Senior Advisor, Governance and Regulatory Oversight
4 weeks ago
About CIBC
At CIBC, we are dedicated to establishing a client-focused banking experience for the contemporary landscape. We are in search of skilled and enthusiastic individuals who are committed to prioritizing the needs of our clients.
We believe in harnessing your unique talents and aspirations to enable you to take initiative. Our team members are equipped to make meaningful contributions and are appreciated for their individuality and efforts.
To discover more about CIBC, please visit our website.
Key Responsibilities
- Client Relationship Management - Serve as a trusted advisor and relationship manager, partnering with business stakeholders and risk management teams on all matters related to operational risk. Cultivate relationships at peer or senior management levels within the designated business unit. Represent the Risk Governance team in various business initiatives.
- Risk Evaluation and Advisory - Collaborate closely with business partners to proactively identify potential risks and control deficiencies. Assess and interpret risk exposures, operational losses, root causes, and control weaknesses. Lead the evaluation and recommendation of self-identified issues to mitigate risks and address control deficiencies. Oversee the Enterprise Risk Assessment process to ensure all significant inherent risks are recognized and compliant with CIBC's protocols. Act as a subject matter expert on risk and control issues, providing expert guidance to business partners. Engage in projects related to governance and regulation to pinpoint risks and control challenges.
- Control Framework Development and Management - Comprehend and communicate control framework requirements to business partners to ensure awareness and understanding of implications. Monitor adherence to all CIBC control framework requirements, including risk and control self-assessments, scenarios, and key regulatory indicators. Lead the revision of operational process controls, financial process controls, and regulatory compliance management controls. Suggest the creation or modification of significant management responsibilities or governance tool control verification programs. Review outcomes of major management responsibilities and control verifications and recommend self-assessment of discrepancies. Develop and present reports to management on governance and controls within the business unit.
Your Qualifications
- You value relationships. You find significance in your interactions with others, fostering trust through your respectful demeanor and authenticity.
- You possess experience in Retail Banking, Small Business Banking, Capital Markets, and Wealth Management products and services. You understand their core activities and processes, including account setup, product offerings, and administrative services related to execution or settlement. You have a profound understanding of risk management, audit, and regulatory compliance principles, practices, policies, and procedures.
- You have the ability to influence. You recognize that relationships and networks are crucial for success. You achieve outcomes by ensuring your voice is heard.
- You excel at data interpretation. You enjoy analyzing complex issues and synthesizing information, confidently summarizing and conveying detailed information succinctly.
- You appreciate the importance of precision. Your analytical thinking informs your decision-making process.
- Your values are paramount. You remain authentic in your professional environment, embodying principles of trust, teamwork, and accountability.
What CIBC Offers You
- We aim to reward you in a personalized and meaningful manner, including competitive salary, performance-based incentives, banking benefits, participation in a comprehensive benefits program, a defined benefits retirement plan, an employee share purchase plan, vacation time, support for your well-being, and Moments Maker, our points-based recognition program.
- With our collaborative spaces and technological tools, working alongside talented individuals to create innovative solutions that enhance our clients' experiences is seamless.
- We cultivate a culture that encourages you to express your ambitions through initiatives like Purpose Day, a paid day off dedicated to your growth and development.
Important Information
- CIBC is committed to fostering an inclusive workplace where all team members and clients feel valued. We seek candidates with diverse skill sets and provide an accessible application experience. If you require accommodation, please reach out to us.
- You must be legally eligible to work in Canada in the specified locations and, if applicable, hold a valid work or study permit.
- We may request you to complete an attribute-based assessment and other skills evaluations. Our objective during the application process is to learn more about you and your capabilities while providing you with insights about us.
Work Arrangement
Permanent position
Weekly Hours
37.5 hours
Essential Skills
Key Control, Business Control, Risk Management Assessment, Regulatory Requirements, Customer Relationship Management, Project Management, Control Management, Mortgages, Residential Mortgages, Lending Operations, MetricStream, OSFI, Loan Products, Problem Solving, Compliance Monitoring, Collaborative Work
-
Toronto, Ontario, Canada CIBC Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Senior Consultant, Regulatory, Governance and Controls Oversight. This is an exciting opportunity to work with a leading financial institution and contribute to the development of our risk management and compliance capabilities.Key ResponsibilitiesStrategic Risk...
-
Toronto, Ontario, Canada CIBC Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Senior Consultant, Regulatory, Governance and Controls Oversight. This is an exciting opportunity to work with a leading financial institution and contribute to the development of our risk management and compliance capabilities.Key ResponsibilitiesStrategic Risk...
-
Toronto, Ontario, Canada CIBC Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Senior Consultant, Regulatory, Governance and Controls Oversight. This is an exciting opportunity to work with a leading financial institution and contribute to the development of our risk management and compliance capabilities.Key ResponsibilitiesStrategic Risk...
-
Toronto, Ontario, Canada CIBC Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Senior Consultant, Regulatory, Governance and Controls Oversight. This is an exciting opportunity to work with a leading financial institution and contribute to the development of our risk management and compliance capabilities.Key ResponsibilitiesStrategic Risk...
-
Senior Regulatory Policy Advisor
4 weeks ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timePosition Overview **NOTE: This is a Fixed-Term (contract) position up to 6 months.** Are you an experienced public policy expert eager to influence the evolution of financial sector oversight in Ontario? The Financial Services Regulatory Authority of Ontario is seeking a Senior Policy and Technical Lead to advance our innovative policy initiatives...
