Senior Audit Professional for Regulatory Compliance Management

Estimated Salary: $120,000 - $180,000 per yearCompany OverviewThe Toronto-Dominion Bank (Canada) is a leading global financial institution with a rich history of innovation and customer-centricity.About the RoleWe are seeking an experienced Audit Manager to lead our Regulatory Compliance Oversight team. This role will be responsible for designing, planning,...

We are seeking a seasoned Audit Professional to join our team at Scotiabank in Toronto or New York City.About the Role:This is an exciting opportunity to leverage your expertise in audit management and compliance to drive business success. As Senior Audit Manager, Compliance, you will play a critical role in ensuring the effectiveness of our internal audit...

Title: Senior Audit Manager, US Audit QAIP - Audit Professional PracticeRequisition ID: 210052Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Audit Department globally as part of the global Audit Professional Practice team. Reporting to the Director, QAIP...

Title: Senior Audit Manager, US Audit QAIP - Audit Professional PracticeRequisition ID: 210052Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Audit Department globally as part of the global Audit Professional Practice team. Reporting to the Director, QAIP...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Audit **Pay Details**: **Department Overview**: **Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our...

p>AVP, Audit, Regulatory Compliance Management OversightAVP, Audit, Regulatory Compliance Management OversightWork Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: AuditPay Details: N/A - N/A CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. p>Job Description:Department Overview:Our team of trusted...

Title: Senior Audit Manager, US Audit QAIP - Audit Professional PracticeRequisition ID: 210052Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Audit Department globally as part of the global Audit Professional Practice team. Reporting to the Director, QAIP...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Manager to join our team at the City of Toronto.Job SummaryThe successful candidate will be responsible for leading and overseeing the development and implementation of data-informed, risk-based audit techniques, procedures, and programs to monitor compliance of licensees and...

The role of Senior Audit Executive, Risk Management and Compliance at TD Bank Group involves providing senior leadership to the Division and to the senior management team. This position contributes to the overall conclusions regarding the design and operating effectiveness of the ICFR (SOX) control environment, including deficiency analysis.Key...

Exchange Bank of Canada (EBC) is a Schedule 1 bank headquartered in Toronto, Canada. Discover the opportunity to join an international, dynamic, and responsible bank that fosters the development of all its employees. Every day, we empower employees to achieve more. As we are a new bank in Canada, each employee is given a unique experience and great...

Exchange Bank of Canada (EBC) is a Schedule 1 bank headquartered in Toronto, Canada. Discover the opportunity to join an international, dynamic, and responsible bank that fosters the development of all its employees. Every day, we empower employees to achieve more. As we are a new bank in Canada, each employee is given a unique experience and great...

Embark on a challenging career path as an Audit Manager, Compliance Expert at Scotiabank. We are seeking an experienced professional to lead our AML audit function and ensure compliance with governing regulations.About the RoleLeverage your expertise in risk management and auditing to drive business strategies and plans that meet regulatory...

Core ResponsibilitiesDevelops, implements, and oversees comprehensive plans for regulatory compliance and risk-based audits to ensure adherence to Municipal By-Laws and regulations.Supervises, trains, and motivates assigned staff to ensure effective teamwork, high standards of work quality, and organizational performance.Coordinates the day-to-day operations...

Senior Audit ManagerJob SummaryWe are seeking a highly skilled Senior Audit Manager to lead our Internal Audit team in Raleigh, NC. The ideal candidate will have extensive experience in audit management, regulatory compliance, and risk management in the banking industry.The successful candidate will be responsible for: Leading audits and special reviews to...

Requisition ID: 182674 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and effectiveness of internal controls to...

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

Company Overview:Scotiabank is a leading bank in the Americas, guided by our purpose: "for every future". We help our customers, their families, and their communities achieve success through a broad range of advice, products, and services.About This Role:We are seeking a seasoned Senior Compliance and Risk Lawyer to provide expert advice and counsel on...

Job OverviewThe Regulatory Compliance Manager at Exchange Bank of Canada plays a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.About UsExchange Bank of Canada is an international, dynamic, and responsible bank that fosters employee development. Our commitment to empowering employees drives our daily...

Company OverviewImploy is a reputable public accounting firm providing comprehensive business advisory, accounting, audit, and taxation services to small, medium, and large privately owned businesses nationally.Job Description:We are seeking an experienced Senior Audit Professional to lead our audit team and manage client engagements. The ideal candidate...

About the RoleManulife Financial Corporation, a leading international financial services provider, is seeking a Senior Regulatory Compliance Manager to join their team. This role offers a unique opportunity to lead and ensure compliance with evolving regulatory requirements.The ideal candidate will have a minimum of three years in compliance or a related...