Compliance Risk Analyst

3 days ago

Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

About the Role

Societe Generale de Surveillance SA's Capital Market Surveillance team is a global unit within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with relevant policies, industry rules, and regulations.

The US CMS Trade Surveillance team is seeking an additional resource in our Montreal office to support its monitoring of the U.S. market. This is an exciting opportunity to join the team where you will work in a key area of Societe Generale's Compliance program interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.

The Compliance Department at Societe Generale is responsible for overseeing compliance with laws, regulations, guidelines, and policies that apply to the firm's banking and financial activities, particularly in areas such as anti-money laundering, anti-terrorism financing, sanctions & embargoes, know-your-customer obligations, client protection, market integrity, anti-bribery & corruption, data protection, and client tax transparency.

The Compliance Department enables the firm to operate according to essential compliance standards, ensuring that Societe Generale's non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services.

Compliance acts as a second line of defense, developing and implementing policies, procedures, and controls, monitoring activities, advising the business, assessing risks, and providing training to ensure understanding and application of requirements, contributing to spread a culture of compliance within the Group.

  • Participate in the monitoring of security transactions for compliance with Exchange rules and be involved in regional and global projects aimed at enhancing the Trade Surveillance program.
  • Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
  • Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
  • Participate in the quality assurance and reasonability testing of surveillance controls.
  • Participate in regional and global compliance initiatives and investigations.
  • Assist with the review and analysis of new and/or amended industry rules and regulations.
  • Assist with new business initiatives and their potential impact on the surveillance program.

Job Requirements

To succeed in this role, you will need:

  • A Bachelor's Degree or equivalent.
  • 1-3 years of experience in either trade surveillance, general compliance, and/or financial services.
  • Experience with Microsoft Word, Excel, and PowerPoint.

Compensation and Benefits

We offer a competitive salary of $80,000 per year, along with a range of benefits including:

  • Minimum of 20 Vacation days + 4 personal days.
  • Supportive Maternity, paternity, parental, and adoption leave policy.
  • Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories.
  • Fully sponsored virtual healthcare assistance and Employee Assistance Program to you and your immediate family.
  • Various Employee Resource Groups (ERG) to engage with.
  • A culture of continuous development by encouraging our employees through various training programs.

Work Environment

Societe Generale offers a hybrid work arrangement that allows employees to work remotely, as well as on-site, in order to promote interaction and collaboration with colleagues while adhering to all standard protocols.

  • Compliance Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the OpportunityWe are seeking an experienced Compliance Risk Analyst to join our team at SGS Société Générale de Surveillance SA in Montreal. The successful candidate will be responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.

  • Compliance Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About UsSociete Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams: one focused on monitoring security transactions...

  • Compliance Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the JobSociete Generale's Capital Market Surveillance (CMS) team is part of the Compliance department, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams: one focused on security transactions and the other on audio...

  • Senior Credit Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the RoleWe are seeking a skilled Credit Analyst to join our team in Global Banking and Advisory (GLBA). As a Credit Analyst, you will be responsible for managing a portfolio of large US corporates and subsidiaries of non-US groups in diverse industries.Key ResponsibilitiesPrepare comprehensive credit analyses, reviewing legal documentation, and ongoing...

  • Information Security and Compliance Analyst

    1 month ago

    Montreal, Quebec, Canada Tecsys Inc. Full time

    About Tecsys Inc.Tecsys Inc. is a fast-growing innovator offering supply chain solutions to industry leading healthcare systems, hospitals, and pharmacy businesses to distributors, retailers, and 3PLs. We work with industry leaders to transform their supply chains through technology.About the RoleWe are seeking a highly motivated and detail-oriented Security...

  • Compliance Monitoring Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Societe Generale de Surveillance SASGS Societe Generale de Surveillance SA's Capital Market Surveillance team is a global entity within the Compliance department, dedicated to monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is...

  • Compliance Risk Manager for Financial Markets

    2 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    Achieve a positive impact on the organization by joining National Bank as a Senior Analyst in the Communications Surveillance team. The role is to assist with surveillance and compliance monitoring for the Financial Markets division.Key responsibilities include performing employee business conduct surveillance, identifying potential violations of regulatory...

  • Senior Credit Risk Analyst

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the RoleSociete Generale is seeking a highly skilled Credit Analyst to join its Credit Portfolio Management Group (CPM). The successful candidate will work under the supervision of a Director - Senior Credit Analyst and be part of a team responsible for managing a portfolio comprised of large US corporates as well as subsidiaries of non-US groups in...