-
Senior Advisor, Governance and Risk Oversight
4 weeks ago
Toronto, Ontario, Canada CIBC Full timeAbout CIBCAt CIBC, we are committed to creating a relationship-focused banking experience tailored for the contemporary landscape. We are on the lookout for skilled and enthusiastic individuals who prioritize integrity and excellence in serving our clients.We empower our team members to harness their unique strengths and aspirations, enabling them to make...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our Regulatory Compliance Management team. As a key member of our team, you will be responsible for providing dedicated oversight of compliance-related matters, effective challenge of Reliance Oversight Model Partners' Regulatory Compliance Management (RCM) programs, governance, reporting,...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our Regulatory Compliance Management team. As a key member of our team, you will be responsible for providing dedicated oversight of compliance-related matters, effective challenge of Reliance Oversight Model Partners' Regulatory Compliance Management (RCM) programs, governance, reporting,...
-
Senior Regulatory Policy Advisor
4 weeks ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timePosition Overview The Financial Services Regulatory Authority of Ontario is seeking a dedicated and results-driven professional in public policy to play a pivotal role in reshaping financial sector regulations in Ontario. We are in search of a Senior Policy and Technical Lead to advance our ambitious policy initiatives, fostering a regulatory...
-
Senior Regulatory Policy Advisor
3 weeks ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timePosition Overview Are you an experienced public policy expert eager to make a significant impact on the evolution of financial sector regulation in Ontario? The Financial Services Regulatory Authority of Ontario is seeking a Senior Policy and Technical Lead to spearhead our ambitious policy initiatives aimed at fostering a dynamic, principles-based,...
-
Regulatory Projects Senior Advisor
2 days ago
Toronto, Ontario, Canada The MEARIE Group Full timeJob DescriptionJob Title: Senior Advisor Regulatory ProjectsJob Summary:The Ontario Energy Board (OEB) is seeking a highly skilled and experienced Senior Advisor Regulatory Projects to join our team. As a Senior Advisor Regulatory Projects, you will be responsible for leading the development and implementation of policies, protocols, and projects to innovate...
-
Regulatory Projects Senior Advisor
21 hours ago
Toronto, Ontario, Canada The MEARIE Group Full timeJob DescriptionJob Title: Senior Advisor Regulatory ProjectsJob Summary:The Ontario Energy Board (OEB) is seeking a highly skilled and experienced Senior Advisor Regulatory Projects to join our team. As a Senior Advisor Regulatory Projects, you will be responsible for leading the development and implementation of policies, protocols, and projects to innovate...
-
Senior IT Governance Consultant
6 days ago
Toronto, Ontario, Canada BMO Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior IT Governance Consultant to join our team at BMO. As a key member of our Technology and Operations group, you will play a critical role in ensuring the effective governance of our technology landscape.Key ResponsibilitiesProvide strategic input into business decisions as a trusted advisor,...
-
Senior IT Governance Consultant
5 days ago
Toronto, Ontario, Canada BMO Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior IT Governance Consultant to join our team at BMO. As a key member of our Technology and Operations group, you will play a critical role in ensuring the effective governance of our technology landscape.Key ResponsibilitiesProvide strategic input into business decisions as a trusted advisor,...
-
Senior Manager, Regulatory Compliance Oversight
22 hours ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Summary:The Senior Manager, Regulatory Compliance Oversight will provide strategic oversight, assistance, and relationship management with multiple regulatory agencies for regulatory interactions across The Toronto-Dominion Bank. This role will serve as the primary point of contact and manage relationships and interactions with regulators on more complex...
-
Senior Manager, Regulatory Compliance Oversight
19 hours ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Summary:The Senior Manager, Regulatory Compliance Oversight will provide strategic oversight, assistance, and relationship management with multiple regulatory agencies for regulatory interactions across The Toronto-Dominion Bank. This role will serve as the primary point of contact and manage relationships and interactions with regulators on more complex...
-
Regulatory Compliance Analyst
4 weeks ago
Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full timePosition Title:Regulatory Compliance AnalystDivision:Business Conduct OversightOur organization serves as a national authority responsible for the regulation of investment and mutual fund dealers across Canada. We are committed to safeguarding investors and fostering confidence in financial governance.As a Regulatory Compliance Analyst, your key...
-
Toronto, Ontario, Canada Scotiabank Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Manager, Investment Oversight, to join our team at Scotiabank. As a key member of our Asset Management team, you will be responsible for overseeing the investment activities of our clients and ensuring that our investment products meet the highest standards of quality and performance.Key...
-
Toronto, Ontario, Canada Scotiabank Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Manager, Investment Oversight, to join our team at Scotiabank. As a key member of our Asset Management team, you will be responsible for overseeing the investment activities of our clients and ensuring that our investment products meet the highest standards of quality and performance.Key...
-
Senior Investment Oversight Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeSenior Investment Oversight Manager at ScotiabankAre you seeking a rewarding opportunity in the financial services industry? Scotiabank invites you to consider the role of Senior Investment Oversight Manager, where you will be tasked with the comprehensive management of all assets within the Canadian Asset Management division. Additionally, you will provide...
