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Regulatory Compliance Specialist
2 months ago
Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.
Key Highlights:- $90,000 - $110,000 per annum (estimated salary range)
The role of a Regulatory Compliance Specialist at CIRO involves conducting telephone calls with complainants and others where appropriate. Communication with securities commission staff and other administrative and law enforcement agencies is also a key aspect of this position. The successful candidate will be responsible for drafting administrative resolutions, possessing a strong knowledge of Microsoft Office, and having broad knowledge of regulations and their applications, in particular, By-laws, Regulations, Policies, and Rules of CIRO. Additionally, they should have an understanding of the functions of other regulatory bodies.
This full-time role requires a hybrid schedule, allowing for flexibility and work-life balance. CIRO is committed to providing a supportive and inclusive work environment, fostering growth and development opportunities for its employees. If you are passionate about regulatory compliance and want to contribute to a dynamic organization, we encourage you to apply for this exciting opportunity.
