Compliance Support Officer
2 months ago
Are you passionate about protecting the environment? Do you go out of your way to reduce, reuse, and recycle? Do you envision a waste-free future?
If you answered yes to those questions, then we’d like to hear from you.
We are the Resource Productivity and Recovery Authority (RPRA), Ontario’s circular economy regulator.
Our vision is a circular economy today for a waste-free tomorrow. Our mission is to support compliance with individual producer responsibility through education and enforcement to foster Ontario’s circular economy, spur innovation, and protect the environment.
We are looking for a talented and committed individual to join us as a **Compliance Support Officer** to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated.
**Compliance Support Officer**
**Practically speaking, you will**:
**Compliance Support Service (70%)**
- Supports registrants in utilizing the Registry for the Digital Reporting Services programs while taking them through the intake process
- Supports registrants in understanding their requirements under the RRCEA while taking them through the intake process
- Supports in the development and provision of materials (e.g., FAQs, slide decks, guides, RPRA website updates, Compliance Bulletins) for parties required to register and report
- Supports registrants with inputting data into the Registry during registration and ensure timely reporting
- Supports the compliance team with compliance-related matters under the RRCEA based on the Authority’s risk-based compliance framework when directed
- Support the delivery of the Compliance function by identifying potential compliance issues that may require follow-up, creating and assigning cases of potential non-compliance to Compliance Officers for further investigation and or escalation
- Consistently conducts research to recognize free riders to escalate for resolution and determine specific registrants where focus is required
- Generates applicable reports and conducts basic analytics, as required
- Assists registrants regarding payment and balance related inquires in relation to an applicable program in collaboration with Revenue Accounts Receivable Specialist
- Provides effective and efficient resolution of issues
- Ensures parties are trained on the relevant systems to register and report for compliance within the required timelines
- Maintains files and records in line with records management standards and processes
- Makes recommendations on the regulated parties system interface to increase the usability of the system while adhering to modern regulator principles, including communications for compliance
**Ministry Support (20%)**
- Responds to Ministry inquiries as delegated by the Manager, Compliance and Service Delivery related to authorized program data in the Registry as required to support the delivery of their compliance function as applicable
- Maintains contact with Ministry users and provides technical support as required
- Ensures Ministry users are trained on the relevant systems to access and review data that supports their compliance and enforcement work as required
- Supports in the development of and provision of materials (e.g., slide decks, guides) for Ministry users
**Administration (10%)**
- Provides administrative support to program committees and projects as required
- Undertakes research to support program committees and projects as required
- Gather information to setup an outreach campaign and provide recommendations to compliance managers on tools that can be used
**Other Duties**
- Perform other duties, as assigned
**Qualifications**
**Education**
- Post-secondary education or equivalent work experience
**Experience**
- Two to four years’ experience in customer service is required
- Regulatory compliance experience is considered an asset
- Background with Salesforce considered an asset
- Knowledge and understanding of regulatory environments and/or the circular economy would be an asset
- Understanding of baseline financial management considered an asset
**Other Knowledge, Skills, Abilities or Certifications**
- Ability to resolve registrant issues in a timely, accurate and professional manner
- Critical thinker with the ability to ask the right questions
- Attention to detail and accuracy
- Demonstrated organizational skills with the ability to prioritize and thrive in a climate of change
- Strong interpersonal skills and demonstrated ability to be an effective team player ready to collaborate and pitch in where required
- Ability to develop strong relationships with registrants
- Excellent oral and written communication skills
- Discretion and judgment in working with confidential information
- Strong problem-solving skills and the ability to make decisions
- Knowledge in Word, Outlook, and Excel
- Ability to communicate in French considered an asset
**Working with the Resource Productivi
-
Compliance Officer
5 months ago
Toronto, Canada Questrade Financial Group Full timeQuestrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...
