Process Risk and Controls Supervisor

3 weeks ago

Toronto, Ontario, Canada RSM Full time

At RSM, we are a premier provider of professional services tailored for the middle market on a global scale. Our mission is to foster confidence amidst change, enabling our clients and team members to achieve their utmost potential. Our remarkable workforce is the cornerstone of our inclusive culture and exceptional talent experience, making us appealing to our clients. Here, you will discover an environment that motivates and empowers you to excel both personally and professionally.

Advisory Supervisor – Process Risk and Controls Solutions

Position Overview

As a supervisor within RSM's expanding Process Risk and Controls Practice, you will leverage your expertise while enhancing your leadership capabilities through extensive client engagement and exposure to the financial services sector. This role offers significant career development and mentorship opportunities within a diverse and inclusive atmosphere. The dynamic and fast-paced environment we operate in will present you with daily challenges and stimulating opportunities.

In our Process Risk and Controls Practice, we often collaborate with a client's internal audit function, chief risk officer, Sarbanes-Oxley project teams, and various management members responsible for risk management. Our advisors assist clients in identifying and prioritizing risks while utilizing processes and controls to mitigate risk exposure.

Key Responsibilities

Contributions to Firm Culture

  • Exemplify RSM's core values of respect, integrity, teamwork, excellence, and stewardship in all interactions with clients and colleagues.
  • Guide teams in discovering innovative solutions to complex challenges, fostering creative thinking among team members.
  • Support RSM's diversity and inclusion objectives by cultivating an environment that values individuality and promotes authenticity.

Client Experience

  • Gain insights into the industries and clients we serve in the middle market, utilizing this knowledge to become a trusted advisor.
  • Incorporate current financial services industry thought leadership into client services.
  • Independently implement and mentor others on foundational industry policies and procedures.
  • Manage process-level client relationships and collaborate with external stakeholders.
  • Lead risk assessment interviews and develop internal audit plans.
  • Draft test plans or work programs for senior review.
  • Create and review narratives or flowcharts for processes.
  • Identify and evaluate risks and controls for processes as necessary.
  • Review staff work for accuracy and well-reasoned conclusions.
  • Oversee budgets and provide precise estimates to engagement leaders.
  • Prepare drafts of deliverables.
  • Master and accurately apply IIA Professional Standards, Internal Methodology, and industry-specific guidelines (as applicable).
  • Support multiple client projects concurrently while contributing to other firm initiatives.
  • Engage in relevant industry associations and events to maintain industry focus and relationships.

Talent Experience

  • Encourage team members to think creatively and pursue growth through development opportunities.
  • Actively seek opportunities to learn from or mentor colleagues, building a coaching network and leveraging training opportunities.
  • Maintain a willingness to give and receive constructive feedback, committing to self-improvement.
  • Provide guidance and mentorship to staff working with you.
  • Support recruitment efforts by promoting the RSM brand and accurately assessing talent.

Business Development

  • Participate actively in relevant industry associations and events.
  • Demonstrate industry knowledge and provide thought leadership to clients and prospects.
  • Build an internal network and familiarize yourself with other services offered by the firm.
  • Contribute to new business pursuits by collaborating on proposals and materials.
  • Identify new client opportunities or suggest ideas for introducing others to existing client relationships.

Position Qualifications

  • Bachelor's or Master's Degree in business, accounting, or a related field.
  • A minimum of 4 years of experience in the financial services industry, particularly in audit or internal control roles.
  • Proficiency in professional writing, spreadsheet, and presentation tools.
  • Relevant job certification (e.g., CPA, CIA).
  • Willingness to travel to meet client needs and collaborate with others both in-person and remotely.
  • Flexibility in work arrangements, embracing remote work and new tools.
  • Strong communication skills, both verbal and written.
  • Effective time management and prioritization abilities.
  • Established experience across multiple industries or expertise in a specific industry.

At RSM, we provide a competitive benefits and compensation package for all our employees. We encourage and support you to prioritize your well-being through personalized, holistic programming that addresses your physical, emotional, financial, and community needs.

Compensation Range: $78,000 - $122,000

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