Regulatory Compliance Expert

Overview">We are seeking a seasoned Compliance and Regulatory Expert to join our team in a leadership role. This individual will be responsible for managing the Compliance program and team, ensuring the firm adheres to all regulatory requirements and internal policies.">About Us">LHH is a global leader in Talent and Leadership Development, Career Solutions,...

Compliance Specialist Job OpportunityWe are currently hiring an experienced Regulatory Compliance Expert for our client, a global biopharmaceutical company with a robust compliance program. This role focuses on policy development, compliance training, and monitoring activities to ensure adherence to industry standards and mitigate risks.Key...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...

We are seeking a highly skilled Senior Regulatory Compliance Expert to join our team at CIBC. This is an exciting opportunity for an individual with a passion for regulatory compliance and a proven track record of success in providing expert advice and guidance.As a Senior Regulatory Compliance Expert, you will be responsible for analyzing new and pending...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada.About the RoleThe successful candidate will be responsible for maintaining and updating new client account application and KYC forms as required, preparing trade approval forms for compliance sign-off, and liaising with Client Service and Business...

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

100 King Street West Toronto Ontario,M5X 1A1 The Advisor, Regulatory and Compliance will dually support all compliance and regulatory functions for the Customer Complaint Appeal Office and Ethics Office (together “the Office”). - The Ethics Office is responsible promoting ethical conduct across BMO with a goal of sustaining an ethical culture based on...

About This RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team in Canadian Banking.Company OverviewThe TD Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Framework.Job DescriptionProvide guidance, oversight, and expertise to Canadian Banking...

About the RoleThe Global Compliance Department at TD is responsible for overseeing Regulatory Compliance across the organization in accordance with the Global Compliance Framework.This includes ensuring that businesses are aware of the legislation under which they are governed and providing advice and support as required.Job ResponsibilitiesProvide guidance,...

Job Overview:Royal Bank of Canada (RBC) is seeking a highly skilled Financial Regulatory Compliance Expert to join our Enterprise Risk, Regulatory Capital Governance & Oversight team. This key role will play a crucial part in the efficient management and coordination of RBC's annual Self-Assessment Process (SAP).About the Role:The successful candidate will...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team in Bermuda. The successful candidate will have the opportunity to work on a wide range of financial regulation matters, including advising clients on the regulation of cross-border financial transactions.Key ResponsibilitiesDevelop an in-depth knowledge of regulatory...

We are seeking a highly skilled Senior Regulatory Compliance Expert to join our team at Dentalcorp, Canada's largest and fastest-growing network of dental practices.Job Summary:The successful candidate will be responsible for ensuring compliance with regulatory requirements in the healthcare industry. As a Senior Regulatory Compliance Expert, you will play a...

Knix, a leading intimate apparel and activewear brand, is seeking a highly skilled Regulatory Compliance and Quality Assurance Expert to join its team.We are revolutionizing the apparel industry with our innovative products, best-in-class customer experience, and engaged community. Our mission is to empower people everywhere to be unapologetically free.The...

Director of Regulatory ComplianceWe are seeking a highly skilled Director of Regulatory Compliance to join our team at the Bank of Montreal.This role will be responsible for leading the implementation and maintenance of first line of defense (1LOD) programs, collaborating with second and third line functions to ensure compliance and operational risks are...

At CI Financial Company, we believe in fostering an inclusive work environment where employees can thrive. Our team is dedicated to providing meaningful work opportunities that empower individuals to grow professionally and personally.Job OverviewWe are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance program,...

Job DescriptionAt CI Financial, we offer a unique work environment that values employee growth and development.Job OverviewThis role is part of the Enterprise Compliance Team, responsible for developing, enhancing, and maintaining our Enterprise Compliance programs. Key responsibilities include reporting, data analysis, regulatory compliance management, and...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team as a Regulatory Inquiries Specialist. This role is responsible for supporting the execution of various components of the eight pillars of the GBM&T Compliance Canada program.Key AccountabilitiesSupport the development and maintenance of internal documents, including procedures...

Are you a seasoned compliance professional with expertise in regulatory frameworks and team leadership?LHH is seeking a Senior Compliance Officer to join our team in Winnipeg or the Greater Toronto Area. As a key member of our compliance department, you will be responsible for managing our company's adherence to regulatory requirements and ensuring that our...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Tata Consultancy Services. This is an exciting opportunity for someone to make a real impact in ensuring our client's regulatory compliance.Job DescriptionAs a Regulatory Compliance Specialist, you will be responsible for enhancing and developing the regulatory...

On behalf of a client in the East End of Toronto, I am sourcing a Vice President, Compliance, Regulatory & Quality, to join their Leadership team in the Manufacturing Industry.Role DescriptionThis is a full-time on-site role located in East End Toronto, Ontario. or a VP Compliance, Regulatory, Quality-Manufacturing. The role involves overseeing all aspects...