Product Compliance and Risk Specialist

1 month ago

Hamilton, Ontario, Canada Wise Full time
About Wise: Wise is a global technology firm dedicated to revolutionizing the way individuals and businesses manage and transfer money worldwide.

Our mission is to simplify the process of sending money internationally, spending abroad, and facilitating cross-border payments, ultimately saving our customers money.

Role Overview: We are seeking a Product Compliance & Risk Manager to play a pivotal role in the growth of our Assets product in Australia.

With our Assets offering, we are transforming the perception of money management. Customers can opt to hold their funds as 'cash' or invest in money market funds, which provide a low-risk return aligned with prevailing interest rates.

Having successfully launched the Assets product in the UK, Europe, and Singapore, we are now focused on expanding its reach in Australia.

Your Responsibilities:
  • Ensure compliance with regulatory standards for investment products offered to Australian customers.
  • Identify and mitigate key risks associated with the Assets product.
  • Collaborate with product teams throughout the product lifecycle, from design to post-launch evaluation.
  • Serve as the primary resource for regulatory inquiries related to the Wise Assets Australia product.
  • Conduct comprehensive regulatory analyses of new offerings, ensuring robust controls are established prior to launch.
  • Empower product teams to adopt a risk-based methodology in developing products and processes.
  • Analyze relevant regulations to enhance our product offerings and maintain competitiveness.
Regulatory Risk Management:
  • Identify and manage regulatory risks for Wise's investment product in Australia.
  • Perform pre-launch and ongoing regulatory risk assessments, advising product managers on compliance gaps and risks.
  • Work alongside Compliance and Product teams to ensure timely execution of remediation plans.
  • Collaborate with second-line compliance oversight teams to keep product teams updated on regulatory changes.
  • Engage with Compliance and Risk teams to identify and address primary regulatory issues in Australia.
Qualifications:

To excel in this role, you should possess:

  • A deep understanding of Australian regulations applicable to retail investment firms.
  • A minimum of 5 years of experience in a legal or compliance capacity within the retail investment sector or broader investment industry.
  • A problem-solving mindset, leveraging regulations and data to inform business decisions.
  • A proactive approach, demonstrating ownership and initiative in driving projects to completion.
  • Familiarity with the evolving regulatory landscape set forth by ASIC regarding retail investment products.
  • An understanding of payment systems and the regulatory requirements for Authorised Deposit-taking Institutions (ADIs).
  • Experience in a startup or scale-up environment.
  • A collaborative spirit, capable of working effectively with diverse stakeholders, including Product and Compliance teams.
Why Wise: We are committed to building a diverse and inclusive team, where every individual feels respected and empowered to contribute to our mission.

At Wise, we believe that inclusive teams drive innovation and success, and we celebrate the unique perspectives that each team member brings.

  • Product Compliance Specialist

    1 month ago

    Hamilton, Ontario, Canada Wise Full time

    Company OverviewWise is a pioneering technology firm dedicated to revolutionizing the way individuals and businesses manage their finances globally. Our mission is to minimize fees, maximize convenience, and enhance the speed of financial transactions.We aim to simplify the process of sending money internationally, spending abroad, and managing cross-border...

  • Product Compliance Specialist

    1 month ago

    Hamilton, Ontario, Canada Wise Full time

    Company OverviewWise is a leading technology enterprise dedicated to revolutionizing the way individuals and businesses manage their finances globally. Our focus is on minimizing fees while maximizing convenience and efficiency.We aim to simplify the process of sending money internationally, spending abroad, and handling cross-border payments, all while...

  • Product Compliance Specialist

    1 month ago

    Hamilton, Ontario, Canada Wise Full time

    Company OverviewWise is a leading technology firm dedicated to revolutionizing the way individuals and businesses manage their finances globally. With minimal fees and maximum efficiency, we aim to simplify international money transfers and payments.Our mission is to enhance the financial experience for our customers, whether they are sending money overseas...

  • Compliance Validation Specialist

    1 month ago

    Hamilton, Ontario, Canada Scotiabank Full time

    Title: Compliance Validation Specialist Join a purpose-driven team dedicated to achieving results within an inclusive and high-performing culture. Objective The Compliance Validation Specialist plays a vital role in the success of the Dealer Finance Centre (DFC) in Canada by ensuring that specific individual objectives, plans, and initiatives are executed...

  • Regulatory Affairs Specialist

    3 weeks ago

    Hamilton, Ontario, Canada Stryker Canada ULC Full time

    Job OverviewThis position is responsible for assisting in Stryker Canada's Regulatory compliance activities for the commercialization of healthcare products with a focus on drug, natural health products, and cosmetics. This individual must serve as a contributing member of the Regulatory Affairs team while championing Stryker's Mission and Values.Key...

  • Regulatory Affairs Specialist

    3 weeks ago

    Hamilton, Ontario, Canada Stryker Canada ULC Full time

    Job OverviewThis position is responsible for assisting in Stryker Canada's Regulatory compliance activities for the commercialization of healthcare products with a focus on drug, natural health products, and cosmetics. This individual must serve as a contributing member of the Regulatory Affairs team while championing Stryker's Mission and Values.Key...

