Regulatory Compliance Specialist

1 month ago

Old Toronto, Canada CIBC Full time
  • Regulatory Compliance Role

    We're seeking a talented Regulatory Compliance Specialist to join our team. As a key member of the Enterprise Wide Compliance team, you will play a critical role in supporting the Compliance Department's efforts to develop and communicate compliance policies, standards, guidelines, and methodologies.

    You will be responsible for analyzing new and pending laws, regulations, and industry commitments that affect our areas of responsibility, ensuring that relevant issues and organizational risks are identified and raised for consideration by management. Your expertise will be essential in formulating advice and recommendations concerning the development of policies, procedures, training, and communications to ensure compliance.

  • Compliance Management Position

    CIBC is a relationship-oriented bank that needs talented professionals who are dedicated to doing what's right for our clients. As a Compliance Management Consultant, you will work closely with the Sr. Consultant, reporting to the Director, RCM Programs. Your objective will be to support the Compliance Department in developing and communicating compliance policies, standards, guidelines, and methodologies.

    You will contribute to the design and production of reports to senior management, assist in the preparation of Compliance-owned policies and programs, and respond to questions from and provide advice to other Compliance groups and CIBC employees regarding the application of Compliance-owned policies.

  • Regulatory Affairs Job

    CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. As a Regulatory Affairs Professional, you will be part of the Regulatory Compliance Management (RCM) Programs team within Enterprise Wide Compliance (EWC). Your role will be to work with the Sr. Consultant, reporting to the Director, RCM Programs, to support the Compliance Department's efforts to develop and communicate compliance policies, standards, guidelines, and methodologies.

    You will analyze new and pending laws, regulations, and industry commitments that affect our areas of responsibility, ensure that relevant issues and organizational risks are identified and raised for consideration by management, and formulate advice and recommendations concerning the development of policies, procedures, training, and communications to ensure compliance.

  • Regulatory Compliance Specialist

    4 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

  • Regulatory Compliance Specialist

    4 weeks ago

    Old Toronto, Canada Dental Corp Full time

    Regulatory Compliance SpecialistAbout the JobWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a Bilingual Legal and Compliance Counsel, you will be responsible for ensuring our dental practices adhere to all applicable regulations and laws, providing expert advice on compliance matters, and helping to...

  • Regulatory Compliance Specialist

    6 days ago

    Old Toronto, Canada Manulife Insurance Malaysia Full time

    Job DescriptionManulife Insurance Malaysia is seeking a highly skilled Regulatory Compliance Specialist to support the effective operation of its regulatory compliance management program.About UsWe are a global leader in financial services, dedicated to helping individuals make informed decisions and live better lives.ResponsibilitiesSupport the ongoing...

  • Regulatory Compliance Specialist

    1 month ago

    Old Toronto, Canada CI Financial Company Full time

    Company OverviewC I Financial Company is a leading provider of financial services, committed to delivering exceptional value to our clients and stakeholders.About the RoleWe are seeking an experienced Regulatory Compliance Specialist to join our Compliance team. In this role, you will be responsible for conducting compliance tasks in accordance with internal...

  • Regulatory Compliance Specialist

    4 weeks ago

    Old Toronto, Canada Dentalcorp Full time

    Job DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a key member of our organization, you will play a critical role in ensuring compliance with regulatory requirements and laws related to healthcare.

  • Regulatory Compliance Specialist

    4 weeks ago

    Old Toronto, Canada RBC Full time

    RBC is seeking a Regulatory Compliance Specialist to join their team. As a key member of the Hedge Funds team, you will partner with trading desks to optimize credit appetite and revenue with Hedge Fund managers.Key Responsibilities:Support the maintenance and management of credit relationships with diverse portfolios of Hedge Fund accounts.Manage the...

