Identify and communicate procedural weaknesses to businesses and ensure processes for remediation are in place such as following up for corrective action where applicable**:

- **Maintain strong awareness of emerging trends and investigative techniques for own area of specialty**:

- **Represent the department on internal projects/committees for own specialized area as necessary**

**SHAREHOLDER**
- **Contribute to the development of the business plan, operationalize the plan and deliver on assigned service/functionality**:

- **Work with key business leaders to develop business plan, ensuring the optimal use of resources and leverage TD’s operating model to maximize efficiency, effectiveness and scale**:

- **Monitor and communicate effective

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