Compliance Officer

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

We are happy to say that we are looking for an experienced **Compliance Office to join our team at Campus Support - Toronto GTA, Ontario** **Reporting to**: Regional Compliance/Finance Manager **Hours**: 40 hours a week, 9am-5pm EST **Address**:Toronto GTA Campuses **Preference**:Experience with Post Secondary Private or Public Education Institution...

**Position Title: Compliance Officer** **Department: Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the...

TD Bank is one of the world's leading global financial institutions, dedicated to delivering legendary customer experiences. We're seeking a highly skilled and experienced Compliance Officer to join our team in Toronto, Ontario.About the RoleThis is an exciting opportunity for a strategic thinker with excellent communication and presentation skills to lead...

**Job Summary** Trebas Institute, established in 1979, is a private vocational school with campuses in Montreal and Toronto and offering a broad range of programs in audio, film and television, business and technology as well as music, event and entertainment management. Our mission is to provide high-quality and accessible education and support services to...

**About us** PayAlly provides exceptional financial services for businesses with global ambitions. We offer a fully integrated suite of financial services solutions tailor-made for our clients. Since our inception in 2017, we have moved billions of dollars and have simplified complex finance processes. Job Title: Compliance Officer Key...

Requisition ID: 178998 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Scotia Securities Inc. (SSI) / Global Compliance GWM in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

Job Title: Officer, Compliance - Institutional Location: Toronto, ON or Calgary, AB Contract - 18 Months The Client: Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance...

Job Title: Officer, Compliance - InstitutionalLocation:Toronto, ON or Calgary, ABContract - 18 MonthsThe Client:Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance Officer to join...

**Position Title: Compliance Officer** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** **Day in the life of**: CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is...

Join us at Scotiabank as a Compliance Officer and play a key role in ensuring the integrity of our business operations. As a member of our Global Operational Risk, Enterprise Fraud Risk Oversight team, you will contribute to the overall success of the team by executing specific individual goals, plans, and initiatives in support of the team's strategies and...

Job Description:Overview: We are seeking a Compliance Due Diligence Analyst to conduct thorough due diligence on existing clients to ensure adherence to regulatory requirements. The ideal candidate will have experience in performing compliance reviews and possess strong attention to detail and communication skills.Daily Responsibilities:A typical day will...

100 King Street West Toronto Ontario,M5X 1A1 **This is an 18 month contract position** **MANDATE** Reporting to Senior Manager Retail Compliance, the Compliance Officer is to aid in executing the management of all regulatory compliance and risk management for BMO Nesbitt Burns (BMO NB). The Compliance Officer is responsible for ensuring that the...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.JOB OVERVIEWWe...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

Job Title:Compliance OfficerAbout WonderFi:We are a prominent Canadian financial technology firm, providing investors with diversified exposure to the global digital asset ecosystem.About the Role:We are seeking a motivated and dynamic Compliance Officer to join our team.Key Accountabilities:Review and adjudicate alerts generated on daily surveillance...

CI Financial is an independent company offering global wealth management and asset management advisory services through a diverse group of financial services firms. Since 1965, we have consistently anticipated and responded to the changing needs of investors. We are driven by a commitment to provide individuals and institutions with the highest-quality...

**Compliance Officer** **What can you expect?** - This position acts as a compliance resource for colleagues, including guidance with respect to adherence to Corporate Policies, applicable provincial and territorial regulations and laws, sanctions, assisting with compliance and risk management activities and the implementation, and monitoring of compliance...