Compliance and Regulatory Specialist

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

Are you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...

At Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....

Job Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

At BMO, we are seeking a Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business activities comply with regulatory requirements.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...

Regulatory Affairs Specialist Job Description:BeBee Professionals is looking for a skilled Regulatory Affairs Specialist to join our team in Toronto. The successful candidate will be responsible for ensuring our products comply with applicable regulations and standards.Key Responsibilities: Prepare and submit regulatory documents, such as registration...

Job Summary:We are seeking a skilled Compliance Specialist to join our team at First National. This role will play a critical part in ensuring our compliance program remains effective and efficient.Main Responsibilities:Support the implementation of our enterprise-wide compliance regime.Conduct risk-based monitoring reviews to assess compliance with...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our Compliance team at CI Financial. As a key member of our team, you will be responsible for conducting compliance tasks in accordance with internal procedures and regulatory requirements.Key Responsibilities:Approve pre-clearance requests from registrants.Help onboard...

About the RoleWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at Fidelity Investments Canada ULC. In this role, you will be responsible for ensuring that our company is in compliance with various regulatory requirements, including those related to securities, mutual funds, and other financial...

Job Title: Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to ensure the company's compliance with all applicable laws and regulations.Key Responsibilities:Monitor and analyze changes in applicable laws and regulationsDevelop and implement policies and procedures to ensure complianceProvide guidance...

Senior Technical Lead Role Overview:Financial Services Regulatory Authority of Ontario (FSRA) is seeking a highly skilled Senior Technical Lead to join its team. This is a fantastic opportunity for a dedicated and experienced professional to leverage their expertise in regulatory compliance and risk analysis.Key Responsibilities:Regulatory Expertise: Provide...

At Scotiabank, we help our customers achieve success through a broad range of advice, products and services. We are seeking a Regulatory Compliance Specialist - Governance to contribute to the overall performance of our Global Compliance Trade Surveillance Department.About the RoleWe estimate this role's salary to be around $120,000 per year in Toronto,...

Product Compliance Specialist:BeBee Professionals is seeking a Regulatory Affairs Specialist to ensure the company's products comply with regulatory requirements. The ideal candidate will have a strong understanding of regulatory requirements and be able to interpret and apply them to the company's products.Responsibilities: Prepare and submit regulatory...

The Manager, Supervision at Wellington-Altus will be responsible for implementing and maintaining an efficient and effective system of advice, education, and supervision to ensure adherence to regulatory requirements and internal policies.Main Responsibilities:Conduct regular tier 1 supervision activities, including the review and approval of trade reports,...

Job OverviewThis Compliance Officer - Regulatory Affairs Specialist role is a crucial part of our team, responsible for ensuring we maintain the highest standards of compliance and regulatory excellence.About UsWe are Transamerica, a leading global investor and employer committed to helping people live their best lives. Our company has a rich history dating...

About the RoleWe are seeking a highly skilled Regulatory Compliance Senior Specialist to join our team at Fidelity Investments Canada ULC.This is a hybrid role with a mix of remote and in-office working, allowing you to maintain a healthy work-life balance while being part of a dynamic and growing organization.As a key member of the Compliance Department...

Compliance Officer Role Overviewdestinationone Consulting specializes in recruitment across various sectors including Healthcare, Health Tech, Government, Municipalities, Non-Profits, and Law. We are building a database of opportunities in these fields.This Compliance Officer role is responsible for ensuring that the company and its employees comply with...

About the RoleWe are seeking a highly skilled Cybersecurity Expert to join our team as a Regulatory Compliance Specialist. In this role, you will be responsible for monitoring, analyzing, and reporting on cybersecurity requirements against relevant regulations and standards.