Wealth Management Technology Specialist

2 weeks ago

Toronto, Ontario, Canada Royal Bank of Canada> Full time

Job Summary

Job Description

What is the opportunity?

This role participates in and leads some of the execution of the Wealth Management Technology & Solutions (WMTS) Operational Risk Annual Plan and execution of operational risk management (ORM) and IT Risk management within WMTS. The role is also responsible for participating in planning and managing Operational Risk Management programs and processes as they flow across WMTS.

Individual contributor with expert understanding of US and Canadian IT regulations, audit methodology, general computing controls (e.g. logical access, patch and configuration management, change & incident management, etc.) and expert communication skills, acting as the single point of contact for internal/external audit engagements and regulatory requests for WMTS and US Wealth Management IT Risk. Services provided cover audit ulatory response, risk & compliance exposure reporting, risk advisory & awareness, and IT & operational risk analysis

What will you do?

  • Lead preparation of periodic regulatory presentations, including associated monitoring activities, and contribute to presentation execution
  • Lead coordination across technology (WMTS and larger T&O) and Business teams to ensure risk profiles are appropriately managed (e.g. ensuring breached KRIs have viable go-to-green plans)
  • Lead WMTS engagement of periodic audits and regulatory exams, working closely with stakeholders to ensure evidence is submitted on time and that management has an early indication of potential issues
  • Support the review of applications across WMTS to determine their SOC1, SOX and/or Crown Jewel applicability
  • Contribute to relationship building with enterprise stakeholders (e.g. Internal Audit and Group Risk Management)
  • Contribute to the execution of Risk and Control Self Assessments for WMTS

What do you need to succeed?

Must-have

  • Expert knowledge of the global regulatory landscape impacting financial institutions (e.g. OSFI, FRB, FINRA, OCC, FCA, MAS), including control requirements (e.g. NYDFS, SOX, GLBA, GDPR)
  • Expert communication (verbal and written) skills, including a strong appreciation of relationship management
  • Strong knowledge of general computing controls (e.g. logical access, patch & configuration management, change & incident management, etc.)
  • Strong knowledge of IT and operational risk management processes, methods and tools
  • Demonstrable technical knowledge and experience covering the operating systems (e.g. Unix, Windows, zOS) and database systems (e.g. Oracle, SQL Server, Sybase, DB2)
  • CISA or CRISC Certifications

Nice-to-have

  • CISSP certification
  • CCSP or CCSK Certifications or demonstrable knowledge
  • Knowledge of GRC tools (e.g. ServiceNow, Archer)

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing and working together to deliver trusted advice to help our team and business partners. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Flexible work/life balance options
  • Opportunities to do challenging work
  • Opportunities to take on progressively greater accountabilities
  • Opportunities to building close relationships with business partners

Job Skills

Additional Job Details

Job Type:

Full time

Pay Type:

Salaried

Platform:

TECHNOLOGY AND OPERATIONS

Employment Type:

Regular

Work hours/week:

37.5

Country:

Canada

City:

TORONTO

Address:

RBC CENTRE, 155 WELLINGTON ST W

  • Wealth Management Specialist

    3 weeks ago

    Toronto, Ontario, Canada Aviso Wealth Full time

    About Aviso Wealth Aviso Wealth is a leading provider of wealth management and investment services for the Canadian financial industry. With over $130 billion in assets under administration and management, we empower our partners, advisors, and investors through a comprehensive, technology-enabled ecosystem. We're proud to support nearly all credit unions...

  • Senior Technology Solutions Manager

    4 weeks ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    Position OverviewAs a vital member of the Corporate Solutions Technology team at IG Wealth Management, you will collaborate with a dynamic group dedicated to crafting innovative solutions for our clients, advisors, and employees by leveraging cutting-edge technology and insights. The Senior Manager of Architecture will engage closely with executive sponsors,...

  • Salesforce Developer

    3 weeks ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    About IG Wealth Management IG Wealth Management is a leading Canadian wealth management firm dedicated to helping individuals and families achieve their financial goals. We offer a comprehensive suite of investment, insurance, and retirement planning solutions. Job Description We are seeking a talented and experienced Salesforce Developer to join our...

  • Wealth Management Specialist

    2 weeks ago

    Toronto, Ontario, Canada Aviso Wealth Full time

    About the RoleWe are seeking a highly skilled and motivated Bilingual Investment Representative to join our team at Aviso Wealth. As a key member of our Contact Centre team, you will be responsible for providing exceptional service to our clients, ensuring their financial needs are met, and exceeding their expectations.Key ResponsibilitiesRespond to client...

  • Wealth Management Specialist

    1 week ago

    Toronto, Ontario, Canada Aviso Wealth Full time

    About the RoleWe are seeking a highly skilled and motivated Bilingual Investment Representative to join our team at Aviso Wealth. As a key member of our Contact Centre team, you will be responsible for providing exceptional service to our clients, ensuring their financial needs are met, and exceeding their expectations.Key ResponsibilitiesRespond to client...

