Trade Surveillance Specialist
1 week ago
About SGS Société Générale de Surveillance SA:
We are a global leader in trade surveillance, working with financial institutions to protect them from regulatory risks and ensure compliance with industry rules and regulations.
Our team is comprised of experts who work together to monitor security transactions, identify potential issues, and develop strategies to mitigate risk. We believe in fostering a culture of compliance within our organization and promoting best practices throughout the industry.
- Salary: $80,000 - $110,000 per annum
About the Job:
Job DescriptionThis role involves participating in the monitoring of security transactions for compliance with Exchange rules, reviewing trade surveillance alerts, and escalating issues to relevant stakeholders for investigation and resolution.
The ideal candidate will have a strong understanding of trade surveillance and regulatory requirements, as well as excellent analytical and problem-solving skills. This position requires effective communication and collaboration with colleagues and stakeholders at all levels.
Required Skills and Qualifications- Bachelor's Degree or its equivalent in a related field (e.g., finance, accounting)
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services
- Excellent analytical and problem-solving skills
- Effective communication and collaboration skills
- A competitive salary range of $80,000 - $110,000 per annum
- A comprehensive benefits package, including health insurance, retirement savings plan, and paid time off
- Opportunities for professional growth and development through training programs and mentorship
SGS Société Générale de Surveillance SA is a global leader in trade surveillance, committed to protecting our clients from regulatory risks and ensuring compliance with industry rules and regulations.
We believe in fostering a culture of compliance within our organization and promoting best practices throughout the industry. Our team is comprised of experts who work together to monitor security transactions, identify potential issues, and develop strategies to mitigate risk.
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