Trade Surveillance Professional

1 week ago


Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
About the Job
Societe Generale de Surveillance SA is seeking a Trade Surveillance Professional to join its Montreal office. This role is an exciting opportunity to contribute to the monitoring of security transactions and Firm communications, ensuring compliance with applicable policies, industry rules, and regulations.

The US Trade Surveillance team requires an additional resource to support its monitoring of U.S. operations. As a Trade Surveillance Professional, you will be working in a key area of Societe Generale's Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.

Key Responsibilities
  • Participate in the monitoring of security transactions for compliance with Exchange rules and be involved in regional and global projects aimed at enhancing the Trade Surveillance program.
  • Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
  • Contribute to the preparation of management metrics and reports.

Requirements
  • Bachelor's Degree or its equivalent.
  • 1-3 years of experience in either trade surveillance general compliance and/or financial services.
  • Strong interpersonal and written/verbal communication skills.

What We Offer
  • Estimated annual salary: $80,000 - $110,000 depending on qualifications and experience.
  • A supportive work environment with a focus on continuous development and training.
  • Opportunities for career growth and advancement.


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Societe Generale's Capital Market Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of security transactions and mitigate regulatory risks.The Compliance Department at Societe Generale oversees compliance with laws, regulations, and policies that apply to the firm's banking and financial activities....


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Société Générale de Surveillance SA:We are a global leader in trade surveillance, working with financial institutions to protect them from regulatory risks and ensure compliance with industry rules and regulations.Our team is comprised of experts who work together to monitor security transactions, identify potential issues, and develop...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    At SGS Société Générale de Surveillance SA, we are committed to delivering exceptional results in our Capital Market Surveillance department.We are seeking a highly skilled Risk Management Professional to join our team in Montreal, Canada.The ideal candidate will have 1-3 years of experience in trade surveillance and general compliance, with a strong...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    At SGS Société Générale de Surveillance SA, we are seeking a talented Trade Surveillance Specialist to join our Capital Market Surveillance team.About the JobThe Trade Surveillance Specialist will play a key role in monitoring security transactions for compliance with Exchange rules and regulations. This is an exciting opportunity to work in a dynamic...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    SGS Société Générale de Surveillance SA is a global leader in trade surveillance, providing cutting-edge solutions to ensure compliance with regulatory requirements. We are seeking an experienced Regulatory Compliance Expert to join our team.About the JobThe successful candidate will be responsible for monitoring security transactions and collaborating...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the OpportunitySociete Generale de Surveillance SA is a leading player in trade surveillance, with a global presence and a team of experts dedicated to ensuring compliance with industry rules and regulations.As a Trade Surveillance Specialist, you will play a key role in monitoring security transactions and Firm communications, identifying potential...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About Societe Generale's Trade Surveillance TeamWe are seeking an experienced Trade Surveillance Compliance Specialist to join our team in Montreal. This role is a key part of our global compliance program, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Société Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations. As a Trade Surveillance Professional, you will be part of this esteemed team.The US CMS Trade...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About Trade Surveillance at SGS Société Générale de Surveillance SASociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Société Générale de Surveillance SA is seeking an experienced Senior Trade Surveillance Analyst to join its Capital Market Surveillance team in Montreal. The successful candidate will play a key role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.As a member of the...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the Role:Societe Generale de Surveillance SA's Capital Market Surveillance team is a global unit within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking a Compliance Officer to...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About UsSGS Société Générale de Surveillance SA's Capital Market Surveillance (CMS) team is a global unit within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Job OverviewWe are seeking an experienced Trade Surveillance...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Societe Generale de Surveillance SA's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.The team consists of two surveillance groups, one focused on the monitoring of security transactions and the other on the monitoring of...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Société Générale de Surveillance SASGS Société Générale de Surveillance SA is a leading global team within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US Trade Surveillance team is seeking an additional...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the RoleAs a Trade Surveillance Specialist at SGS Société Générale de Surveillance SA, you will play a critical role in monitoring security transactions to ensure compliance with Exchange rules and regulations. This is an exciting opportunity to join a global team within the Compliance department, interacting with regional and global colleagues to...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About Societe Generale's Capital Market SurveillanceSociete Generale de Surveillance SA is a leading global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US Trade Surveillance team in Montreal seeks an...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the JobWe are seeking a Trade Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. This role will be based in Montreal, Canada.


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About Trade Surveillance Risk Management at SGS Société Générale de Surveillance SASociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Compliance Monitoring Role at SGS Société Générale de Surveillance SAWe are seeking a Trade Surveillance Compliance Specialist to join our team in Montreal, Canada. This exciting opportunity will allow you to work in a key area of our Compliance program interacting with regional and global colleagues within CMS and across various business units to...


  • Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    OverviewSociété Générale's Capital Market Surveillance (CMS) team is a vital component of the Compliance department, responsible for monitoring security transactions and Firm communications to ensure adherence to applicable policies, industry rules, and regulations.About the JobThis exciting opportunity within SGS Société Générale de Surveillance SA...