Intern - Control Assurance & Monitoring Analyst (f/m/d)

2 weeks ago


Toronto ON, Canada S I Systems Full time

Sr. Compliance Analyst to participate in various SOC1, SOC2 and SOX audits for an insurance client-5014
Sr. Compliance Analyst to participate in various SOC1, SOC2 and SOX audits for an insurance client-5014
6 months to start
Remote with possibility of an in office day or two
What are the main 3-5 responsibilities of this resource?
Actively participate in various SOC1 and SOC2 and SOX audits by:
Helping to facilitate meetings between subject matter experts and auditors
Coordinating with subject matter experts in responding to requests for information from auditors
Assisting with gathering of evidence and documentation
Analyze observations raised by auditors, escalating to manage as required
Assist in the creation of management responses
Assist with collating SOC 2 report and coordinating reviews and publication
Assist with executing controls and monitoring procedures, prepare stakeholder and senior management communications.
Identify and implement solutions to improve efficiency and effectiveness of compliance controls and monitoring
Must haves:
~5+ years of experience in Compliance or a similar discipline
~3+ years in the financial services industry
~ Familiarity with the general processes and stages of an audit as it relates to SOC1 , SOC2 and SOX audits.
~ Knowledge of IT General Computing Controls (e.g., SOX/COBIT, SSAE, NIST, PCI, SOC, SOC2)

Daily Work hours (e.g. 9 am – 5 pm): something between 8 – 5 pm (7.5 hour work day)
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