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Regulatory Compliance Specialist
1 month ago
Job Description
We are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our organization adheres to all relevant laws and regulations.
Responsibilities
- Design, implement, and monitor legal and regulatory compliance action plans, programs, solutions, and tools to balance business needs, requirements, and best practices.
- Diagnose issues, challenges, and needs to determine target outcomes.
- Analyze information, carry out studies, and develop and propose recommendations to develop best practices for the organization.
- Help train internal practitioners, raise awareness, and communicate information about our culture of ethics and compliance.
- Oversee business line activities.
- Help represent internal and external partners and practitioners.
- Represent your unit before committees, practitioners, and organizational units.
What We Offer
- A competitive salary range of $80,000 - $110,000 per year, commensurate with experience.
- Four weeks of flexible vacation starting in the first year.
- A defined benefit pension plan that provides predictable, stable income throughout retirement.
- Group insurance including telemedicine.
- Reimbursement of health and wellness expenses and telework equipment.
Requirements
- Bachelor's degree in a related field.
- A minimum of four years of relevant experience.
- Successful completion of the Securities Trading Course (STC).
- Successful completion of Standards of Conduct Manual Course (SCM).
- Successful completion of Branch Manager Course (BMC).
- Knowledge of French is required.
- Business insight, Interpersonal Savvy.