Senior Compliance Officer, Regulatory Expertise

At PearTree Canada, we're seeking a skilled Compliance Officer to join our team. This exciting role offers a total compensation package of $80,000 - $105,000 per annum.We follow a hybrid work model that allows for flexibility and work-life balance. You'll be part of a dynamic team responsible for ensuring the company's business operations adhere to all...

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

OverviewThe Retirement Homes Regulatory Authority (RHRA) is a prominent regulatory body in Ontario, responsible for licensing and inspecting over 780 retirement homes. Our organization promotes the protection, safety, and well-being of approximately 60,000 seniors.CompensationThis full-time, permanent position offers a competitive salary around $112,000 per...

About the JobWe are seeking a seasoned Compliance Officer to oversee our firm's regulatory and internal compliance programs, ensuring seamless alignment with market conduct review, trade conduct, and universal market integrity rules (UMIR). Key responsibilities include monitoring operations, transactions, and client interactions for compliance with...

COMPLIANCE OFFICER FULL-TIME DOWNTOWN TORONTO, ON As the Compliance Officer , you will be responsible for overseeing the firm’s regulatory and internal compliance programs, ensuring that all operations, transactions, and client interactions comply with applicable laws, regulations, and internal policies. You will collaborate with various...

Job OverviewThe Regulatory Compliance Manager at Exchange Bank of Canada plays a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.About UsExchange Bank of Canada is an international, dynamic, and responsible bank that fosters employee development. Our commitment to empowering employees drives our daily...

About Options Consulting SolutionsWe are a dynamic investment firm with a strong commitment to regulatory compliance and exceptional client service.Job DescriptionThe Compliance Officer will oversee the firm's regulatory programs, ensuring all operations comply with applicable laws, regulations, and internal policies. This includes market conduct review,...

Sinai Health is a leading academic health science centre and a trailblazer for integrated care across the health continuum. Our fusion of science, innovation, care and learning has earned us international, national and provincial leadership for unique programs and compassionate care. Since 2015, Sinai Health has delivered excellent care in hospital,...

Overview">We are seeking a seasoned Compliance and Regulatory Expert to join our team in a leadership role. This individual will be responsible for managing the Compliance program and team, ensuring the firm adheres to all regulatory requirements and internal policies.">About Us">LHH is a global leader in Talent and Leadership Development, Career Solutions,...

100 King Street West Toronto Ontario,M5X 1A1 The Advisor, Regulatory and Compliance will dually support all compliance and regulatory functions for the Customer Complaint Appeal Office and Ethics Office (together “the Office”). - The Ethics Office is responsible promoting ethical conduct across BMO with a goal of sustaining an ethical culture based on...

Compliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accordance with the Global Compliance Framework This includes ensuring that...

Job OverviewThis Compliance Officer - Regulatory Affairs Specialist role is a crucial part of our team, responsible for ensuring we maintain the highest standards of compliance and regulatory excellence.About UsWe are Transamerica, a leading global investor and employer committed to helping people live their best lives. Our company has a rich history dating...

About the Opportunity\rWe are seeking a highly skilled and experienced Senior Compliance Director to join our team at LHH Knightsbridge.\rThis role offers an exciting opportunity for a seasoned professional to lead our compliance program and drive business growth while ensuring regulatory compliance.\rAs a key member of our leadership team, you will be...

**Overview** We are seeking a Compliance Officer to join the Purves Redmond Limited team. In this role, you will act as a trusted advisor to colleagues and senior leadership on a wide range of risk and compliance matters. You will play a critical role in ensuring adherence to insurance legislation and promoting a culture of compliance across the...

Take on a key role at LHH as our Compliance Program Manager. As part of the organization, you will be responsible for building and maintaining an efficient and effective compliance program that ensures regulatory requirements are met across various business lines.With over 8-10 years of experience in a CIRO Dealer Member environment, you will leverage your...

About the JobAs a Senior Compliance Business Oversight Officer at The Toronto-Dominion Bank (Canada), you will be a key member of our Canadian Banking Compliance team. Your primary responsibility will be to provide guidance, oversight, and expertise to our businesses on regulatory requirements and controls.This role is ideal for an individual with excellent...

Job SummaryWe are seeking an experienced Regulatory Compliance Professional to join our team at Brunel. As a key member of our organization, you will play a crucial role in ensuring compliance with healthcare industry standards.

About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will be responsible for overseeing the firm’s regulatory and internal compliance programs, ensuring that all operations, transactions, and client interactions comply with applicable laws, regulations, and internal policies. You will collaborate with...

About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will be responsible for overseeing the firm’s regulatory and internal compliance programs, ensuring that all operations, transactions, and client interactions comply with applicable laws, regulations, and internal policies. You will collaborate with...

About the job COMPLIANCE OFFICER FULL-TIME DOWNTOWN TORONTO, ON Salary up to $120K As the Compliance Officer , you will be responsible for overseeing the firm’s regulatory and internal compliance programs, ensuring that all operations, transactions, and client interactions comply with applicable laws, regulations, and internal policies. You will...