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Compliance Specialist, Regulatory Compliance
2 months ago
At Société Financière Manuvie, we are seeking a highly skilled Compliance Consultant, Regulatory Compliance to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that our organization meets all regulatory requirements and maintains a strong compliance culture.
Key Responsibilities:- Regulatory Compliance Management: Support the ongoing management of our regulatory compliance management program, ensuring that all policies and procedures are up-to-date and compliant with relevant regulations.
- Compliance Investigations: Conduct thorough investigations into compliance issues, identifying root causes and developing corrective action plans to prevent future occurrences.
- Second Line of Defense Monitoring: Conduct regular monitoring and testing to ensure that our business units are operating in compliance with regulatory requirements.
- Regulatory Record Keeping: Maintain accurate and complete regulatory records, ensuring that all required documentation is up-to-date and compliant.
- Compliance Reporting: Prepare and coordinate quarterly and annual compliance reports, ensuring that all required information is accurate and timely.
- Specialized Compliance Expertise: Possess specialized knowledge of regulatory compliance requirements, with a strong understanding of financial services regulations.
- Legal Background: A legal background is considered an asset, with experience in reviewing and interpreting legislation and regulatory requirements.
- Excellent Communication Skills: Possess excellent written and verbal communication skills, with the ability to simplify complex messages and communicate effectively with stakeholders.
- Strong Analytical Skills: Demonstrate strong analytical skills, with the ability to identify and assess compliance risks and develop effective mitigation strategies.
- Competitive Salary and Benefits: A competitive salary and benefits package, including a comprehensive health and wellness program.
- Professional Development Opportunities: Opportunities for professional development and growth, with access to training and development programs.
- Flexible Work Arrangements: Flexible work arrangements, including remote work options and a compressed workweek.
We are an equal opportunities employer and welcome applications from diverse candidates. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application today.
