Compliance Specialist, Regulatory Compliance

3 weeks ago

Old Toronto, Ontario, Canada Société Financière Manuvie Full time
Job Title: Compliance Consultant, Regulatory Compliance

At Société Financière Manuvie, we are seeking a highly skilled Compliance Consultant, Regulatory Compliance to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that our organization meets all regulatory requirements and maintains a strong compliance culture.

Key Responsibilities:
  • Regulatory Compliance Management: Support the ongoing management of our regulatory compliance management program, ensuring that all policies and procedures are up-to-date and compliant with relevant regulations.
  • Complaint Investigations: Manage escalated complaints received at the Client Dispute Resolution Office, conducting thorough investigations and providing recommendations for resolution.
  • Second Line of Defense Monitoring: Conduct regular monitoring and testing to ensure that our business units are operating in compliance with regulatory requirements.
  • Regulatory Record Keeping: Maintain accurate and complete regulatory records in our compliance management database.
  • Compliance Issue Management: Identify and manage potential compliance issues, working closely with business partners to develop and implement corrective action plans.
  • Reporting and Communication: Prepare and coordinate quarterly and annual compliance reports, ensuring timely submission to regulatory bodies and stakeholders.
Requirements:
  • Specialized Compliance Expertise: Proven experience in regulatory compliance, with a strong understanding of financial services regulations and laws.
  • Strong Analytical and Communication Skills: Excellent analytical and communication skills, with the ability to interpret complex regulations and communicate effectively with stakeholders.
  • Collaboration and Teamwork: Ability to work collaboratively with cross-functional teams, including business units, legal, and regulatory bodies.
  • Adaptability and Flexibility: Willingness to adapt to changing regulatory requirements and priorities, with a flexible approach to work.
What We Offer:
  • Competitive Salary and Benefits: A comprehensive compensation package, including a competitive salary, benefits, and opportunities for professional growth.
  • Professional Development: Ongoing training and development opportunities, ensuring you stay up-to-date with the latest regulatory requirements and industry trends.
  • Collaborative Work Environment: A dynamic and supportive work environment, with a focus on teamwork and collaboration.

We are an equal opportunities employer and welcome applications from diverse candidates. If you are a motivated and experienced Compliance professional looking for a new challenge, please submit your application.

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