Senior Compliance Officer

Senior IT & Security Compliance Specialist Senior IT & Security Compliance Specialist Your role as Senior IT & Compliance Specialist The Senior IT & Security Compliance Specialist will contribute to ensuring Dialogue is secure and compliant by managing the SOC2 and ITGC audits. Contributing to a strong security and risk management culture through...

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

Senior Financial and Operations Compliance Examiner Job Category : Professional / Technical Requisition Number : SENIO002110 Apply now Posted : April 8, 2024 Full-Time Locations Showing 1 location Description Position Title:Senior Financial and Operations Compliance Examiner (ID) Department:Financial and Operations Compliance Location:...

Responsibilities The Compliance Department at Société Générale is responsible for overseeing compliance with laws, regulations, guidelines and policies that apply to the firm’s banking and financial activities, particularly in the areas of anti-money laundering, anti-terrorism financing, sanctions & embargoes, know-your-customer obligations, client...

**Job Details** **WHAT WILL BE YOUR DAY-TO-DAY?** Your responsibilities include, but are not limited to the following: - Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution; - Participate with the testing and implementation of...

**Responsibilities**: **RESPONSIBILITIES** **Division Description** Société Générale’s Capital Market Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations. CMS consists of...

Bilingual Tier 2 Compliance officer page is loaded Bilingual Tier 2 Compliance officer Apply locations Montreal, Quebec time type Full time posted on Posted Yesterday job requisition id JR00096997 You are as unique as your background, experience and point of view. You'll work with dynamic colleagues - experts in their fields - who are eager to share...

Senior IT & Security Compliance Specialist Senior IT & Security Compliance Specialist Your role as Senior IT & Compliance Specialist The Senior IT & Security Compliance Specialist will contribute to ensuring Dialogue is secure and compliant by managing the SOC2 and ITGC audits. Contributing to a strong security and risk management culture through...

General Description: The role will involve working within our well-established Compliance Department to ensure that the Company continues to meet requirements published by the relevant regulators and ensuring adherence to all internal and external rules and client-requirements to minimise risk and drive quality across the business. A primary function of the...

General Description: The role will involve working within our well-established Compliance Department to ensure that the Company continues to meet requirements published by the relevant regulators and ensuring adherence to all internal and external rules and client-requirements to minimise risk and drive quality across the business. A primary function of the...

Shape tomorrow's privacy standards: Senior specialist needed at Coveo! Coveo is looking for a talented professional with a focus on product and technology to join its Legal Compliance team. This individual will play a critical role in guiding R&D teams through the complex landscape of data privacy and its related laws and regulations, ensuring that our...

General Description: The role will involve working within our well-established Compliance Department to ensure that the Company continues to meet requirements published by the relevant regulators and ensuring adherence to all internal and external rules and client-requirements to minimise risk and drive quality across the business. A primary function of...

A career as a Senior Trade Surveillance Advisor, Swaps in our Compliance Trade Surveillance team at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC. This job allows you to have a positive impact on the organization and to enhance the overall performance and efficiency, as we...

Get privileged access to a selection of available positions and candidates (FILLED) SENIOR COMPLIANCE AND RISK MANAGEMENT ADVISOR Please note that this position is now filled. Talinko has a new job posting available! We are looking for a Senior compliance and Risk Management Advisor. Other Activity sector Supervisory experience No...

Description Position Title: Business Conduct Compliance Examiner (ID) Department:Business Conduct Compliance Location: Montreal Status:Permanent, Full-time (Hybrid) As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment industry standards...

Shape tomorrow's privacy standards: Senior specialist needed at Coveo! Coveo is looking for a talented professional with a focus on product and technology to join its Legal Compliance team. This individual will play a critical role in guiding R&D teams through the complex landscape of data privac

Shape tomorrow's privacy standards: Senior specialist needed at Coveo! Coveo is looking for a talented professional with a focus on product and technology to join its Legal Compliance team. This individual will play a critical role in guiding R&D teams through the complex landscape of data privacy and its related laws and regulations, ensuring that our...

A career as a Senior Trade Surveillance Advisor, Swaps in our Compliance Trade Surveillance team at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC. This job allows you to have a positive impact on the organization a

A career as a Senior Trade Surveillance Advisor, Swaps in our Compliance Trade Surveillance team at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC. This job allows you to have a positive impact on the organization and to enhance the overall performance and efficiency, as we...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...