Senior AML Financial Crime Risk Management Professional

3 days ago

Old Toronto, Canada TD Bank Full time
Key Responsibilities:

In this role, you will provide critical support to senior management in delivering initiatives related to risk assessment and internal/external exam support.

You will contribute to the development of team procedures and governance processes, advising GAML stakeholders and teams on changes and enhancements to enterprise AML programs and requirements. This may impact various aspects within the organization.

  • Contribute to developing team procedures and governance processes.
  • Support the creation of documentation and reports required by external regulatory bodies and TD internal groups.
  • Research, assess AML risks, and controls, contributing to a specialized team of AML compliance professionals interacting with key stakeholders.
  • Provide governance oversight through managing policy and training exemption governance and reporting processes to the GAML Senior Executive Team.
  • Assist GAML team members in tracking and reporting using the Issues and Events system.
  • Prepare summaries, presentations, briefing notes, and other required documentation for effective AML program status reporting.
  • Deliver subject matter expertise and AML advice to business/GAML partners and control functions within the organization.
  • Develop and deliver training programs for applicable employees across the Bank.
  • Conduct meaningful research, analysis, and assessment of AML program activities at the functional level, drawing conclusions and making recommendations.
  • Prepare research, analysis, update tools, or support training activities specific to risk assessment.
  • Contribute to developing processes, procedures, and guidance relevant to your specific GAML function area.
  • Prioritize and manage your workload to meet SLA requirements for service and productivity.
  • Provide high-quality service and advice to key business (GAML) partners, monitoring progress of initiatives, action plans, or similar activities.
  • Protect the interests of the organization, identify, and manage risks, ensuring the prompt and thorough resolution of escalated non-standard, high-risk issues.
  • Participate in new or revised product initiatives, advise businesses on AML compliance requirements, and ensure those requirements are properly written into project requirements.
  • Participate in GAML-level projects as needed, facilitating and overseeing changes to AML processes, systems, or practices.
  • Coordinate with other AML partners and business compliance partners to ensure consistency in applying AML programs and standards across the enterprise.
  • Evaluate and maintain alignment of relevant AML programs with TD's corporate philosophy and strategic direction.
  • Monitor AML industry developments and maintain strong knowledge of evolving regulatory requirements, assessing potential impacts.
  • Contribute to cross-functional/enterprise initiatives as an organizational or subject matter expert, helping identify risks and providing guidance for complex situations.
  • Adhere to applicable internal and external audit and regulatory requirements, actively supporting during Audit and Regulatory Reviews, providing recommendations and guidance as necessary.
  • Maintain a culture of risk management and control, supported by effective processes aligned with risk appetite.
  • Support responding to periodic exams/audits by regulatory bodies and Internal Audit to determine BSA/AML compliance levels.
  • Foster a positive work environment that promotes service to the business, quality, innovation, and teamwork, ensuring timely communication of issues and points of interest.

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