Lead Compliance Strategist

4 weeks ago


Kingston NS, Canada BMO Financial Group Full time $92,400 - $171,600
Role Overview:
En tant que Lead Compliance Strategist, vous jouerez un rôle clé dans l'audit, la gestion des risques et la conformité au sein de BMO Financial Group. Ce poste est conçu pour un contributeur individuel, offrant un modèle de travail hybride.

Responsabilités Principales:
- Collaborer à l'implémentation, à la maintenance et à l'administration d'un programme de conformité rigoureux.
- Coordonner et exécuter des évaluations des risques, des contrôles, des audits et des activités de surveillance pour garantir que le programme reste conforme aux normes de BMO.
- Fournir des conseils aux départements sur les produits internes et les évolutions réglementaires, tout en soutenant l'adoption de nouvelles politiques et programmes.
- Produire et mettre à jour des rapports d'analyse sur la conformité pour une meilleure prise de décision.
- Rester informé des exigences réglementaires et des changements dans le paysage réglementaire pour atteindre les objectifs de conformité.
- Développer une expertise sur les réglementations spécifiques à votre secteur d'activité et consulter les manuels de conformité pour assurer le respect des exigences.

Conseil et Recommandations:
- Offrir des conseils sur les nouveaux produits, services et systèmes automatisés pour intégrer les exigences de conformité.
- Formuler des recommandations stratégiques à la direction basées sur une compréhension approfondie des opérations.
- Analyser et évaluer les données de conformité et les communiquer aux équipes concernées.

Gestion des Processus:
- Participer à la conception, à la mise en œuvre et à la gestion des processus clés au sein de l'organisation.
- Superviser la mise en œuvre et la communication des politiques, lignes directrices et programmes de conformité.
- Évaluer les activités de surveillance et d'audit pour garantir l'efficacité des contrôles de conformité.

Analyse et Résolution:
- Mener des évaluations des risques et aider à cibler des contrôles de conformité plus efficaces.
- Analyser les informations de conformité et les transmettre aux équipes concernées pour une action rapide.
- Identifier et recommander des améliorations aux outils et processus de conformité.

Compétences Requises:
- Minimum de huit années d'expérience pertinente avec un diplôme dans un domaine connexe ou une combinaison équivalente de formation et d'expérience.
- Certification en conformité reconnue, un atout.
- Excellentes compétences en communication, gestion des relations et gestion de projets.
- Compétences analytiques et en résolution de problèmes approfondies.

Avantages:
- BMO offre des avantages sociaux complets, y compris une assurance santé, un remboursement des frais de scolarité, et des régimes d'épargne-retraite.

Ce rôle est essentiel pour garantir que BMO Financial Group continue de respecter les normes de conformité tout en soutenant ses objectifs d'affaires.

  • Kingston, NS, Canada BMO Financial Group Full time $92,400 - $171,600

    Position Overview:We are seeking a seasoned professional to take on the role of Lead Compliance Strategist within our organization. This position is integral to the effective management and oversight of our compliance framework.Key Responsibilities:Implement and maintain a robust compliance program that aligns with regulatory standards.Coordinate and conduct...


  • Kingston, NS, Canada BMO Financial Group Full time $74,800 - $138,600

    Position Overview: As a Lead Compliance Strategist at BMO Financial Group, you will play a pivotal role in the establishment and maintenance of a robust compliance framework. Your expertise will be essential in ensuring that our operations align with regulatory standards and internal policies.Key Responsibilities:Facilitate the implementation and...


  • Kingston, NS, Canada TSI Group Full time

    Position Overview: The Lead Category Strategist will spearhead regional and global procurement and contracting initiatives for all non-merchandise sectors within TSI Group. Key Responsibilities: Drive supplier selection and manage supplier relationships, ensuring compliance and contract adherence.Deliver value to the organization while collaborating with...


  • Kingston, NS, Canada Scotiabank Full time

    Overview: Join a dynamic and purpose-driven team at Scotiabank, where we are dedicated to achieving results within an inclusive and high-performing culture. Role Summary: As a key contributor to the IT Risk Function within Global Payments and Core Banking Engineering (PCBE), you will play a vital role in ensuring that individual objectives and initiatives...


  • Kingston, NS, Canada BMO Financial Group Full time $74,800 - $138,600

    Responsabilités principalesEn tant que Lead Compliance Specialist, vous serez chargé de superviser et d'optimiser le programme de conformité de l'organisation. Vos principales responsabilités incluront :Évaluation des Risques : Mener des évaluations approfondies des risques pour garantir que les contrôles de conformité sont efficaces et adaptés aux...

  • Compliance Officer

    1 week ago


    Kingston, NS, Canada TD Full time

    Job Summary:The Compliance Business Oversight Manager will be responsible for leading and managing the firm's regulatory change management program, including advocacy efforts related to regulatory proposals and consultations, and other assigned compliance assessments. The Manager will provide compliance advisory support across the firm, where applicable.Key...