  • Regulatory Compliance Officer

    3 weeks ago

    Hamilton, Ontario, Canada Armstrong healthcare limited Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Officer to join our team at Armstrong Healthcare Limited. As a key member of our organization, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and industry standards.Key ResponsibilitiesAnalyze and Provide Advice on...

  • Regulatory Compliance Officer

    3 weeks ago

    Hamilton, Ontario, Canada Armstrong healthcare limited Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Officer to join our team at Armstrong Healthcare Limited. As a key member of our organization, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and industry standards.Key ResponsibilitiesAnalyze and Provide Advice on...

  • Senior Manager, Enterprise Risk and Regulatory Compliance

    1 month ago

    Hamilton, Ontario, Canada Wise Full time

    About Us: At Wise, we have developed a leading-edge technology solution that empowers over 5 million users to transfer money globally without incurring excessive fees typically associated with traditional banking systems. Our Mission: We are on a mission to revolutionize the currency exchange and international money transfer landscape. As we expand our...

  • Regulatory Compliance Specialist

    1 week ago

    Hamilton, Ontario, Canada Armstrong healthcare limited Full time

    Job DescriptionArmstrong Healthcare Limited is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in ensuring our operations are in compliance with relevant laws, regulations, and industry standards.Key ResponsibilitiesAnalyze and provide expert advice on managerial...

  • Regulatory Compliance Specialist

    1 week ago

    Hamilton, Ontario, Canada Armstrong healthcare limited Full time

    Job DescriptionArmstrong Healthcare Limited is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in ensuring our operations are in compliance with relevant laws, regulations, and industry standards.Key ResponsibilitiesAnalyze and provide expert advice on managerial...

  • Environmental Compliance Specialist

    1 month ago

    Hamilton, Ontario, Canada American Iron & Metal Full time

    Company Overview American Iron & Metal (AIM) is a family-owned enterprise and a recognized global leader in the metal recycling sector, boasting over 125 locations and 4000 employees across the globe. Our success over the past eight decades is attributed to the commitment of our workforce and the unwavering trust and support of our clientele. Become...

  • Environmental Compliance Specialist

    1 month ago

    Hamilton, Ontario, Canada American Iron & Metal Full time

    Company Overview American Iron & Metal (AIM) is a family-owned enterprise and a recognized global leader in the metal recycling sector, boasting over 125 locations and 4000 employees across the globe. Our sustained success over the past eight decades is attributed to the commitment of our workforce and the ongoing trust and support from our clientele. ...

  • Regulatory Compliance Specialist

    1 month ago

    Hamilton, Ontario, Canada Afterpay Full time

    Company Overview Afterpay is committed to creating a decentralized future that empowers individuals with control over their finances, data, and identity. Our mission is to develop an open-source platform that enables participation in the global economy, providing innovative solutions that address real-world challenges. We invite collaboration in building and...

  • Senior Manager of Product Compliance

    1 month ago

    Hamilton, Ontario, Canada Wise Full time

    Wise is a leading global technology firm dedicated to revolutionizing the way individuals and businesses manage and transfer money worldwide. Our mission is to simplify international transactions, ensuring that our customers save both time and money. In this pivotal role, you will play a crucial part in empowering our Wise Platform team to introduce...

  • Cybersecurity Vendor Risk Management Specialist

    1 month ago

    Hamilton, Ontario, Canada Allergan Full time

    About Allergan Allergan is dedicated to discovering and delivering innovative medical solutions that address significant health challenges today and in the future. Our commitment is to make a profound impact on the lives of individuals across various therapeutic domains, including immunology, oncology, neuroscience, and eye care, alongside our offerings in...

  • IT Risk Assurance Specialist

    1 month ago

    Hamilton, Ontario, Canada Wise Full time

    Role Overview As the IT Risk Assurance Specialist within Wise's European Risk Management Team, you will assume responsibility for the assurance of IT and security risks. Your primary focus will be on the second line of defense, ensuring thorough evaluation and challenge of IT and security risk identification, assessment, mitigation, and ongoing enhancement...

  • Regulatory Compliance Specialist

    1 week ago

    Hamilton, Ontario, Canada Armstrong healthcare limited Full time

    Job SummaryArmstrong Healthcare Limited is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and developing strategies to mitigate risks.Key ResponsibilitiesAnalyze and provide advice on managerial methods and organization...

  • Regulatory Compliance Specialist

    1 week ago

    Hamilton, Ontario, Canada Armstrong healthcare limited Full time

    Job SummaryArmstrong Healthcare Limited is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and developing strategies to mitigate risks.Key ResponsibilitiesAnalyze and provide advice on managerial methods and organization...

  • Insurance Broker

    2 weeks ago

    Hamilton, Ontario, Canada Infinity Wealth Solutions Inc. Full time

    About the RoleWe are seeking a highly skilled Insurance Broker to join our team at Infinity Wealth Solutions Inc. as a Risk Management Specialist. In this role, you will be responsible for assessing potential client markets, calculating premiums, and establishing client insurance coverage.Key ResponsibilitiesMarket Analysis: Conduct thorough market analysis...