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Regulatory Compliance Specialist

1 month ago


Québec, Quebec, Canada Desjardins Full time

Job Description

We are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our organization adheres to all relevant laws and regulations.

Responsibilities

  • Design, implement, and monitor legal and regulatory compliance action plans, programs, solutions, and tools to balance business needs, requirements, and best practices.
  • Diagnose issues, challenges, and needs to determine target outcomes.
  • Analyze information, carry out studies, and develop and propose recommendations to develop best practices for the organization.
  • Help train internal practitioners, raise awareness, and communicate information about our culture of ethics and compliance.
  • Oversee business line activities.
  • Help represent internal and external partners and practitioners.
  • Represent your unit before committees, practitioners, and organizational units.

What We Offer

  • A competitive salary range of $80,000 - $110,000 per year, commensurate with experience.
  • Four weeks of flexible vacation starting in the first year.
  • A defined benefit pension plan that provides predictable, stable income throughout retirement.
  • Group insurance including telemedicine.
  • Reimbursement of health and wellness expenses and telework equipment.

Requirements

  • Bachelor's degree in a related field.
  • A minimum of four years of relevant experience.
  • Successful completion of the Securities Trading Course (STC).
  • Successful completion of Standards of Conduct Manual Course (SCM).
  • Successful completion of Branch Manager Course (BMC).
  • Knowledge of French is required.
  • Business insight, Interpersonal Savvy.