  • Compliance Officer

    7 days ago


    Kingston, NS, Canada TD Full time

    Job Summary:The Compliance Business Oversight Manager will be responsible for leading and managing the firm's regulatory change management program, including advocacy efforts related to regulatory proposals and consultations, and other assigned compliance assessments. The Manager will provide compliance advisory support across the firm, where applicable.Key...


  • Kingston, NS, Canada TD Full time

    Compensation Details: As a candidate, we encourage you to engage in an open dialogue with your recruiter regarding compensation, including the specific salary details for this position. Overview: The Global Compliance Governance and Assurance (CGA) team is responsible for providing oversight and governance for key components of the Global Compliance...


  • Kingston, NS, Canada Scotiabank Full time

    Position Overview: The Strategy team at Scotiabank is a dynamic and high-achieving group comprised of exceptional talent dedicated to formulating and implementing strategies at both the enterprise and business line levels for one of Canada's foremost international banks. This team collaborates closely with senior executives, business line leaders, and a...


  • Kingston, NS, Canada TD Full time

    Position Overview:As a key member of the Global Anti-Money Laundering (AML) team at TD, the Senior Financial Crime Compliance Officer plays a crucial role in safeguarding the integrity of our financial services. This position is integral to our commitment to prevent the misuse of our products and services for illicit activities.Key Responsibilities:1....


  • Kingston, Canada Queen's University Full time

    Digital Marketing Strategist About Queen's University Queen’s University is the Canadian research intensive university with a transformative student learning experience. Here the employment experience is as diverse as it is interesting. We have opportunities in multiple areas of globally recognized research, faculty administration, engineering &...


  • Kingston, NS, Canada TD Full time

    Location: Toronto, Ontario, Canada Schedule: 37.5 hours per week Industry: Anti-Money Laundering Compensation Details: We are committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to engage in an open conversation with your recruiter regarding compensation, including the specific salary details...

  • Lead Tax Consultant

    4 weeks ago


    Kingston, NS, Canada Société Financière Manuvie Full time $70,350 - $117,250

    About UsAt Société Financière Manuvie, we are dedicated to empowering our clients and colleagues globally, enhancing their quality of life through our financial services. Our commitment to environmental initiatives and community investments reflects our core values, which guide our operations.Role OverviewAs a Lead Tax Consultant, you will be an integral...

  • Lead Tax Consultant

    4 weeks ago


    Kingston, NS, Canada Société Financière Manuvie Full time $70,350 - $117,250

    About UsWe are a financial services provider dedicated to empowering our clients and colleagues globally, helping them to make informed decisions and enhance their quality of life. Our commitment to environmental initiatives and community investments reflects our core values, which guide all our operations. We believe in fostering a workplace where our...

  • Compliance Director

    1 week ago


    Kingston, Ontario, Canada TD Full time

    Job DescriptionAbout the Role:The Compliance Director, Supervision of Activities, Conformity position at TD Securities Inc. is responsible for overseeing the compliance strategy and oversight programs, including designing and implementing monitoring and supervisory programs for the firm.This role will focus on Regulatory Change Management, advocacy efforts...

  • Compliance Director

    1 week ago


    Kingston, Ontario, Canada TD Full time

    Job DescriptionAbout the Role:The Compliance Director, Supervision of Activities, Conformity position at TD Securities Inc. is responsible for overseeing the compliance strategy and oversight programs, including designing and implementing monitoring and supervisory programs for the firm.This role will focus on Regulatory Change Management, advocacy efforts...


  • Kingston, Ontario, Canada BMO Financial Group Full time

    About the RoleWe are seeking a highly skilled and experienced Senior Director of Compliance to join our team at BMO Financial Group. As a key member of our organization, you will play a critical role in ensuring that our business practices and operations are in compliance with regulatory requirements and industry standards.Key ResponsibilitiesMonitor and...


  • Kingston, Ontario, Canada BMO Financial Group Full time

    About the RoleWe are seeking a highly skilled and experienced Senior Director of Compliance to join our team at BMO Financial Group. As a key member of our organization, you will play a critical role in ensuring that our business practices and operations are in compliance with regulatory requirements and industry standards.Key ResponsibilitiesMonitor and...


  • Kingston, Canada Canada Royal Milk Full time

    **About the Company** Canada Royal Milk is a member of the Feihe International group of companies, Asia’s number one infant formula brand. Canada Royal Milk is the only producer of infant formula in Canada, manufacturing quality products from Canadian cow and goat milk, ensuring the highest quality and nutritional value for our customers. We are an...


  • Kingston, NS, Canada goeasy Ltd Full time

    We are proud to be recognized for our outstanding corporate culture and commitment to excellence. At goeasy Ltd, we are looking for a talented and experienced Lead Salesforce Solutions Architect to become an integral part of our innovative team. The ideal candidate will take charge of delivering top-notch solutions within the Salesforce environment, ensuring...