Trade Surveillance Professional
1 week ago
Societe Generale de Surveillance SA is seeking a Trade Surveillance Professional to join its Montreal office. This role is an exciting opportunity to contribute to the monitoring of security transactions and Firm communications, ensuring compliance with applicable policies, industry rules, and regulations.
The US Trade Surveillance team requires an additional resource to support its monitoring of U.S. operations. As a Trade Surveillance Professional, you will be working in a key area of Societe Generale's Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.
Key Responsibilities
- Participate in the monitoring of security transactions for compliance with Exchange rules and be involved in regional and global projects aimed at enhancing the Trade Surveillance program.
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Contribute to the preparation of management metrics and reports.
Requirements
- Bachelor's Degree or its equivalent.
- 1-3 years of experience in either trade surveillance general compliance and/or financial services.
- Strong interpersonal and written/verbal communication skills.
What We Offer
- Estimated annual salary: $80,000 - $110,000 depending on qualifications and experience.
- A supportive work environment with a focus on continuous development and training.
- Opportunities for career growth and advancement.
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