Group Manager, Aml Financial Crime Risk

6 months ago

Toronto, Canada TD Bank Full time

**Work Location**:
Toronto, Ontario, Canada

**Hours**:
37.5

**Line of Business**:
Anti Money Laundering

**Pay Details**:
**Department Overview**:
**Global Anti-Money Laundering at TD**

**Pick up a newspaper, turn on the TV or stream a video and the topic of money crime is everywhere, because it is a threat across the world.**

**Do you believe the best defense is a good offence? At TD, we're committed to detect and deter anyone from using TD products or services for money laundering and terrorist financing activities. Our dedication is upheld and deployed through key team functions - Policy, Testing, Advisory, High Risk Investigations, and Financial Intelligence Unit - that together build our Global Anti-Money Laundering (GAML) Program and professional community.**

**Ready to join us? We have a new opportunity to **grow your career in AML.**

**High Risk Investigation (HRI) Unit **conducts investigation of complex cases to determine potential suspicious activities which includes insider risk. In addition, the HRI manages the daily activities, design and implement controls for risk mitigation related to Anti-Money Laundering, Bank Secrecy, Enhanced Due Diligence, Sanctions and Anti-Bribery/Anti-Corruption.**

**The Group Manager, AML Financial Crime Risk Investigations (Insider Risk) reports to the Senior Manager, Insider Risk, AML Investigations and the Associate Vice President, Head of Canada Enhanced Due Diligence and High Risk Investigations.**

**The Group Manager, AML Financial Crime Risk Investigations (Insider Risk) is responsible for the management and leading team of AML Investigators conducting investigations of AML insider risk cases while partnering with stakeholders, working with people managers and investigators to ensure the controls are designed and operating effectively to mitigate the insider risk. Additionally, the role will involve ensuring Insider Risk, AML Investigations Program is operating at peak staffing performance and efficiency while promoting a culture of compliance.**

**In this role you will oversee a large and significant multi-faceted AML operational function. You'll have overall accountability for providing strategic direction and guidance on a broad and diverse range of complex AML operational activities/analysis and/or specialized project support or services within enterprise AML Operations.**

**As a Group Manager, AML Financial Crime Risk Investigations (Insider Risk), you will**:

- **Oversee and manage a team of AML Investigators in the analysis and investigation of insider risk cases.**:

- **Provide oversight of investigations of insider risk cases from various sources including transaction monitoring, enhanced due diligence, politically exposed persons.**:

- **Ensure investigations are risk assessed, reviewed, and assigned on a risk based prioritization approach while ensuring stakeholders are notified in a timely manner.**:

- **Ensure the regulatory reporting of investigations, where applicable, is submitted a timely manner while adhering to regulatory requirements and Bank's internal controls and processes.**:

- **Conduct reviews, quality control/ quality assurance of investigations, recommendations to exit/termination as well as other risk mitigation.**:

- **Identification of root causes and learnings from investigation for feedback to impacted stakeholders for remediation of controls.**:

- **Serve as key contact for issues / risks / exceptions that are raised / require resolution.**:

- **Contribute to the design and implementation of periodic and ongoing reporting and communication for status of investigation of insider risk cases including ensuring matters are escalated to Senior Manager, Insider Risk, AML Investigations and the Associate Vice President, Head of Canada Enhanced Due Diligence and High Risk Investigations.**:

- **Maintain effective relationships and coordinate with stakeholders impacted during investigation of insider risk cases including internal stakeholders (e.g Human Resources, Corporate Security, Business Lines, Protect Platform etc.) and law enforcement.**:

- **Provide oversight and guidance including coaching and identification of development to team of specialized AML Investigators.**:

- **Coach to ensure optimal customer service and operational problem resolution; participate in the negotiation and resolution of particularly complex and/or called-out issues.**:

- **Participate in initiatives and/or special projects; long-term (1-2 years) time focus.**:

- **Oversee research, development and implementation of new processes, technologies or operating models.**:

- **Participate in responding to periodic exams/audits and various regulatory bodies.**:

- **Coordinate group technology support, including vendor research databases.**:

- **Monitor performance of AML Sanctions/ABAC systems; communicate feedback to management.**:

- **Act as a brand ambassador for your business area/function and TD, both internally and externally

  • Group Manager, Aml Financial Crime Risk

    6 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...

  • Group Manager, Aml Financial Crime Risk

    7 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...

  • Group Manager, Aml Financial Crime Risk

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **TD Securities High Risk Customer Program **conducts enhanced due diligence investigation, initial, trigger and periodic reviews of high-risk customers within the TD Securities (TDS) business line with presence including Asia, Europe, US and...

