Manager, Regulatory Compliance

_Job Purpose: _ Regulatory Compliance Management (RCM) is an essential element of managing regulatory compliance risk at the Bank. In this position, as a person responsible for the RCM Framework of the Bank, one of the main roles is to identify regulatory risks applicable to the Bank and implement controls to manage the risks. The person will be required to...

**About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto Manager, Regulatory Compliance Regulatory Compliance Management (RCM) is an essential element of managing regulatory compliance risk at the Bank. In this position, as a person responsible for the...

ICICI Bank Canada is a wholly-owned subsidiary of ICICI Bank Limited which has its headquarters in Mumbai, India. ICICI Bank Limited is a leading private sector bank in India. The Bank’s consolidated total assets stood at US$182.8 billion as at December 31, 2019. Established in December 2003, ICICI Bank Canada is a full-service direct bank with an asset...

Job Description This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services...

About Facility AssociationFacility Association is a leading organization in the insurance industry that fosters an open, trusting environment where work-life balance, motivation, and career growth are key. Our unique business model allows collaboration with multiple insurance companies across various provinces, providing a diverse and enriching professional...

We are currently looking for a Regulatory Compliance Manager to join our team! **Responsibilities**: - Develop and implement AML, compliance, and risk management policies and procedures in accordance with Canadian and US regulations and industry best practices. - Conduct risk assessments to identify potential areas of concern and develop strategies to...

All referred applicants must first be submitted through Workday by a current Loblaw Colleague. **Location**: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 When you hire great people, great things can happen. PC Financial offers unprecedented value to Canadians through payment products. We're a different kind of bank with a different type of...

Job Description This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services...

Job Description - Please note - This is a contract position ending in December 2026 This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals...

We are seeking a highly skilled Regulatory Compliance Audit Manager to join our team at Royal Bank of Canada. This role is based in Toronto, Canada and offers a competitive salary range of $125,000 - $160,000 per year.About the RoleThe successful candidate will be responsible for leading enterprise-level audit assurance projects, developing continuous...

Job Description This is a fixed term contract role ending in June 2026. Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking new and better ways to help our clients. As a...

**Job Summary** The Manager, Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. **What is the opportunity?** The Manager, Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. **What will you do?** - Participate in the execution of risk-based...

Job Description *Please note this is a 6 month contract* This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of...

At EQ Bank | Equitable Bank, we are committed to creating a new kind of banking experience for Canadians. As a leading fintech company, we prioritize innovation and customer satisfaction.The Senior Manager, Canadian Banking Compliance role is a key position in our Regulatory Compliance Management team. This individual will be responsible for ensuring...

**Position Title**:Manager, Financial & Operations Compliance** **Department: Financial and Operations Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** The Manager, Financial & Operations Compliance leads and manages field examinations performed by Financial & Operations Compliance Examiners to ensure that policies, Regulations...

**Location **| **Work Environment**: Toronto / Hybrid (_This role will be based in Toronto, with a combination of time working directly from the Toronto office and the flexibility of working from a home office environment on selected days.)_ - **Department**:Compliance - **Reporting To**:Director, Corporate Compliance & Governance - **Employment Type /...

**Position Title: Manager, Business Conduct Compliance** **Department: Business Conduct Compliance** **Location: Toronto** **Status: Permanent Full Time** The Manager, Business Conduct Compliance (BCC) is responsible for maintaining an effective regulatory relationship with assigned dealers by: - becoming and remaining knowledgeable about the firm’s...

About Facility AssociationWe are a leading organization in the insurance industry that values professionalism, collaboration, and career growth. Our unique business model allows us to work with multiple insurance companies across various provinces, providing a diverse and enriching professional experience. We foster an environment that prioritizes trust,...

**Company Information**: CIBC Mellon is a leading provider of asset servicing solutions to institutional investors in Canada, including multi-currency accounting, fund valuation, and investment information reporting. We are passionate about providing exceptional client service backed by our culture of innovation and success. Our outstanding employee...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Tata Consultancy Services. This is an exciting opportunity for someone to make a real impact in ensuring our client's regulatory compliance.Job DescriptionAs a Regulatory Compliance Specialist, you will be responsible for enhancing and developing the regulatory...