Compliance Officer

The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion,...

**Responsibilities**: **Division Description**: The Société Générale Americas Compliance Department monitors the corporate banking, investment banking and broker-dealer activities and reports on the compliance risks and issues to Société Générale Americas and Group Compliance Senior Management. The Société Générale Americas Compliance Department...

**Responsibilities**: Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform “The...

Senior Compliance Officer GLENCORE – Group Compliance Greater Montreal Region Glencore, a major global commodity trading and mining company, is seeking a highly skilled and experienced Senior Compliance Officer to join our team in Montreal, Quebec. The Senior Compliance Officer will be responsible for overseeing and ensuring the companys...

MARKET INTEGRITY / PIC COMPLIANCE OFFICER (JOB NUMBER: COMP-072423-001-SOS) In a changing world, unprecedented challenges require unmatched talent. Join one of Montreal's Top Employers in 2023. We are a dynamic and growing organization having its main establishment located in downtown Montreal and part of a leading international banking institution fully...

Agent de conformité Nous recherchons un agent de la conformité pour veiller à ce que nos opérations et nos transactions commerciales respectent toutes les règles juridiques et internes pertinentes. Vous effectuerez des audits réguliers des procédures et processus commerciaux afin de vous assurer que tous les employés respectent ces règles et vous...

**Position Number**:50021070 / **Department**:Budget and Financial Planning **Grade**:B-12 **Campus**:Sir George Williams (Downtown) **Salary**:$76,357.00 - $91,193.00 per annum **Union/Association/HR Policy**:HR POLICIES **Posting deadline**:March 18, 2024 Recognized as Canada’s top university under the age of 50, and one of Montreal’s top Employers,...

**Responsibilities**: **DIVISION DESCRIPTION** The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE...

**Imaginez demain...**: Soyez à la pointe de l'innovation ! Au service de clients de toutes tailles, dans tous les secteurs de la haute technologie, des sciences de la vie, de la construction et des transports, nous aidons les entreprises et les particuliers du monde entier à créer des produits et des services d'une manière innovante et...

**_La version française est ci-dessous._** **About the job** **Overview of Sagard**: Sagard is a multi-strategy alternative asset management firm active in venture capital, new venture creation, private equity, private credit, real estate, royalties with $14.5B in assets under management. It operates out of offices in Montreal, Toronto, New York, Paris...

As a Content analyst you will be responsible for scanning all active content to assure content meets compliance standards, while always maintaining the quality level to its maximum. **What you'll be doing**: - Analyze content on required websites - Maintaining compliance on all related products - Compiling compliance related data during auditing of...

Montreal- LegalFull Time- 26032- 04 August 2023**Laurentian Bank. Seeing beyond numbers** **Building a better and different financial institution** Financial Benefits Working Environment Commuting and Travelling Food and Drinks Nice to have Financial Benefits Pension plan Group Insurance Stock purchase program Mortgage, Line of Credit, Personal...

Please refer to the job aid for instructions on how to apply. - University Advancement (UA) promotes McGill to its global community and to the public, engaging alumni, volunteers and friends of the University, and building on McGill’s record of fundraising success in support of University priorities. - By joining UA, you can be part of a dynamic, exciting...

There When It Matters for 175 Years This year, we are proud to celebrate our 175th anniversary. Since our founding in Quebec in 1846, we've been committed to improving the financial health of all of our clients. We are driven by the opportunity to help families thrive, communities grow and businesses succeed. As our roots have grown stronger than ever...

The **Compliance Coordinator** would be initially assigned to a lifescience account to support them and their field team in managing various administrative tasks. The role is a great opportunity for someone looking to begin/pursue their careers in the lifescience industry by servicing one of the **world's largest pharmaceutical companies**. **Essential...

To support the Head of Compliance in ensuring that the Society and related entities conform with regulatory requirements and internal policies. Location: WFH Category: Compliance Type: Permanent Key duties (including, but not limited to): To support the Head of Compliance in ensuring that the Society has in place, and adheres to, appropriate systems...

Our mission is to shape a better tomorrow by connecting people with water and energy. We currently have an exciting opportunity as a Product Compliance Manager. This role is based in our Nun's Island office at Montreal,QC and reports to the Director of Corporate Quality and Product Compliance. The Product Compliance Manager's main responsibility is to...

Responsibilities for this role include, but are not limited to: Taking responsibility for the execution of the Compliance IT Strategy for the AMER region. Managing the relationship and coordination of projects between IT and Compliance locally and coordinating work with our global counterparts. Partnering with Compliance teams in the Americas to...

La version française est ci-dessous. About the job Overview of Sagard: Sagard is a multi-strategy alternative asset management firm active in venture capital, new venture creation, private equity, private credit, real estate, royalties with $14.5B in assets under management. It operates out of offices in Montreal, Toronto, New York, Paris and Denver....

Please refer to the job aid for instructions on how to apply. - Position Summary: Facilitate, coordinate, enhance and promote the efficiency of the Animal Compliance Office by providing administrative support to its members. Responsible for site visit logistics. Coordinate financial tasks. Update and maintain contact lists. Organize meetings which includes...