  • Group Manager, Aml Financial Crime Risk

    7 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: - **Job Profile Summary** **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and...

  • Group Manager, Aml Financial Crime Risk

    7 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...

  • Manager, Aml Financial Crime Risk Management

    6 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **L10 - Manager, AML Financial Crime Risk Management** **The Manager, AML Financial Crime Risk Management, position reports directly to the Senior Manager, Specialized Financial Crimes Risk Management, and supports the...

  • Manager, Aml Financial Crime Risk Management

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The Manager, AML Financial Crime Risk Management, position reports directly to the Senior Manager, Specialized Financial Crimes Risk Management, and supports the Enterprise Risk Assessment Team with their technology, methodology execution,...

  • Group Manager, Aml Financial Crime Risk

    7 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...

  • AML Financial Crime Risk Analyst

    3 days ago

    Toronto, Ontario, Canada Bank of Montreal Full time

    Job Title: AML Financial Crime Risk AnalystCompany Overview:The Bank of Montreal is seeking a skilled AML Financial Crime Risk Analyst to join our Enterprise AML Office. As a key member of our team, you will play a crucial role in supporting the oversight and governance of Canadian AML reporting to FINTRAC.Salary:Estimated Salary Range: $90,000 - $120,000...

  • Group Manager, Aml Financial Crime Risk

    6 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The Group Manager, AML Financial Crime Risk Investigation (High Risk Customer and Politically Exposed Persons Programs, Procedures and Training) reports to the Senior Manager, High Risk Customer & PEP Program Management,...

  • Group Manager, Aml Financial Crime Risk

    1 month ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: $91,200 - $136,800 CAD Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to...

  • Group Manager, Aml Financial Crime Risk

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The Group Manager, AML Financial Crime Risk Investigation (Enhanced Due Diligence, High Risk Customer Program, Ministerial Directives) reports to the Senior Manager, AML Financial Crime Investigations (AML Enhanced Due Diligence, High Risk...

  • Manager, Aml Financial Crime Risk Investigation

    4 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **JOB DESCRIPTION** **The **Manager, AML Financial Crime Risk Investigations **leads a group of AML Analyst/Investigators and manages daily activities within the Adjudication's team. The manager is expected to provide guidance, coaching,...

  • Aml Financial Crime Risk Investigator Ii

    4 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The AML Financial Crime Risk Investigator II (Production orders, BCPIF, Grid Alerts) reports to the Group Manager AML Financial Crime Investigations (Production Orders, BCPIF, Grid Alerts).** **The AML Financial Crime Risk Investigator II...

  • Aml Financial Crime Risk Investigator Ii

    6 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The AML Financial Crime Risk Investigator II (Production orders, BCPIF, Grid Alerts) reports to the Group Manager AML Financial Crime Investigations (Production Orders, BCPIF, Grid Alerts).** **The AML Financial Crime Risk...

  • Senior Manager, AML Financial Crimes and Risk Management

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    About the RoleWe are seeking an experienced Senior Manager to lead our AML Financial Crimes and Risk Management team. This is a critical role that requires a strong leader with expertise in risk management, AML/Sanctions compliance, and audit.The successful candidate will have a deep understanding of the AML/Sanctions regulatory compliance framework and...

  • Aml Financial Crime Risk Investigator Ii

    6 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Global Anti-Money Laundering at TD** **Pick up a newspaper, turn on the TV or stream a video and the topic of money crime is everywhere, because it is a threat across the world.** **Do you believe the best defense is a...

  • Aml Financial Crime Risk Investigator Ii

    6 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Global Anti-Money Laundering at TD** **Pick up a newspaper, turn on the TV or stream a video and the topic of money crime is everywhere, because it is a threat across the world.** **Do you believe the best defense is a...

  • Aml Financial Crime Risk Investigator Ii

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The AML Financial Crime Risk Investigator II (Enhanced Due Diligence, High Risk Customer Program, Ministerial Directives) reports to the Group Manager AML Financial Crime Investigations (EDD, High Risk Customer Program, Ministerial...

  • Risk Management Leader for Financial Crimes and AML Audit

    1 week ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    About the RoleWe are seeking an experienced Risk Management Leader to join our team as a Senior Manager, Financial Crimes and AML Internal Audit. This is a critical leadership role that will oversee enterprise-level audit assurance projects, validate remediation of Financial Crimes regulatory issues, and contribute to the development of continuous monitoring...