Regulatory Compliance Expert

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

We are seeking a highly skilled Senior Regulatory Compliance Expert to join our team at CIBC. This is an exciting opportunity for an individual with a passion for regulatory compliance and a proven track record of success in providing expert advice and guidance.As a Senior Regulatory Compliance Expert, you will be responsible for analyzing new and pending...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

About This RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team in Canadian Banking.Company OverviewThe TD Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Framework.Job DescriptionProvide guidance, oversight, and expertise to Canadian Banking...

Job Title: Regulatory Compliance ExpertAbout Exchange Bank of CanadaExchange Bank of Canada is a Schedule 1 bank headquartered in Toronto, Canada. The bank provides wholesale foreign exchange services and international payment solutions to financial institutions and corporations.Salary: $90,000 - $120,000 per year, depending on experience.Job Description:We...

About the RoleThe Global Compliance Department at TD is responsible for overseeing Regulatory Compliance across the organization in accordance with the Global Compliance Framework.This includes ensuring that businesses are aware of the legislation under which they are governed and providing advice and support as required.Job ResponsibilitiesProvide guidance,...

Regulatory Compliance SpecialistAbout the JobWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a Bilingual Legal and Compliance Counsel, you will be responsible for ensuring our dental practices adhere to all applicable regulations and laws, providing expert advice on compliance matters, and helping to...

We are seeking a highly skilled Senior Regulatory Compliance Expert to join our team at Dentalcorp, Canada's largest and fastest-growing network of dental practices.Job Summary:The successful candidate will be responsible for ensuring compliance with regulatory requirements in the healthcare industry. As a Senior Regulatory Compliance Expert, you will play a...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada.About the RoleThe successful candidate will be responsible for maintaining and updating new client account application and KYC forms as required, preparing trade approval forms for compliance sign-off, and liaising with Client Service and Business...

ul{list-style-type:square;}Legal and Compliance Counsel RoleAbout the PositionDentalcorp is seeking a highly skilled Legal and Compliance Counsel to join our team. As a key member of our organization, you will be responsible for providing expert legal advice and guidance on regulatory matters, risk management, and compliance within the healthcare...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team as a Regulatory Inquiries Specialist. This role is responsible for supporting the execution of various components of the eight pillars of the GBM&T Compliance Canada program.Key AccountabilitiesSupport the development and maintenance of internal documents, including procedures...

Company Overview:Scotiabank is a leading bank in the Americas, guided by our purpose: "for every future". We help our customers, their families, and their communities achieve success through a broad range of advice, products, and services.About This Role:We are seeking a seasoned Senior Compliance and Risk Lawyer to provide expert advice and counsel on...

Job Title: Director, ComplianceAt Momentum Financial Services Group, we are seeking a highly skilled Director, Compliance to join our team. This is a unique opportunity to make a significant impact in shaping our regulatory compliance management program.Key Responsibilities:Develop and implement policies and procedures to ensure compliance with regulatory...

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

About the JobAs a Senior Compliance Business Oversight Officer at The Toronto-Dominion Bank (Canada), you will be a key member of our Canadian Banking Compliance team. Your primary responsibility will be to provide guidance, oversight, and expertise to our businesses on regulatory requirements and controls.This role is ideal for an individual with excellent...

Overview">We are seeking a seasoned Compliance and Regulatory Expert to join our team in a leadership role. This individual will be responsible for managing the Compliance program and team, ensuring the firm adheres to all regulatory requirements and internal policies.">About Us">LHH is a global leader in Talent and Leadership Development, Career Solutions,...

Compliance Specialist Job OpportunityWe are currently hiring an experienced Regulatory Compliance Expert for our client, a global biopharmaceutical company with a robust compliance program. This role focuses on policy development, compliance training, and monitoring activities to ensure adherence to industry standards and mitigate risks.Key...

100 King Street West Toronto Ontario,M5X 1A1 The Advisor, Regulatory and Compliance will dually support all compliance and regulatory functions for the Customer Complaint Appeal Office and Ethics Office (together “the Office”). - The Ethics Office is responsible promoting ethical conduct across BMO with a goal of sustaining an ethical culture based on...