Compliance Expert
5 days ago
Momentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.
Job SummaryWe are looking for a seasoned Compliance Expert to oversee the implementation of regulatory requirements affecting our businesses in Canada and the U.S. This role involves performing privacy impact assessments, collaborating with stakeholders, managing customer inquiries, and monitoring changes in laws and regulations.
Key Responsibilities- Develop and implement policies and procedures to ensure compliance with regulatory requirements
- Conduct privacy impact assessments for products, operations, and third-party arrangements
- Collaborate with key internal and external stakeholders on data governance, information security, and related matters
- Manage and oversee responses to customer-related inquiries, such as DSARs from customers, law enforcement requests, complaints, and other inquiries
- Monitor changes in laws and regulations affecting our business and work with business stakeholders to implement required changes
- Review and provide guidance to product and marketing colleagues on customer-facing communications and disclosures
- Review and provide guidance to technology and information security colleagues on privacy risks
- Conduct regulatory research, summarize findings, and provide recommendations to business stakeholders
- University education; an advanced degree and/or relevant certifications (e.g., CIPP or CIPM certification) are preferred
- 6+ years of relevant work experience in the financial services industry
- Experience as a compliance subject matter expert related to consumer lending, money services, and other financial products
- Expertise in consumer protection and privacy requirements
- Experience in conducting regulatory research and effectively communicating advice to a range of stakeholders
- Fluency in French is an asset
We offer a competitive salary and benefits package, including a generous annual salary of $120,000. Located in downtown Toronto, this role requires the successful candidate to be in the office 3 days a week.
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