  • Technology Audit Manager

    2 days ago

    Toronto, Ontario, Canada Aviso Wealth Full time

    About the RoleAviso Wealth is seeking a highly skilled Technology Audit Manager to join our Internal Audit team. As a key member of our team, you will be responsible for facilitating a systematic and ongoing internal evaluation of risk management, internal controls, and governance processes with a focus on technology risks.Key ResponsibilitiesPlan and...

  • Communications Specialist

    2 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    About the RoleWe are seeking a highly skilled Communications Specialist to join our team at IG Wealth Management. As a key member of our Corporate Communications team, you will play a critical role in developing and implementing strategic communications for our organization.Key ResponsibilitiesDevelop and implement media relations campaigns to secure media...

  • Communications Specialist

    2 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    About the RoleWe are seeking a highly skilled Communications Specialist to join our team at IG Wealth Management. As a key member of our Corporate Communications team, you will play a critical role in developing and implementing strategic communications for our organization.Key ResponsibilitiesDevelop and implement media relations campaigns to secure media...

  • Service Assurance Specialist

    3 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    Service Recovery Specialist RoleThe Service Recovery Specialist will play a key role in ensuring the smooth operation of our client service processes. This involves providing day-to-day support in the resolution of service recoveries, which can be related to various products, technical systems, tax implications, and regulatory obligations.Key...

  • Service Assurance Specialist

    3 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    Service Recovery Specialist RoleThe Service Recovery Specialist will play a key role in ensuring the smooth operation of our client service processes. This involves providing day-to-day support in the resolution of service recoveries, which can be related to various products, technical systems, tax implications, and regulatory obligations.Key...

  • Senior Manager, Architecture Lead

    2 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    The RoleAs a key member of our Corporate Solutions Technology team at IGM Wealth Management, you will be part of a collaborative group with expertise in delivering innovative solutions for our clients, advisors, and employees using the latest technology and insights. The Senior Manager, Architecture will work closely with executive sponsors, project...

  • Senior Manager, Architecture Lead

    2 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    The RoleAs a key member of our Corporate Solutions Technology team at IGM Wealth Management, you will be part of a collaborative group with expertise in delivering innovative solutions for our clients, advisors, and employees using the latest technology and insights. The Senior Manager, Architecture will work closely with executive sponsors, project...

  • Communications Specialist

    2 weeks ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    About the RoleWe are seeking a highly skilled Communications Specialist to join our team at IG Wealth Management. As a key member of our Corporate Communications team, you will play a vital role in developing and implementing strategic communications for our organization.Key ResponsibilitiesMedia Relations: Develop and execute media relations campaigns to...

  • Communications Specialist

    1 week ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    About the RoleWe are seeking a highly skilled Communications Specialist to join our team at IG Wealth Management. As a key member of our Corporate Communications team, you will play a vital role in developing and implementing strategic communications for our organization.Key ResponsibilitiesMedia Relations: Develop and execute media relations campaigns to...

  • Communications Specialist

    5 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    About the RoleWe are seeking a highly skilled Communications Specialist to join our team at IG Wealth Management. As a key member of our Corporate Communications team, you will play a critical role in developing and implementing strategic communications plans to support our business objectives.Key ResponsibilitiesMedia Relations: Develop and execute media...

  • Communications Specialist

    5 days ago

    Toronto, Ontario, Canada IG Wealth Management Full time

    About the RoleWe are seeking a highly skilled Communications Specialist to join our team at IG Wealth Management. As a key member of our Corporate Communications team, you will play a critical role in developing and implementing strategic communications plans to support our business objectives.Key ResponsibilitiesMedia Relations: Develop and execute media...

  • Client Wealth Management Associate

    4 weeks ago

    Toronto, Ontario, Canada Nicola Wealth Full time

    About Nicola Wealth:Nicola Wealth stands as a prominent figure in the wealth management sector, recognized for our outstanding performance and award-winning workplace culture. Become part of our diverse team, where values drive our work environment and you can truly make a difference.In the role of Wealth Planning Associate at Nicola Wealth, you will assist...

  • Bilingual Wealth Management Consultant

    4 weeks ago

    Old Toronto, Ontario, Canada Aviso Wealth Full time

    Job Overview:Bilingual Investment Representative at Aviso Wealth. This role is ideal for candidates holding a Bachelor's Degree.Position Responsibilities:Aviso Wealth: We are committed to enhancing the financial health of Canadians. As a premier wealth management firm, we prioritize leadership, innovation, collaboration, accountability, and community...

  • Manager, Technology Risk Assurance

    4 days ago

    Toronto, Ontario, Canada Aviso Wealth Full time

    About the Opportunity:Aviso Wealth is seeking a seasoned professional to join our Internal Audit team as a Manager, Technology Risk Assurance. This is a new position that will contribute to the development of the IT Audit stream of our Internal Audit function.Key Responsibilities:Lead and conduct assurance/advisory engagements and follow-up reviews as...

  • Manager, Technology Risk Assurance

    4 days ago

    Toronto, Ontario, Canada Aviso Wealth Full time

    About the Opportunity:Aviso Wealth is seeking a seasoned professional to join our Internal Audit team as a Manager, Technology Risk Assurance. This is a new position that will contribute to the development of the IT Audit stream of our Internal Audit function.Key Responsibilities:Lead and conduct assurance/advisory engagements and follow-up reviews as...