Trade Surveillance Risk Manager
1 month ago
Societe Generale's Capital Market Surveillance (CMS) team is a key player in the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.
CMS has two surveillance teams: one focused on monitoring security transactions and the other on monitoring audio and electronic Firm communications.
The US CMS Trade Surveillance team is seeking an additional resource in the Montreal office to support its monitoring of U.S. transactions. This is an exciting opportunity to join the team where you will be working in a critical area of Societe Generale's Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.
The Compliance Department at Societe Generale oversees compliance with laws, regulations, guidelines and policies that apply to the firm's banking and financial activities, particularly in areas such as anti-money laundering, anti-terrorism financing, sanctions & embargoes, know-your-customer obligations, client protection, market integrity, anti-bribery & corruption, data protection and client tax transparency.
Compliance acts as a second line of defense, developing and implementing policies, procedures, and controls, monitoring activities, advising the business, assessing risks, and providing training to ensure understanding and application of requirements, contributing to spreading a culture of compliance within the Group.
- Participate in the monitoring of security transactions for compliance with Exchange rules and be involved in regional and global projects aimed at enhancing the Trade Surveillance program.
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing and implementation of new surveillance scenarios and minimum standards.
- Participate in the quality assurance and reasonability testing of surveillance controls.
- Participate in regional and global compliance initiatives and investigations.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- Assist with new business initiatives and their potential impact to the surveillance program.
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Trade Surveillance Risk Manager
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob SummaryWe are seeking an experienced Trade Surveillance Risk Manager to join our team in Montreal, Canada.
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Risk Management Associate
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Trade Surveillance Risk Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is a global department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams: one focused on monitoring security transactions and the other on...
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Risk Management Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob DescriptionThe Risk Management Specialist - Trade Surveillance role at SGS Société Générale de Surveillance SA is a dynamic opportunity to join our team responsible for monitoring security transactions and ensuring compliance with applicable policies, industry rules, and regulations.This position involves participating in the development, testing,...
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Risk Surveillance Analyst
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleAt SGS Société Générale de Surveillance SA, we're seeking an experienced Risk Surveillance Analyst to join our US CMS Trade Surveillance team in Montreal. As a key member of our global compliance program, you'll play a vital role in monitoring security transactions and ensuring compliance with regulatory requirements.Job DescriptionThe...
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAt SGS Société Générale de Surveillance SA, we are seeking a highly skilled Risk Management Specialist to join our team in the Montreal office. The successful candidate will play a key role in the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.This is an exciting...
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Compliance Risk Analyst
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA's Capital Market Surveillance team is a global unit within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with relevant policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in our...
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4 weeks ago
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Trade Surveillance Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Trade Surveillance at SGS Société Générale de Surveillance SASociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two...
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Risk Surveillance Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe GeneraleSociete Generale's Capital Market Surveillance (CMS) team within the Compliance department is responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations. The US CMS Trade Surveillance team seeks a skilled professional in the Montreal office to...
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Trade Surveillance Specialist
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