Regulatory Compliance Expert

Overview">We are seeking a seasoned Compliance and Regulatory Expert to join our team in a leadership role. This individual will be responsible for managing the Compliance program and team, ensuring the firm adheres to all regulatory requirements and internal policies.">About Us">LHH is a global leader in Talent and Leadership Development, Career Solutions,...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

Job Title: Regulatory Compliance ExpertAbout Exchange Bank of CanadaExchange Bank of Canada is a Schedule 1 bank headquartered in Toronto, Canada. The bank provides wholesale foreign exchange services and international payment solutions to financial institutions and corporations.Salary: $90,000 - $120,000 per year, depending on experience.Job Description:We...

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

We are seeking a highly skilled Senior Regulatory Compliance Expert to join our team at CIBC. This is an exciting opportunity for an individual with a passion for regulatory compliance and a proven track record of success in providing expert advice and guidance.As a Senior Regulatory Compliance Expert, you will be responsible for analyzing new and pending...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada.About the RoleThe successful candidate will be responsible for maintaining and updating new client account application and KYC forms as required, preparing trade approval forms for compliance sign-off, and liaising with Client Service and Business...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

Job SummaryWe are seeking an experienced Regulatory Compliance Professional to join our team at Brunel. As a key member of our organization, you will play a crucial role in ensuring compliance with healthcare industry standards.

About the JobAs a Senior Compliance Business Oversight Officer at The Toronto-Dominion Bank (Canada), you will be a key member of our Canadian Banking Compliance team. Your primary responsibility will be to provide guidance, oversight, and expertise to our businesses on regulatory requirements and controls.This role is ideal for an individual with excellent...

100 King Street West Toronto Ontario,M5X 1A1 The Advisor, Regulatory and Compliance will dually support all compliance and regulatory functions for the Customer Complaint Appeal Office and Ethics Office (together “the Office”). - The Ethics Office is responsible promoting ethical conduct across BMO with a goal of sustaining an ethical culture based on...

About This RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team in Canadian Banking.Company OverviewThe TD Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Framework.Job DescriptionProvide guidance, oversight, and expertise to Canadian Banking...

About the JobWe are seeking a highly skilled Regulatory Compliance Expert to join our team in downtown Toronto. As a key member of our compliance department, you will play a critical role in ensuring that our firm's operations comply with relevant securities laws, industry regulations, and financial standards.Key Responsibilities:Conduct regular audits and...

About the RoleThe Global Compliance Department at TD is responsible for overseeing Regulatory Compliance across the organization in accordance with the Global Compliance Framework.This includes ensuring that businesses are aware of the legislation under which they are governed and providing advice and support as required.Job ResponsibilitiesProvide guidance,...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team in Bermuda. The successful candidate will have the opportunity to work on a wide range of financial regulation matters, including advising clients on the regulation of cross-border financial transactions.Key ResponsibilitiesDevelop an in-depth knowledge of regulatory...

About the RoleWe are seeking a highly skilled Cybersecurity Expert to join our team as a Regulatory Compliance Specialist. In this role, you will be responsible for monitoring, analyzing, and reporting on cybersecurity requirements against relevant regulations and standards.

Regulatory Compliance SpecialistAbout the JobWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a Bilingual Legal and Compliance Counsel, you will be responsible for ensuring our dental practices adhere to all applicable regulations and laws, providing expert advice on compliance matters, and helping to...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada. As a key member of our compliance function, you will play a crucial role in ensuring that our business operations and transactions adhere to all relevant legal and internal rules.The successful candidate will be responsible for assisting with the...

We are seeking a highly skilled Senior Regulatory Compliance Expert to join our team at Dentalcorp, Canada's largest and fastest-growing network of dental practices.Job Summary:The successful candidate will be responsible for ensuring compliance with regulatory requirements in the healthcare industry. As a Senior Regulatory Compliance Expert, you will play a...