Lead Audit Manager for Regulatory Compliance and Risk Management

7 days ago


Toronto, Ontario, Canada Royal Bank of Canada Full time

Senior Audit Manager

Job Summary

We are seeking a highly skilled Senior Audit Manager to lead our Internal Audit team in Raleigh, NC. The ideal candidate will have extensive experience in audit management, regulatory compliance, and risk management in the banking industry.

The successful candidate will be responsible for:

  • Leading audits and special reviews to ensure regulatory compliance and risk management practices align with RBC Bank's policies and procedures;
  • Developing and executing data analytics testing for audits and continuous risk monitoring activities;
  • Maintaining stakeholder relationships to successfully carry out continuous risk monitoring activities and provide insights to businesses as a trusted partner;
  • Supporting skills development initiatives across the broader audit team, including providing coaching and mentoring to junior staff;
  • Collaborating with the Audit Director and Chief Audit Executive to develop quarterly continuous risk monitoring and annual planning activities;
  • Ensuring sufficient resources are allocated to deliver individual audits and managing resource planning;

Requirements:

  • 7+ years of internal and/or external audit experience in the banking/financial services industry;
  • Working experience with US retail banking regulations related to consumer compliance (i.e. alphabet regulations);
  • Proven experience in leading teams and audit engagements;
  • Strong analytical skills, coupled with the ability to quickly process new information to connect dots and formulate a view on risk;
  • Excellent written and verbal communication skills demonstrated through clear articulation of relevant risks and mitigating controls;
  • Precision in execution and delivery through effective organization and time management skills;
  • Ability to motivate and coach junior audit staff;

Nice to have:

  • Bachelor's or post-graduate degree preferably in accounting and/or finance;
  • Knowledge of information technology risks and controls, and experience in data analytics (data gathering, transformation, analytics, and reporting);
  • Professional designation (CIA, CPA, CRCM) or ability to obtain within 24 months of start date;

Salary Range: $120,000 - $150,000 per year

Benefits:

  • A comprehensive total rewards program including great benefits, annual incentive program, and recognition;
  • Leaders who support your development;
  • A dynamic, collaborative, and high-performing team;
  • Opportunities to do challenging work and grow your career;
  • Work-life integration;
  • Positive work culture emphasizing diversity and inclusion, volunteerism, and community involvement;

Additional Information:

  • Royal Bank of Canada is committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work;
  • We strive to provide an accessible candidate experience for our prospective employees with different abilities;


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