-
Regional Compliance Manager
5 months ago
Toronto, Canada Campus Support Full timeWe are happy to say that we are looking for an experienced **Regional Compliance Manager **to join ON Regional team! **Position Job Title: Regional Compliance Manager** **Location: Campuses in ON** **Reports to: Regional Director, Education, Comp & Reg** **Pay: 70K to 80K + comprehensive benefits** **Preference: Experience with Post Secondary Private or...
-
Compliance Officer
5 months ago
Toronto, Canada CIRO Full time**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...
-
Compliance Officer
5 months ago
Toronto, Canada Enable Full time**Job Summary** As a **Compliance Officer **you will be responsible for helping Enable deliver on its quality management programme to meet external regulatory and statutory requirements and internal policies and procedures as part of the Sourcing, Risk & Compliance function. Your role is key in helping Enable’s departments understand their requirements...
-
Compliance Officer
6 months ago
Toronto, Canada Iceberg Finance Group Full time**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...
-
Compliance Officer
3 weeks ago
Toronto, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Officer
2 weeks ago
Toronto, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Officer
2 weeks ago
Toronto, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Officer
2 weeks ago
Toronto, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Analyst/Officer
6 months ago
Toronto, Canada CB Canada Full timeCompliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accordance with the Global Compliance Framework This includes ensuring that...
-
Compliance Officer
2 months ago
Toronto, Canada CIRO Full time**Position Title: Compliance Officer** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** **Day in the life of**: CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is...
-
Compliance Officer
1 month ago
Toronto, Canada Purves Redmond Limited Full time**Overview** We are seeking a Compliance Officer to join the Purves Redmond Limited team. In this role, you will act as a trusted advisor to colleagues and senior leadership on a wide range of risk and compliance matters. You will play a critical role in ensuring adherence to insurance legislation and promoting a culture of compliance across the...
-
Compliance Officer
3 weeks ago
Toronto, Canada Osiris Concepts Full timeWe are working alongside one of our clients to help them find a Compliance Officer. They are a growing international e-wallet and payment services provider, is looking for a leading Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to...
-
Compliance Officer
3 weeks ago
Toronto, Ontario, Ontario, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Officer
3 weeks ago
Toronto, Canada Cassiopay Full timeCassiopay, a growing international e-wallet and payment services provider, is looking for a Compliance Officer for its Canadian office, based in Toronto, to provide continued development to ensure its business processes and procedures adhere to all applicable laws, rules, and regulations and internal rules.As the compliance subject matter expert, working...
-
Compliance Officer
4 weeks ago
Toronto, Canada CI Financial Full timeAt CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...
-
Rjlu Compliance Officer
6 months ago
Toronto, Canada Raymond James Financial Full time**RJLU Compliance Officer** - 2302911 - At Raymond James,_ _**_we_**_ _**_develop,_ _**_we_**_ _**_collaborate,_ _**_we_**_ _**_decide,_ _**_we_**_ _**_deliver, and_ _**_we_**_ _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized...
-
Business Compliance Officer
6 months ago
Toronto, Canada PC Financial Full time**All referred applicants must first be submitted through Workday by a current Loblaw Colleague.** **Location**: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 **When you hire great people, great things can happen.** PC Financial offers unprecedented value to Canadians through payment products. We’re a different kind of bank with a different type...
-
Security and Compliance Officer
2 weeks ago
Toronto, Ontario, Canada Healthcare Insurance Reciprocal of Canada (HIROC) Full timeJob DescriptionThis role is a fantastic opportunity to join Healthcare Insurance Reciprocal of Canada (HIROC) as a key member of our team, working closely with the Lead, Privacy and Compliance Officer. The successful candidate will have excellent technical skills, a passion for corporate security, analysis, and problem-solving.About the JobThe Security and...
-
Regulatory Compliance Officer
4 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout Fidelity Clearing Canada:We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.Our Regulatory Compliance Role:We are seeking a skilled Regulatory Compliance professional to join our team and support our operations in the Canadian market. The ideal...