Audit Manager, Regulatory Compliance Oversight

p>AVP, Audit, Regulatory Compliance Management OversightAVP, Audit, Regulatory Compliance Management OversightWork Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: AuditPay Details: N/A - N/A CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. p>Job Description:Department Overview:Our team of trusted...

About This OpportunityWe are seeking a seasoned audit professional to join our team as an AVP, Audit, Regulatory Compliance Management Oversight. This role is responsible for providing strategic guidance and independent oversight to ensure the effective implementation of TD Bank's regulatory compliance management framework.Key ResponsibilitiesDesign, plan,...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Audit **Pay Details**: **Department Overview**: **Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our...

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

b>AuditDétails de la rémunération :N/A - N/A CADLa TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. b>Department Overview:Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity,...

Embark on a challenging career path as an Audit Manager, Compliance Expert at Scotiabank. We are seeking an experienced professional to lead our AML audit function and ensure compliance with governing regulations.About the RoleLeverage your expertise in risk management and auditing to drive business strategies and plans that meet regulatory...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **JOB DESCRIPTION & KEY ACCOUNTABILITIES** **Do you want to dive into the intersection of fairness and AI? Do you want to tackle how we can leverage explainability approaches to understand models? Are you passionate about technology and ethics? Are you interested...

**Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: $91,200 - $136,800 CAD Reporting to the Senior Manager, the Manager will support the Enterprise Compliance Program, including Regulatory Inventory and Regulatory Change program, technology, and processes. The main focus of the role will be the...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Reporting to the Senior Manager, the Manager will support the Enterprise Compliance Program, including Regulatory Inventory and Regulatory Change program, technology, and processes.** **The main focus of the role will be the facilitation of enterprise-wide...

TD is committed to offering a fair and equitable compensation package to all colleagues.The base salary offered can vary based on the candidate's skills and experience, professional knowledge, geographic location, and other specific needs of the sector and company.We encourage you to ask questions about compensation and have an open conversation with your...

Job Title: Regulatory Compliance ExpertAbout Exchange Bank of CanadaExchange Bank of Canada is a Schedule 1 bank headquartered in Toronto, Canada. The bank provides wholesale foreign exchange services and international payment solutions to financial institutions and corporations.Salary: $90,000 - $120,000 per year, depending on experience.Job Description:We...

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeLeads and oversees the AML Audit Function ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies, and procedures. The IB AML Audit Senior Manager, as a part of the Audit...

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeLeads and oversees the AML Audit Function ensuring business strategies, plans and initiatives are executed/delivered in compliance with governing regulations, internal policies, and procedures. The IB AML Audit Senior Manager, as a part of the Audit...

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

**Job Summary** **What is the Opportunity?** Responsible for overseeing the firm's Information Barriers to restrict the improper flow of information and prevent the misuse of material non-public information between the public side areas of the firm (e.g., Research) and the private side areas. **What will you do?** - Perform oversight over controls...

Join a purpose-driven winning team, committed to results, in an inclusive and high-performing culture.PurposeLeads and oversees the AML Audit Function ensuring business strategies, plans and initiatives are executed/delivered in compliance with governing regulations, internal policies, and procedures. The IB AML Audit Senior Manager, as a part of the Audit...

**Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Audit **Pay Details**: **Department Overview**: **Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential...

We are seeking an experienced professional to join our team as an Audit and Compliance Risk Manager. In this role, you will be responsible for developing and maintaining an effective internal control framework that defines the ways and methods governance is implemented, managed, and monitored in our designated business/group portfolio.ResponsibilitiesPerform...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Department Overview** **Canadian Privacy is part of the Global Compliance department and has a mandate for promoting a culture of privacy compliance and oversees TD’s privacy practices and initiatives regarding customer and employee information. The Canadian...

Title: Senior Audit Manager, US Audit QAIP - Audit Professional PracticeRequisition ID: 210052Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Audit Department globally as part of the global Audit Professional Practice team. Reporting to the Director, QAIP...