  • Cryptocurrency Regulatory Compliance Specialist

    5 days ago

    Old Toronto, Canada Eminence Talent Group Full time

    Eminence Talent Group is seeking a detail-oriented Cryptocurrency Regulatory Compliance Specialist to join our client at the forefront of the cryptocurrency exchange market. Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences.About UsOur client is a...

  • Regulatory Compliance Specialist

    4 weeks ago

    Old Toronto, Canada Dental Corp Full time

    Job OverviewDentalcorp is a leading network of dental practices, and we are seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleWe are looking for an experienced legal professional with a strong background in regulatory compliance, particularly in the healthcare industry. As a Regulatory Compliance Specialist, you will...

  • Regulatory Compliance Specialist for Pharmaceutical Products

    2 days ago

    Old Toronto, Canada VTekis Consulting LLP Full time

    Job OverviewVTekis Consulting LLP is seeking a seasoned Regulatory Compliance Specialist to join our team. As a key member of our quality assurance department, you will be responsible for ensuring the regulatory compliance of all products through maintaining compliant specifications/standards and managing changes to those standards.

  • Regulatory Compliance Specialist

    6 days ago

    Toronto, Ontario, Canada Ontario Public Service Full time

    We are seeking a highly motivated Regulatory Compliance Specialist to join our team at the Ontario Public Service. This is an exciting opportunity to work with a dynamic team that is dedicated to protecting consumers and promoting business compliance.

  • Compliance Specialist, Regulatory Compliance

    2 weeks ago

    Toronto, Ontario, Canada Société Financière Manuvie Full time

    As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...

  • Regulatory Compliance Specialist

    4 weeks ago

    Old Toronto, Canada Dental Corp Full time

    ul{list-style-type:square;}Legal and Compliance Counsel RoleAbout the PositionDentalcorp is seeking a highly skilled Legal and Compliance Counsel to join our team. As a key member of our organization, you will be responsible for providing expert legal advice and guidance on regulatory matters, risk management, and compliance within the healthcare...

  • Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    At Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....

  • Senior Regulatory Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada UnionPay International Full time

    **Job Overview**UnionPay International is seeking an experienced Senior Regulatory Compliance Specialist to support the company's compliance work in Canada. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in the payment industry. **Key Responsibilities**The Senior Regulatory Compliance...

  • Regulatory Compliance Specialist

    6 days ago

    Toronto, Ontario, Canada PearTree Canada Full time

    The Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...

  • Regulatory Compliance Specialist

    1 week ago

    Old Toronto, Canada TD Full time

    The TD Securities Compliance Department is a vital component of our organization, responsible for ensuring compliance with regulatory requirements. Our team strives to prevent violations by both employees and clients through monitoring, surveillance, training, liaison with regulators, promoting a compliance culture, and taking preventative measures.We are...

  • Financial Regulatory Compliance Specialist

    4 weeks ago

    Old Toronto, Canada Scotiabank Full time

    **Scotiabank Overview**At Scotiabank, we strive to be a leader in the financial industry while prioritizing our customers' needs and well-being. As a prominent bank in the Americas, we aim to foster an inclusive and diverse environment where our employees can grow and thrive.Compensation PackageWe offer an attractive compensation package for this role,...

  • Regulatory Licensing Specialist

    4 weeks ago

    Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full time

    The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

  • Compliance Expert

    2 weeks ago

    Old Toronto, Canada Scotiabank Full time

    About the RoleWe are seeking a highly skilled Compliance Expert to join our team as a Regulatory Inquiries Specialist. This role is responsible for supporting the execution of various components of the eight pillars of the GBM&T Compliance Canada program.Key AccountabilitiesSupport the development and maintenance of internal documents, including procedures...

  • Regulatory Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Tata Consultancy Services Full time

    Job Description:Tata Consultancy Services, a leading IT services company, is seeking a highly skilled Regulatory Compliance Specialist to join our team.About Us:TCS is an equal opportunity employer that values diversity and inclusivity. Our commitment to culture and diversity is reflected in our people stories across our workforce, implemented through...