Senior Regulatory Compliance Manager

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

Exchange Bank of Canada (EBC) is a Schedule 1 bank headquartered in Toronto, Canada. Discover the opportunity to join an international, dynamic, and responsible bank that fosters the development of all its employees. Every day, we empower employees to achieve more. As we are a new bank in Canada, each employee is given a unique experience and great...

_Job Purpose: _ Regulatory Compliance Management (RCM) is an essential element of managing regulatory compliance risk at the Bank. In this position, as a person responsible for the RCM Framework of the Bank, one of the main roles is to identify regulatory risks applicable to the Bank and implement controls to manage the risks. The person will be required to...

Job Summary:The Canadian Investment Regulatory Organization (CIRO) is seeking a highly skilled and experienced Senior Regulatory Counsel to join our team. As a key member of our Registration department, you will be responsible for managing the Toronto office, reviewing and approving registration applications, and providing legal support to our national...

**About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto Manager, Regulatory Compliance Regulatory Compliance Management (RCM) is an essential element of managing regulatory compliance risk at the Bank. In this position, as a person responsible for the...

ICICI Bank Canada is a wholly-owned subsidiary of ICICI Bank Limited which has its headquarters in Mumbai, India. ICICI Bank Limited is a leading private sector bank in India. The Bank’s consolidated total assets stood at US$182.8 billion as at December 31, 2019. Established in December 2003, ICICI Bank Canada is a full-service direct bank with an asset...

ICICI Bank Canada is a wholly-owned subsidiary of ICICI Bank Limited which has its headquarters in Mumbai, India. ICICI Bank Limited is a leading private sector bank in India. The Bank’s consolidated total assets stood at US$182.8 billion as at December 31, 2019. Established in December 2003, ICICI Bank Canada is a full-service direct bank with an asset...

Regulatory Compliance RoleWe're seeking a talented Regulatory Compliance Specialist to join our team. As a key member of the Enterprise Wide Compliance team, you will play a critical role in supporting the Compliance Department's efforts to develop and communicate compliance policies, standards, guidelines, and methodologies.You will be responsible for...

Job Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Manager to join our team at the City of Toronto.Job SummaryThe successful candidate will be responsible for leading and overseeing the development and implementation of data-informed, risk-based audit techniques, procedures, and programs to monitor compliance of licensees and...

Job DescriptionOverviewCitiGroup seeks a seasoned Compliance Risk Management Director - Regulatory Affairs to lead our team in ensuring the highest standards of compliance and risk management.Salary$120,000 - $180,000 per annum, depending on experience.ResponsibilitiesLead the development and implementation of compliance programs across various Citi...

The AGCO is a regulatory agency responsible for overseeing the alcohol, gaming, horse racing, and cannabis retail sectors in Ontario.Job OverviewWe are seeking an experienced Senior Financial Director to lead our finance team and provide strategic financial insights to support the organization's objectives. The successful candidate will have a strong...

About the RoleThis is a hybrid role with a mix of remote and in-office working. At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we're constantly seeking new and better ways to help our clients.Job...

OverviewThe Retirement Homes Regulatory Authority (RHRA) is a prominent regulatory body in Ontario, responsible for licensing and inspecting over 780 retirement homes. Our organization promotes the protection, safety, and well-being of approximately 60,000 seniors.CompensationThis full-time, permanent position offers a competitive salary around $112,000 per...

At BMO, we are seeking a Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business activities comply with regulatory requirements.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and...

Regulatory Compliance RoleThe estimated salary for this role in Toronto, Canada is $85,000-$110,000 per year.About the JobThis Compliance Officer position plays a critical role in supporting the development and management of the Global Compliance Trade Surveillance Department within Scotiabank's Governance and Strategy program. The successful candidate will...

Job Title: Senior Vice President of PaymentsJob Summary: We are seeking an experienced Senior Vice President of Payments to lead our embedded payment solutions across a diverse and global portfolio of software companies.About the Role:Oversee the full lifecycle of payments integration projects, from strategic assessment through to implementation, operations,...

Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled and experienced professional to fill the role of Senior Manager, Regulatory Compliance and Risk. This position will be responsible for overseeing the management of regulatory requests, remediation processes, and examinations, as well as implementing effective processes to manage all...

About the RoleWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at Fidelity Investments Canada ULC. In this role, you will be responsible for ensuring that our company is in compliance with various regulatory requirements, including those related to securities, mutual funds, and other financial...

Core ResponsibilitiesDevelops, implements, and oversees comprehensive plans for regulatory compliance and risk-based audits to ensure adherence to Municipal By-Laws and regulations.Supervises, trains, and motivates assigned staff to ensure effective teamwork, high standards of work quality, and organizational performance.Coordinates the day-to-day operations...