Compliance Officer

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

**Job Details** **WHAT WILL BE YOUR DAY-TO-DAY?** Your responsibilities include, but are not limited to the following: - Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution; - Participate with the testing and implementation of...

**Responsibilities**: **RESPONSIBILITIES** **Division Description** Société Générale’s Capital Market Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations. CMS consists of...

**Responsibilities**: Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform “The...

Senior Compliance Officer GLENCORE – Group Compliance Greater Montreal Region Glencore, a major global commodity trading and mining company, is seeking a highly skilled and experienced Senior Compliance Officer to join our team in Montreal, Quebec. The Senior Compliance Officer will be responsible for overseeing and ensuring the companys...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**WHO WE ARE** As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international...

Bilingual Tier 2 Compliance officer page is loaded Bilingual Tier 2 Compliance officer Apply locations Montreal, Quebec time type Full time posted on Posted Yesterday job requisition id JR00096997 You are as unique as your background, experience and point of view. You'll work with dynamic colleagues - experts in their fields - who are eager to share...

Agent de conformité Nous recherchons un agent de la conformité pour veiller à ce que nos opérations et nos transactions commerciales respectent toutes les règles juridiques et internes pertinentes. Vous effectuerez des audits réguliers des procédures et processus commerciaux afin de vous assurer que tous les employés respectent ces règles et vous...

**Position Number**:50021070 / **Department**:Budget and Financial Planning **Grade**:B-12 **Campus**:Sir George Williams (Downtown) **Salary**:$76,357.00 - $91,193.00 per annum **Union/Association/HR Policy**:HR POLICIES **Posting deadline**:March 18, 2024 Recognized as Canada’s top university under the age of 50, and one of Montreal’s top Employers,...

**Responsibilities**: KYC advisory processes: - Review, analyze, and approve KYC files of higher risk regional and global clients; - Work on KYC-related escalations and handle KYC queries and requests from KYC Operations and the business lines; - Perform KYC-related testing through the permanent supervision framework; - Escalate issues to KYC Advisory...

Responsibilities The Compliance Department at Société Générale is responsible for overseeing compliance with laws, regulations, guidelines and policies that apply to the firm’s banking and financial activities, particularly in the areas of anti-money laundering, anti-terrorism financing, sanctions & embargoes, know-your-customer obligations, client...

**Responsibilities**: **DIVISION DESCRIPTION** The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE...

**Imaginez demain...**: Soyez à la pointe de l'innovation ! Au service de clients de toutes tailles, dans tous les secteurs de la haute technologie, des sciences de la vie, de la construction et des transports, nous aidons les entreprises et les particuliers du monde entier à créer des produits et des services d'une manière innovante et...

**Primary Locations**:Montreal, Quebec**: **Attendance**:Hybrid**: **Employee Status**:Regular**: **Schedule**:Full-time**: National Bank is currently undergoing the most significant technological transformation in its history and has many career opportunities to offer. As a Compliance Supervisor, you will act as the key resource in overseeing the Montreal...

A career as a Compliance Supervisor on the National Bank Financial Compliance Team at National Bank is to act as a key resource in overseeing centralized approvals from across the country and replace the regional Compliance Supervisors during periods of absences. This job allows you to have a positive impact on the organization through your ability to...

**_La version française est ci-dessous._** **About the job** **Overview of Sagard**: Sagard is a multi-strategy alternative asset management firm active in venture capital, new venture creation, private equity, private credit, real estate, royalties with $14.5B in assets under management. It operates out of offices in Montreal, Toronto, New York, Paris...

**Compliance Coordinator** **What is Equisoft? **Equisoft is a global provider of digital solutions for insurance and investment, recognized by over 250 of the world's leading financial institutions. We offer a comprehensive ecosystem of scalable solutions that help our customers meet all the challenges brought about by this era of digital transformation,...

Please submit a cover letter AND resume to be considered for this role._ - Have 1-3 years of experience working in Healthcare Fraud and Abuse compliance or similar operational roles in a life sciences company - Possess a Bachelors degree in the life sciences, management, legal or other relevant disciplines - Show an interest in a longer-term relationship -...

Vous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques - experts dans leur domaine - qui sont impatients de partager leurs connaissances avec...