  • Operations Risk Analyst

    4 weeks ago

    Montreal, Quebec, Canada HireTalent Full time

    Job DescriptionHireTalent is seeking a skilled Operations Risk Analyst to join our team. The ideal candidate will have a strong background in risk management, control procedures, and data analysis. In this role, you will be responsible for monitoring and reporting on key risk indicators, performing root cause reviews, and developing corrective action plans...

  • Senior Financial Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the RoleWe are seeking a highly skilled Senior Financial Analyst to join our Credit Portfolio Management Group at SGS Société Générale de Surveillance SA. This is an exciting opportunity for a seasoned credit analyst to leverage their expertise in financial analysis, risk assessment, and portfolio management.Key ResponsibilitiesConduct...

  • Data Analyst and Risk Specialist

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the JobAs a Data Analyst and Risk Specialist, you will be part of the Risk Management Department at SGS Societe Generale de Surveillance SA. The department plays a crucial role in the sustainable growth of the company by analyzing, assessing, managing, and monitoring risk-taking activities.The Model Risk Management team is responsible for overseeing...

  • Senior Credit Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Sociète Générale de Surveillance SASociète Générale de Surveillance SA is a leading global financial institution with a presence in over 40 countries. Our bank offers a wide range of financial services to individuals and businesses, including corporate and investment banking, asset management, and insurance.Estimated salary: $120,000 -...

  • Risk Management Analyst, Governance and Compliance

    4 weeks ago

    Montreal, Quebec, Canada Canadian National Railway Full time

    Canadian National Railway Company (CN) is seeking a highly motivated professional to fill a full-time Governance, Risk and Compliance position in Montreal, QC.Job SummaryThe Governance, Risk and Compliance (GRC) team is responsible for maintaining the company's security posture through governance, risk management, and compliance. The team provides the...

  • Enterprise Risk Analyst

    1 month ago

    Montreal, Quebec, Canada MNP Full time

    Empowering Teams through Risk ManagementMNP is a leading national accounting, tax, and business advisory firm in Canada, proudly serving clients with innovative and entrepreneurial spirit. As an Enterprise Risk Analyst, you will be part of a diverse team of professionals who utilize leading-edge industry knowledge to assist clients in mitigating risk.Key...

  • Credit Risk Analyst for Global Corporate Finance

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the OpportunitySociete Generale offers a unique opportunity for an experienced Credit Risk Analyst to join our Global Banking and Advisory team. This role is part of the Credit Portfolio Management Group, responsible for managing a portfolio of large US corporates and subsidiaries of non-US groups.As a Credit Risk Analyst, you will work under the...

  • Senior Financial Analyst for Regulatory Compliance

    2 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    OverviewNational Bank, a leading financial services firm, is seeking a Senior Financial Analyst to join their Communications Surveillance team in the Financial Markets division.This role offers a unique opportunity to make a positive impact on the organization by reducing regulatory risk through diligent review of communications and ensuring compliance with...

  • Risk Analyst, Credit and Portfolio Management

    3 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the Role:Societe Generale is seeking a highly skilled Credit Risk Analyst to join our Credit Portfolio Management Group (CPM). The ideal candidate will have 8-10 years of experience as a credit analyst in a corporate and investment banking entity or related field.Key Responsibilities:Preparing comprehensive credit analyses, reviewing legal...

  • Quantitative Model Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    As a Quantitative Model Risk Analyst at SGS Societe Generale de Surveillance SA, you will play a crucial role in ensuring the integrity and accuracy of our models.With a strong background in quantitative finance and risk management, you will be responsible for conducting independent model reviews, assessing data quality, and analyzing model output. Your...

  • Corporate Credit Risk Analyst

    2 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About Global Banking and AdvisorySG Societe Generale de Surveillance SA's Global Banking and Advisory (GLBA) team combines recognized wholesale coverage with world-class product, financing, and advisory expertise within one team. This enables us to best support our clients globally.Our transversal, product-neutral coverage teams span all businesses to...

  • Compliance Risk Management Specialist

    2 weeks ago

    Montreal, Quebec, Canada Recrute Action Full time

    Role OverviewThis role supports clients in the mining and metals industry by assisting their Ethics and Compliance (E&C) teams in managing and implementing the E&C Program across Canada and the Americas region.Key ResponsibilitiesImplement the E&C Business Integrity and Compliance Programme, ensuring adherence to E&C Standards and Procedures.Provide expert...