Regulatory Compliance Expert

2 days ago


Québec, Quebec, Canada IGM Financial Full time

At IGM Financial, we're one of Canada's leading diversified wealth and asset management companies with a total of approximately $271 billion in assets under management.

We provide a wide range of financial planning and investment management services to help over two million Canadians achieve their financial goals. Our business model is based on leading brands and a multi-channel distribution strategy.

As part of our Tier 1 Compliance team, you'll support the maintenance and administration of compliance reports and execute preliminary reviews of compliance-related data using a risk-based approach across various platforms. You'll identify and escalate potential risks to the appropriate compliance manager for further review and assessment.

You'll collaborate with the T1 Compliance team on projects, activities, and other initiatives, including ad hoc team requirements. This role requires participation in internal compliance reviews or external regulatory audits conducted at head office or branch locations.

To be successful in this role, you should have a post-secondary degree or diploma in a relevant business discipline and strong knowledge of the financial services industry, including regulatory compliance requirements. Proficiency in PC applications, such as Microsoft Office and SharePoint, is essential.

Knowledge of French and English is required to support clients and team members within and/or outside the province of Quebec.

Based on industry standards and your qualifications, the estimated salary for this position is around $70,000 - $90,000 per year, depending on experience and location.



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