Group Manager, Aml Financial Crime Risk

6 months ago

Toronto, Canada TD Bank Full time

**Work Location**:
Toronto, Ontario, Canada

**Hours**:
37.5

**Line of Business**:
Financial Crime Risk Management

**Pay Details**:
**Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are minimized.**

**Group Manager, AML Financial Crime Risk Investigation ((Enhanced Due Diligence, High Risk Customer, PEP, HIO Programs (Quality Control (QC)) is primarily accountable for**:

- **The Group Manager, AML Financial Crime Risk Investigation ((Enhanced Due Diligence, High Risk Customer, PEP, HIO Programs (QC) reports to the Senior Manager, AML Financial Crime Investigations (AML Enhanced Due Diligence, High Risk Customer, PEP, HIO Programs) (QC) and the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and High Risk Investigations.**:

- **The Group Manager supports the Senior Manager, and the AVP with the management and oversight of the High Risk Customer, PEP and HIOs QC Program in Canada while partnering with stakeholders, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls.**:

- **Additionally, Group Manager oversees and manages the control activities of the High Risk Customer, PEP and HIOs QC Programs as well as mitigation of risk such as recommendation to demarket/exit relationships, timely and/or without delay regulatory reporting of potential money laundering and terrorist financing activities.**CUSTOMER**
- **Provide guidance, direction, oversee and lead a team of AML Financial Crime Risk Senior Investigators (QC) while promoting a culture of compliance and an environment of ongoing employee development and feedback.**:

- **Conduct QC to ensure investigations, initial and periodic reviews of high risk customers, PEPs and HIOs are risk assessed, reviewed, and assigned on a risk based prioritization approach and timely manner.**:

- **Conduct QC of investigations, initial and periodic reviews of high risk customers, PEPs and HIOs in accordance with the prescribed timelines including internal controls, procedures, and regulatory requirements.**:

- **Conduct QC to ensure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.**:

- **Ensure deficiencies identified through the QC processes are remediated and there are feedback to AML Financial Crime Risk Investigators including ongoing training.**:

- **Ensures that other ongoing activities are performed according to established policies and procedures.**:

- **Lead a team of AML Financial Crime Risk Senior Investigators (Quality Control)who conduct quality control review of completed EDD files to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service and transaction processing consistent with business objectives**:

- **Review and assess incoming files and allocate to appropriate **Investigators/Investigative **Specialists**:

- **Conduct investigations in the capacity of a working lead where cases have been specifically assigned ensuring proper analysis and investigation standards are followed**:

- **Prepare applicable documents based on criminal and/or non-criminal proceedings**:

- **Collaborate with counterparts from other institutions and/or external organizations (e.g., public sector, government, law enforcement) to gather intelligence information where necessary**:

- **Ensure investigations are professionally conducted and completed in a timely manner**:

- **Identify and communicate procedural weaknesses to businesses and ensure processes for remediation are in place such as following up for corrective action where applicable**:

- **Maintain strong awareness of emerging trends and investigative techniques for own area of specialty**:

- **Represent the department on internal projects/committees for own specialized area as necessary**

**SHAREHOLDER**
- **Develop and maintain effective relationship with key stakeholders including Corporate Security, Legal, Human Resources.**:

- **Patriciate in forums, working groups and other established task force while representing the HRI to ensure information is shared among various stakeholders in a timely, concise, and accurate manner.**:

- **Contribute to the development of the business plan, operationalize the plan and deliver on assigned **service/functionality**:

- **Work with key business leaders to develop business plan, ensuring the optimal use of resources and leverage TD’s operating model to maximize efficiency, effectiveness and scale**:

- **Monitor and communicate effectiveness of strategies, programs, and practices related to own area of accountability**:

- **Ensure programs, policies and p

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