Manager , Regulatory Compliance

_Job Purpose: _ Regulatory Compliance Management (RCM) is an essential element of managing regulatory compliance risk at the Bank. In this position, as a person responsible for the RCM Framework of the Bank, one of the main roles is to identify regulatory risks applicable to the Bank and implement controls to manage the risks. The person will be required to...

**About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto Manager, Regulatory Compliance Regulatory Compliance Management (RCM) is an essential element of managing regulatory compliance risk at the Bank. In this position, as a person responsible for the...

ICICI Bank Canada is a wholly-owned subsidiary of ICICI Bank Limited which has its headquarters in Mumbai, India. ICICI Bank Limited is a leading private sector bank in India. The Bank’s consolidated total assets stood at US$182.8 billion as at December 31, 2019. Established in December 2003, ICICI Bank Canada is a full-service direct bank with an asset...

We are currently looking for a Regulatory Compliance Manager to join our team! **Responsibilities**: - Develop and implement AML, compliance, and risk management policies and procedures in accordance with Canadian and US regulations and industry best practices. - Conduct risk assessments to identify potential areas of concern and develop strategies to...

Job Description This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services...

Job Description - Please note - This is a contract position ending in December 2026 This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals...

Job Description This is a fixed term contract role ending in June 2026. Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking new and better ways to help our clients. As a...

**Job Summary** The Manager, Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. **What is the opportunity?** The Manager, Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. **What will you do?** - Participate in the execution of risk-based...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Professional Engineers Ontario. This is an excellent opportunity for an experienced professional to lead the administration and investigation of complaints made against licensed engineers and Certificate of Authorization holders.

At EQ Bank | Equitable Bank, we are committed to creating a new kind of banking experience for Canadians. As a leading fintech company, we prioritize innovation and customer satisfaction.The Senior Manager, Canadian Banking Compliance role is a key position in our Regulatory Compliance Management team. This individual will be responsible for ensuring...

**Location **| **Work Environment**: Toronto / Hybrid (_This role will be based in Toronto, with a combination of time working directly from the Toronto office and the flexibility of working from a home office environment on selected days.)_ - **Department**:Compliance - **Reporting To**:Director, Corporate Compliance & Governance - **Employment Type /...

Job Description *Please note this is a 6 month contract* This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of...

100 King Street West Toronto Ontario,M5X 1A1 The Advisor, Regulatory and Compliance will dually support all compliance and regulatory functions for the Customer Complaint Appeal Office and Ethics Office (together “the Office”). - The Ethics Office is responsible promoting ethical conduct across BMO with a goal of sustaining an ethical culture based on...

Compliance Associate RoleWe are seeking a detail-oriented and organized Regulatory Compliance Professional to join our team at PearTree Canada. This role will be responsible for ensuring that our business operations comply with all relevant laws and regulations.The successful candidate will have a minimum of 3 years of experience working in compliance or a...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Tata Consultancy Services. This is an exciting opportunity for someone to make a real impact in ensuring our client's regulatory compliance.Job DescriptionAs a Regulatory Compliance Specialist, you will be responsible for enhancing and developing the regulatory...

We are offering an exciting opportunity for a Regulatory Compliance Analyst to join our client in Mississauga, Ontario. The role involves overseeing financial compliance functions within the organization. The successful candidate will work on various audits, compliance assessments, and regulatory compliance matters.Responsibilities:• Conduct regular...

As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...

Job DescriptionManulife Insurance Malaysia is seeking a highly skilled Regulatory Compliance Specialist to support the effective operation of its regulatory compliance management program.About UsWe are a global leader in financial services, dedicated to helping individuals make informed decisions and live better lives.ResponsibilitiesSupport the ongoing...

The Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...

**Company Information**: CIBC Mellon is a leading provider of asset servicing solutions to institutional investors in Canada, including multi-currency accounting, fund valuation, and investment information reporting. We are passionate about providing exceptional client service backed by our culture of innovation and success. Our outstanding employee...