Avp, financial crime risk management, technology enablement, canada and eap

5 days ago


Old Toronto, Canada TD Full time
AVP, Financial Crime Risk Management, Technology Enablement, Canada and EAP

Reporting to the VP, Financial Crimes Risk Management (FCRM), Enablement, Innovation and Insights, we are looking for an accomplished leader to join our team as the Assistant Vice President (AVP), FCRM, Technology Enablement, Canada and EAP.

Responsibilities:

  1. Strategic Technology Leadership: Serve as the executive business owner of FCRM technology solutions for Canada and EAP, overseeing the Oracle Transaction Monitoring (TM) system for transaction monitoring, customer risk rating, name screening, and regulatory reporting. Responsible for the full life cycle of these systems, from build to ongoing operations, to meet AML regulatory standards, including FINTRAC requirements.
  2. Roadmap Execution and Project Portfolio Management: Develop, evolve, and execute FCRM's technology roadmap and project portfolio, aligning FCRM objectives with TD's enterprise technology strategy and systems architecture. Incorporate industry trends and vendor innovations to inform FCRM’s strategic priorities.
  3. Change Management and Innovation Implementation: Mobilize teams and provide direction on technology-related changes and delivery requirements. Oversee the design and implementation of innovative solutions such as Robotic Process Automation (RPA) and Natural Language Processing (NLP) to improve FCRM’s operational effectiveness, efficiency, and compliance.
  4. Regulatory Compliance and Risk Management: Lead FCRM technology initiatives to support compliance with AML/ATF regulations, ensuring that FCRM systems meet all relevant regulatory standards, with specific attention to FINTRAC requirements. Anticipate emerging regulatory challenges and align FCRM’s technology roadmap to effectively mitigate risks.
  5. Budget and Financial Management: Manage the FCRM technology operating budget, ensuring adherence to financial plans through accurate forecasting, budget monitoring, and expense control. Establish and monitor the return on investment (ROI) of FCRM technology initiatives to maximize value.
  6. Performance Monitoring and Reporting: Establish a performance framework to monitor technology solutions’ effectiveness, including user access management, issue management, and defect resolution. Ensure timely, accurate, and insightful management information reporting, including business intelligence insights for FCRM Canada leaders, supporting governance and regulatory reporting requirements.
  7. Team Leadership and Development: Provide people management leadership to build and develop a high-performing team, setting strategic goals, managing employee performance, and fostering a culture of continuous improvement. Promote collaboration and teamwork to meet operational and professional development objectives, with a focus on talent acquisition, training, and succession planning.

Capabilities Required:

  1. Deep understanding of business infrastructure and link to technology solutions.
  2. Expert in FCRM technology, innovation trends, tools, and processes.
  3. Strategic and critical thinker.
  4. Clear communicator - able to explain complex issues to diverse stakeholders with and without technical expertise in these areas.
  5. Skilled leader, inspires and operates through influence.
  6. Delivers on objectives, focuses on what matters and can work across silos to build effective working relationships.

Skills, Education & Experience:

  1. 10+ years of experience and success in transformational technology change.
  2. Extensive experience developing and executing on technology, innovation and reporting strategies and delivering superior results in both the short and long term.
  3. Knowledge of financial service products and risk characteristics.
  4. Familiarity with AML/ATF, sanctions, and ABAC regulatory requirements.
  5. Excellent proven management and leadership skills required to direct a group of professionals to achieve objectives.
#J-18808-Ljbffr

  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: $145,000 - $200,000 CAD Reporting to the VP, Financial Crimes Risk Management (FCRM), Enablement, Innovation and Insights, we are looking for an accomplished leader to join our team as the Assistant Vice President ( AVP),...


  • Old Toronto, Canada TD Full time

    AVP, Financial Crime Risk Management, Technology Enablement, Canada and EAPWe are seeking an accomplished leader to serve as the Assistant Vice President (AVP), Financial Crime Risk Management (FCRM), Technology Enablement, Canada and Enhanced Acceptance Policy (EAP).Key Responsibilities:Strategic Leadership of FCRM Technology Solutions: Oversee the Oracle...

  • Technical Lead

    2 weeks ago


    Old Toronto, Canada TD Full time

    About the RoleWe are seeking an accomplished Technical Lead to join our team as Assistant Vice President, Financial Crime Risk Management, Technology Enablement, Canada and EAP.Company OverviewTD is committed to offering fair and equitable compensation to all colleagues. Opportunities for growth and skill development are essential characteristics of the...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: - **Job Profile Summary** **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **TD Securities High Risk Customer Program **conducts enhanced due diligence investigation, initial, trigger and periodic reviews of high-risk customers within the TD Securities (TDS) business line with presence including Asia, Europe, US and...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Associate Vice President Profile**: **Associate Vice Presidents (AVPs) at TD Bank Group contribute significantly to the overall reputation of TD. As executives, AVPs set the ethical, organizational and performance standards for the teams they...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...

  • Avp, Technology Risk

    6 months ago


    Toronto, Canada Canada Life Assurance Company Full time

    **Job Description**: We are looking for an **AVP, Technology Risk** The AVP, Technology Risk is a First Line of Defense role and reports to the VP, Technology Risk Governance and Control. This role will work with senior leadership in executing proactive and effective Technology and cyber risk management practices across the Digital Technology...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The Group Manager, AML Financial Crime Risk Investigation (Enhanced Due Diligence, High Risk Customer Program, Ministerial Directives) reports to the Senior Manager, AML Financial Crime Investigations (AML Enhanced Due Diligence, High Risk...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...


  • Old Toronto, Canada TD Bank Full time

    About the RoleWe are seeking a Senior Financial Crime Risk Manager to join our team at TD Bank. In this role, you will be responsible for leading the development and implementation of financial crime risk management strategies.Key ResponsibilitiesWork closely with internal stakeholders, including Compliance, Legal, and Risk teams, to identify and mitigate...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The Group Manager, AML Financial Crime Risk Investigation (High Risk Customer and Politically Exposed Persons Programs, Procedures and Training) reports to the Senior Manager, High Risk Customer & PEP Program Management,...


  • Toronto, Canada Canada Life Assurance Company Full time

    AVP Technology Delivery **Description: - Permanent Full Time- We are looking for an **_AVP, Technology Delivery - Individual Wealth and Finance Technology._** - Our Individual Wealth, Insurance Solution and Advisor Network (IWIS&AN) Technology group is looking to hire an Assistant Vice-President, Technology Delivery leader who will report to the Vice...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: $91,200 - $136,800 CAD Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to...


  • Toronto, Ontario, Canada CB Canada Full time

    **CB Canada** is looking for a skilled Business Analyst to support the implementation of initiatives that drive value stream projects and BAU enhancements across Financial Crimes Risk Management. The ideal candidate will have 5+ years of experience as a Business Analyst, with a strong understanding of AML risk management and project delivery frameworks. Key...


  • Old Toronto, Canada TD Bank Full time

    Job SummaryWe are seeking a skilled Senior Financial Crime Risk Analyst to join our team. As a key member of our Financial Crime Risk Management group, you will play a critical role in identifying and mitigating financial crime risks.


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **L10 - Manager, AML Financial Crime Risk Management** **The Manager, AML Financial Crime Risk Management, position reports directly to the Senior Manager, Specialized Financial Crimes Risk Management, and supports the...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **The Manager, AML Financial Crime Risk Management, position reports directly to the Senior Manager, Specialized Financial Crimes Risk Management, and supports the Enterprise Risk Assessment Team with their technology, methodology execution,...