Senior Regulatory Compliance Specialist

Job Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...

At BMO, we are seeking a Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business activities comply with regulatory requirements.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and...

At Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....

About the RoleWe are seeking a seasoned regulatory compliance expert to join our team as a Senior Regulatory Compliance Specialist. In this role, you will be responsible for advising and managing regulatory compliance for new lines of business, leveraging control systems to verify business adherence to applicable laws, regulations, and network...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

Job Title: Regulatory Compliance SpecialistLocation: Not specifiedCompany: beBee ProfessionalsJob Description:We are looking for a highly skilled Regulatory Compliance Specialist to join our team at beBee Professionals. The ideal candidate will have a strong background in law and a minimum of two years of experience in a regulatory role. Key responsibilities...

About the RoleFidelity Investments Canada ULC is seeking a highly skilled Senior Operations and Regulatory Compliance Specialist to join our Compliance Department. As a key member of our team, you will be responsible for ensuring the accuracy and effectiveness of our compliance policies and procedures.Key ResponsibilitiesDevelop and maintain compliance...

About the RoleWe are seeking a highly skilled Regulatory Compliance Senior Specialist to join our team at Fidelity Investments Canada ULC.This is a hybrid role with a mix of remote and in-office working, allowing you to maintain a healthy work-life balance while being part of a dynamic and growing organization.As a key member of the Compliance Department...

Job Title: Senior Financial and Operations Compliance ExaminerAs a key member of the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Financial and Operations Compliance Examiner to join our team.Key Responsibilities:Analyze and verify the accuracy and completeness of submitted informationIndependently review and...

Regulatory Compliance SpecialistAt Interac Corp., we're shaping the future of the digital economy in Canada. As a Regulatory Compliance Specialist, you'll play a key role in ensuring our operations align with regulatory requirements.Key Responsibilities:Monitor and assess compliance with organizational regulationsDevelop and implement rules and directives to...

Senior Technical Lead Role Overview:Financial Services Regulatory Authority of Ontario (FSRA) is seeking a highly skilled Senior Technical Lead to join its team. This is a fantastic opportunity for a dedicated and experienced professional to leverage their expertise in regulatory compliance and risk analysis.Key Responsibilities:Regulatory Expertise: Provide...

Are you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...

At Scotiabank, we help our customers achieve success through a broad range of advice, products and services. We are seeking a Regulatory Compliance Specialist - Governance to contribute to the overall performance of our Global Compliance Trade Surveillance Department.About the RoleWe estimate this role's salary to be around $120,000 per year in Toronto,...

Job OverviewThis Compliance Officer - Regulatory Affairs Specialist role is a crucial part of our team, responsible for ensuring we maintain the highest standards of compliance and regulatory excellence.About UsWe are Transamerica, a leading global investor and employer committed to helping people live their best lives. Our company has a rich history dating...

Job Title: Senior Business Conduct Compliance ExaminerDepartment: Business Conduct ComplianceLocation: TorontoStatus: Fixed term, Full-time - 12 months (Hybrid)As a self-regulatory organization, the Investment Industry Regulatory Organization of Canada (IIROC) takes its responsibility to maintain a fair and orderly market seriously. In this role, you will be...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...

About the RoleFidelity Investments Canada ULC is seeking an experienced Regulatory Compliance Specialist to join our Compliance Department. As part of the Fidelity Oversight Division, this role will be responsible for establishing and maintaining compliance policies for Fidelity Investments Canada ULC, and reporting to various committees and Senior...

OverviewThe Retirement Homes Regulatory Authority (RHRA) is a prominent regulatory body in Ontario, responsible for licensing and inspecting over 780 retirement homes. Our organization promotes the protection, safety, and well-being of approximately 60,000 seniors.CompensationThis full-time, permanent position offers a competitive salary around $112,000 per...

Job Title: Senior Compliance Infrastructure SpecialistWe are seeking an experienced Senior Compliance Infrastructure Specialist to join our client; a top 5 bank in Downtown Toronto. This role is critical in supporting our efforts to build a robust compliance framework that meets regulatory requirements.Key Responsibilities:Develop and implement key control...