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Regulatory Expert Leader for Financial Services

1 month ago

Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full time

Job Overview

We are seeking a Regulatory Expert Leader to join our team at the Financial Services Regulatory Authority of Ontario. In this role, you will provide specialist and subject matter expertise to the development and implementation of regulatory directives, supervisory practices, and assessments.

Key Responsibilities

  • Provide direction and interpretation on Principles-Based Regulation under the Insurance Act, current Regulations, and FSRA Rules and Guidance, to FSRA's supervisory assessments of regulated institutions and sectors, and to FSRA's and Ontario Government's policy development.
  • Contribute expert analysis of evidence to sector-wide and institution-specific supervisory assessments.
  • Document own analysis in working papers, risk assessment summaries, supervisory letters, notes, etc.
  • Lead and conduct research, environmental scanning, monitoring, analysis, and assessment of a broad range of issues, emerging trends, events and developments which may impact FSRA's mandate.
  • Lead the identification of gaps between available evidence and FSRA Rules and guidance and makes recommendations.
  • Build subject matter expertise within FSRA in specialized areas such as: Capital, Liquidity, Recovery and Resolution, Operational/Non-Financial Resilience, ESG/Climate Risks, Corporate Governance, IT, Reinsurance, and other areas such as IFRS.
  • Provide subject matter expertise to FSRA's regulated institutions and sectors to ensure alignment between FSRA's guidance and supervisory assessments and expectations.
  • Develop and maintain relationships with internal and external stakeholders through informal and formal consultations.
  • Assist in developing, enhancing, and implementing FSRA's Risk Based Supervisory Framework (RBSF).
  • Support the promotion and implementation of innovation and continuous improvement in the unit.
  • Support critical change and a new collaborative, forward thinking culture within the unit, and works with others to achieve this across the section.
  • Work in collaboration with colleagues on function priorities for FSRA.

Qualifications

Education and Employment Experience

  • Degree in finance, commerce, business, accounting, science/engineering, law, or related field or equivalent. Master's degree and/or professional designations (e.g., FRM, CPA, CFA, CIA) are preferred.
  • Minimum 7 years' experience in financial services. Regulatory experience is preferred.
  • Minimum 5 years' experience conducting research and analysis to support risk assessment, risk management, policy, governance, processes and practices development.
  • Familiarity with credit unions or insurance companies and financial services is preferred.

Knowledge and Skills

  • Experience with any of the following subject areas: Capital, Liquidity, Corporate Governance, Recovery and Resolution, Operational/Non-Financial Resilience, Environmental, Social, and Governance (ESG) (including climate change), Information and Communication Technologies (ICT) Risk including Cyber Security, Reinsurance, and IFRS.
  • Experience with research and project management techniques to plan and conduct qualitative and quantitative research.
  • Demonstrated risk and controls analysis skills.
  • Experience with assessments of the operations and financial condition of financial institutions.
  • Organizational skills with the ability to prioritize multiple tasks with focus and attention to detail.
  • Professional-level verbal, written communication, and presentation skills.

Compensation and Benefits

The estimated salary for this position is $83,000-$115,000 per year, depending on qualifications and experience.